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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-3.19%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$611M
AUM Growth
-$36.8M
Cap. Flow
-$10.3M
Cap. Flow %
-1.68%
Top 10 Hldgs %
33.41%
Holding
182
New
5
Increased
25
Reduced
97
Closed
9

Top Buys

Rank Stock Value
1
ALB icon
Albemarle
ALB
+$3.03M
2
ES icon
Eversource Energy
ES
+$1.91M
3
GEHC icon
GE HealthCare
GEHC
+$1.63M
4
MRNA icon
Moderna
MRNA
+$1.47M
5
APTV icon
Aptiv
APTV
+$1.26M

Top Sells

Rank Stock Value
1
HE icon
Hawaiian Electric Industries
HE
+$6.95M
2
AMT icon
American Tower
AMT
+$2.98M
3
KNF icon
Knife River
KNF
+$1.76M
4
TMP icon
Tompkins Financial
TMP
+$1.64M
5
EMR icon
Emerson Electric
EMR
+$990K

Sector Composition

Rank Sector Weight
1 Technology 27.82%
2 Healthcare 20.08%
3 Industrials 16.8%
4 Utilities 11.43%
5 Energy 7.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XYL icon
176
Xylem
XYL
$28.1B
– –
-2,060
Closed -$232K
4 5 6 7
8

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John G. Ullman & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, John G. Ullman & Associates held 182 positions worth $611M, down 5.7% from $648M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

John G. Ullman & Associates's Q3 2023 filing shows 5 new, 25 increased, 97 reduced and 9 closed positions. Its largest new stake was Albemarle: 15,225 shares worth $2.59M. The largest sale was Hawaiian Electric Industries, an estimated $6.95M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Healthcare and Industrials.

  • John G. Ullman & Associates's largest Q3 2023 buy was Albemarle: 15,225 shares worth $2.59M.
  • John G. Ullman & Associates added most to Eversource Energy in Q3 2023, an estimated $1.91M increase.
  • John G. Ullman & Associates's biggest Q3 2023 reduction was American Tower, cutting an estimated $2.98M.
  • John G. Ullman & Associates fully exited Hawaiian Electric Industries in Q3 2023, selling an estimated $6.95M.
  • John G. Ullman & Associates's ten largest holdings make up 33% of its $611M portfolio in Q3 2023.
  • John G. Ullman & Associates opened 5 new positions and closed 9 in Q3 2023.
  • John G. Ullman & Associates's portfolio value fell 5.7% quarter-over-quarter to $611M.

Based on John G. Ullman & Associates's 13F filing for Q3 2023, filed 1 Nov 2023.