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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+6.22%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$750M
AUM Growth
+$7.3M
Cap. Flow
-$29.9M
Cap. Flow %
-3.99%
Top 10 Hldgs %
32.81%
Holding
184
New
11
Increased
28
Reduced
92
Closed
5

Top Buys

Rank Stock Value
1
KDP icon
Keurig Dr Pepper
KDP
+$4.36M
2
LNN icon
Lindsay Corp
LNN
+$2.93M
3
BCE icon
BCE
BCE
+$2.52M
4
ES icon
Eversource Energy
ES
+$2.24M
5
MANH icon
Manhattan Associates
MANH
+$2.22M

Top Sells

Rank Stock Value
1
BE icon
Bloom Energy
BE
+$9.71M
2
LITE icon
Lumentum
LITE
+$8.2M
3
AVGO icon
Broadcom
AVGO
+$6.96M
4
IBM icon
IBM
IBM
+$5.79M
5
FISV
Fiserv Inc
FISV
+$2.56M

Sector Composition

Rank Sector Weight
1 Technology 33.58%
2 Industrials 16.51%
3 Utilities 15.6%
4 Healthcare 10.18%
5 Energy 5.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVTR icon
176
Avantor
AVTR
$9.12B
– –
-16,300
Closed -$203K
BAX icon
177
Baxter International
BAX
$14.4B
– –
-52,834
Closed -$1.2M
RSP icon
178
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
– –
-1,109
Closed -$210K
VZ icon
179
Verizon
VZ
$195B
– –
-4,732
Closed -$208K
XRAY icon
180
Dentsply Sirona
XRAY
$2.46B
– –
-23,700
Closed -$301K
4 5 6 7
8

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RMC
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BEC
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GFM
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TPW
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MWA
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TCMI
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John G. Ullman & Associates's Q4 2025 Portfolio in Review

As of Q4 2025, John G. Ullman & Associates held 184 positions worth $750M, up 0.98% from $743M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

John G. Ullman & Associates withdrew a net $29.9M in Q4 2025, closing 5 positions and reducing 92 holdings. Its most notable exit was Baxter International, an estimated $1.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 34% of assets, down from 35% a quarter earlier, followed by Industrials and Utilities.

Against the trend, John G. Ullman & Associates opened a new position in Keurig Dr Pepper worth $4.44M.

  • John G. Ullman & Associates's largest Q4 2025 buy was Keurig Dr Pepper: 158,600 shares worth $4.44M.
  • John G. Ullman & Associates added most to Lindsay Corp in Q4 2025, an estimated $2.93M increase.
  • John G. Ullman & Associates's biggest Q4 2025 reduction was Bloom Energy, cutting an estimated $9.71M.
  • John G. Ullman & Associates fully exited Baxter International in Q4 2025, selling an estimated $1.2M.
  • John G. Ullman & Associates's ten largest holdings make up 33% of its $750M portfolio in Q4 2025.
  • John G. Ullman & Associates opened 11 new positions and closed 5 in Q4 2025.
  • John G. Ullman & Associates's portfolio value rose 0.98% quarter-over-quarter to $750M.

Based on John G. Ullman & Associates's 13F filing for Q4 2025, filed 5 Feb 2026.