Ken Griffin’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Ken Griffin’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q3	–	Sell	-2,600	Closed	-$125K	–	14808
2024 Q2	$125K	Buy	+2,600	New	+$125K	﹤0.01%	10602
2024 Q1	–	Sell	-6,800	Closed	-$329K	–	15094
2023 Q4	$329K	Buy	6,800 +5,700	+518%	+$270K	﹤0.01%	8990
2023 Q3	$52K	Buy	1,100 +800	+267%	+$38K	﹤0.01%	11717
2023 Q2	$14.3K	Buy	300 +200	+200%	+$9.59K	﹤0.01%	13006
2023 Q1	$4.79K	Buy	+100	New	+$4.79K	﹤0.01%	13926

Other funds holding LMBS

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $103B AUM 28.65% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Ken Griffin's LMBS Position: Q1 2026 in Review

Ken Griffin sold out of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) in Q1 2026, closing a stake of 133,802 shares — an estimated $6.69M sold.

Ken Griffin first reported a position in LMBS in Q1 2017 and held it in 17 quarters. The position peaked at $105M in Q2 2021. 443 funds tracked by Wall St. Rank hold LMBS as of Q1 2026.

Ken Griffin reported no remaining First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position as of Q1 2026 after selling out during the quarter.
Ken Griffin sold 133,802 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q1 2026, an estimated $6.69M.
Ken Griffin first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2017 and held it in 17 quarters.
Ken Griffin's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $105M in Q2 2021.
443 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q1 2026.

Based on Citadel Advisors's 13F filing for Q1 2026, filed 15 May 2026.