Ken Griffin’s Dimensional US Small Cap ETF DFAS Stock Holding History

Ken Griffin’s Portfolio DFAS Stock Details DFAS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-4,533	Closed	-$310K	–	12881
2025 Q3	$310K	Sell	4,533 -8,583	-65%	-$573K	﹤0.01%	10289
2025 Q2	$836K	Sell	13,116 -5,709	-30%	-$342K	﹤0.01%	7485
2025 Q1	$1.12M	Buy	18,825 +2,093	+13%	+$135K	﹤0.01%	6707
2024 Q4	$1.09M	Buy	+16,732	New	+$1.12M	﹤0.01%	6832
2023 Q4	–	Sell	-12,982	Closed	-$681K	–	14413
2023 Q3	$681K	Buy	+12,982	New	+$715K	﹤0.01%	7383
2023 Q2	–	Sell	-38,001	Closed	-$2M	–	14479
2023 Q1	$2M	Buy	+38,001	New	+$2.06M	﹤0.01%	5367

Other funds holding DFAS

Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

IFA

Index Fund Advisors Irvine, California $2.52B AUM 26.26% 1-Year Est. Return

Focus Partners Wealth Boston, Massachusetts $97.6B AUM 29.43% 1-Year Est. Return

PFA

Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return

TWA

TCI Wealth Advisors Tucson, Arizona $2.31B AUM 26.52% 1-Year Est. Return

Align Financial Hermantown, Minnesota $202M AUM

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Midwest Trust Overland Park, Kansas $8.83B AUM 27.45% 1-Year Est. Return

Ken Griffin's DFAS Position: Q4 2025 in Review

Ken Griffin sold out of Dimensional US Small Cap ETF (DFAS) in Q4 2025, closing a stake of 4,533 shares — an estimated $310K sold.

Ken Griffin first reported a position in DFAS in Q1 2023 and held it in 6 quarters. The position peaked at $2M in Q1 2023. 869 funds tracked by Wall St. Rank hold DFAS as of Q4 2025.

Ken Griffin reported no remaining Dimensional US Small Cap ETF position as of Q4 2025 after selling out during the quarter.
Ken Griffin sold 4,533 Dimensional US Small Cap ETF shares in Q4 2025, an estimated $310K.
Ken Griffin first reported a position in Dimensional US Small Cap ETF in Q1 2023 and held it in 6 quarters.
Ken Griffin's Dimensional US Small Cap ETF position peaked at $2M in Q1 2023.
869 funds tracked by Wall St. Rank held Dimensional US Small Cap ETF as of Q4 2025.

Based on Citadel Advisors's 13F filing for Q4 2025, filed 17 Feb 2026.