K2 Principal Fund’s INNOVATE Corp VATE Stock Holding History

K2 Principal Fund’s Portfolio VATE Stock Details VATE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-1,540	Closed	-$169K	–	203
2015 Q1	$169K	Sell	1,540 -6,174	-80%	-$523K	0.04%	140
2014 Q4	$650K	Buy	+7,714	New	+$641K	0.15%	106

Other funds holding VATE

WPP

Whalerock Point Partners Providence, Rhode Island $518M AUM 25.26% 1-Year Est. Return

Hudson Bay Capital Management Stamford, Connecticut $29B AUM 30.2% 1-Year Est. Return

DCM

DG Capital Management New York $326M AUM 39.67% 1-Year Est. Return

Caspian Capital New York $103M AUM

WIC

Water Island Capital New York $896M AUM 107.59% 1-Year Est. Return

Teton Advisors Rye, New York $142M AUM 42.07% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

K2 Principal Fund's VATE Position: Q2 2015 in Review

K2 Principal Fund sold out of INNOVATE Corp (VATE) in Q2 2015, closing a stake of 1,540 shares — an estimated $169K sold.

K2 Principal Fund first reported a position in VATE in Q4 2014 and held it in 2 quarters. The position peaked at $650K in Q4 2014. 62 funds tracked by Wall St. Rank hold VATE as of Q2 2015.

K2 Principal Fund reported no remaining INNOVATE Corp position as of Q2 2015 after selling out during the quarter.
K2 Principal Fund sold 1,540 INNOVATE Corp shares in Q2 2015, an estimated $169K.
K2 Principal Fund first reported a position in INNOVATE Corp in Q4 2014 and held it in 2 quarters.
K2 Principal Fund's INNOVATE Corp position peaked at $650K in Q4 2014.
62 funds tracked by Wall St. Rank held INNOVATE Corp as of Q2 2015.

Based on K2 Principal Fund's 13F filing for Q2 2015, filed 29 Jul 2015.