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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $824M
1-Year Est. Return 78.19%
This Fund
S&P 500
This Quarter Est. Return
+11.35%
1 Year Est. Return
+78.19%
3 Year Est. Return
+156.18%
5 Year Est. Return
+168.38%
10 Year Est. Return
+388.18%
AUM
$754M
AUM Growth
+$4.32M
Cap. Flow
-$53.7M
Cap. Flow %
-7.12%
Top 10 Hldgs %
33.71%
Holding
189
New
10
Increased
27
Reduced
102
Closed
15

Top Buys

Rank Stock Value
1
MELI icon
Mercado Libre
MELI
+$3.21M
2
ITRI icon
Itron
ITRI
+$2.11M
3
TWLO icon
Twilio
TWLO
+$1.86M
4
AZTA icon
Azenta
AZTA
+$1.53M
5
EHC icon
Encompass Health
EHC
+$1.33M

Top Sells

Rank Stock Value
1
WDC icon
Western Digital
WDC
+$8.18M
2
GLW icon
Corning
GLW
+$7.69M
3
SNDK
Sandisk
SNDK
+$3.95M
4
EMR icon
Emerson Electric
EMR
+$3.84M
5
ADBE icon
Adobe
ADBE
+$2.38M

Sector Composition

Rank Sector Weight
1 Technology 31.11%
2 Industrials 17.71%
3 Utilities 16.55%
4 Healthcare 9.64%
5 Energy 7.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MANH icon
151
Manhattan Associates
MANH
$11.7B
$296K 0.04%
2,225
-9,925
-82% -$1.49M
IBB icon
152
iShares Biotechnology ETF
IBB
$9.77B
$287K 0.04%
1,700
– –
ACVA icon
153
ACV Auctions
ACVA
$1.35B
$281K 0.04%
66,284
– –
CAT icon
154
Caterpillar
CAT
$393B
$281K 0.04%
+396
New +$274K
KRE icon
155
State Street SPDR S&P Regional Banking ETF
KRE
$4.67B
$280K 0.04%
4,300
– –
XRAY icon
156
Dentsply Sirona
XRAY
$2.31B
$269K 0.04%
+23,200
New +$289K
PCYO icon
157
Pure Cycle
PCYO
$273M
$265K 0.04%
+26,300
New +$285K
CRH icon
158
CRH
CRH
$65B
$263K 0.03%
2,500
– –
PHO icon
159
Invesco Water Resources ETF
PHO
$2.06B
$262K 0.03%
3,920
– –
NVDA icon
160
NVIDIA
NVDA
$5.46T
$240K 0.03%
1,377
-219
-14% -$40.2K
ABBV icon
161
AbbVie
ABBV
$443B
$234K 0.03%
1,078
+23
+2% +$5.1K
GS icon
162
Goldman Sachs
GS
$304B
$224K 0.03%
265
-4
-1% -$3.57K
FESM icon
163
Fidelity Enhanced Small Cap Core ETF
FESM
$6.35B
$222K 0.03%
5,847
– –
MXF
164
Mexico Fund
MXF
$309M
$222K 0.03%
10,600
– –
QQQ icon
165
Invesco QQQ Trust
QQQ
$487B
$219K 0.03%
379
– –
FTS icon
166
Fortis
FTS
$28.8B
$217K 0.03%
3,900
– –
VZ icon
167
Verizon
VZ
$200B
$215K 0.03%
+4,288
New +$199K
APH icon
168
Amphenol
APH
$204B
$209K 0.03%
1,654
– –
ASRV icon
169
AmeriServ Financial
ASRV
$85M
$166K 0.02%
45,985
– –
PCT icon
170
PureCycle Technologies
PCT
$1.41B
$81K 0.01%
+15,600
New +$130K
ALB icon
171
Albemarle
ALB
$15.4B
– –
-2,100
Closed -$297K
FE icon
172
FirstEnergy
FE
$27.1B
– –
-5,400
Closed -$242K
GABC icon
173
German American Bancorp
GABC
$1.92B
– –
-8,190
Closed -$321K
GM icon
174
General Motors
GM
$75.8B
– –
-5,050
Closed -$411K
GT icon
175
Goodyear
GT
$1.78B
– –
-17,300
Closed -$152K
4 5 6
7
8

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SCM
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FPCP
Fort Point Capital Partners San Francisco, California $825M AUM 16.14% 1-Year Est. Return
VT
Volterra Technologies New York $823M AUM 28.93% 1-Year Est. Return
CCM
Cadian Capital Management New York $821M AUM 14.36% 1-Year Est. Return
ECM
Engine Capital Management New York $828M AUM 6.49% 1-Year Est. Return
FM
Family Management New York $834M AUM 20.83% 1-Year Est. Return
KCP
Kera Capital Partners San Jose, California $815M AUM 46.39% 1-Year Est. Return
SAIG
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John G. Ullman & Associates's Q1 2026 Portfolio in Review

As of Q1 2026, John G. Ullman & Associates held 189 positions worth $754M, up 0.58% from $750M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

John G. Ullman & Associates withdrew a net $53.7M in Q1 2026, closing 15 positions and reducing 102 holdings. Its most notable exit was Sandisk, an estimated $3.95M position sold in full.

By sector, the portfolio is most concentrated in Technology at 31% of assets, down from 34% a quarter earlier, followed by Industrials and Utilities.

Against the trend, John G. Ullman & Associates opened a new position in Mercado Libre worth $2.88M.

  • John G. Ullman & Associates's largest Q1 2026 buy was Mercado Libre: 1,665 shares worth $2.88M.
  • John G. Ullman & Associates added most to Itron in Q1 2026, an estimated $2.11M increase.
  • John G. Ullman & Associates's biggest Q1 2026 reduction was Western Digital, cutting an estimated $8.18M.
  • John G. Ullman & Associates fully exited Sandisk in Q1 2026, selling an estimated $3.95M.
  • John G. Ullman & Associates's ten largest holdings make up 34% of its $754M portfolio in Q1 2026.
  • John G. Ullman & Associates opened 10 new positions and closed 15 in Q1 2026.
  • John G. Ullman & Associates's portfolio value rose 0.58% quarter-over-quarter to $754M.

Based on John G. Ullman & Associates's 13F filing for Q1 2026, filed 6 May 2026.