We are live on ! Find out more
JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+6.22%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$750M
AUM Growth
+$7.3M
Cap. Flow
-$29.9M
Cap. Flow %
-3.99%
Top 10 Hldgs %
32.81%
Holding
184
New
11
Increased
28
Reduced
92
Closed
5

Top Buys

Rank Stock Value
1
KDP icon
Keurig Dr Pepper
KDP
+$4.36M
2
LNN icon
Lindsay Corp
LNN
+$2.93M
3
BCE icon
BCE
BCE
+$2.52M
4
ES icon
Eversource Energy
ES
+$2.24M
5
MANH icon
Manhattan Associates
MANH
+$2.22M

Top Sells

Rank Stock Value
1
BE icon
Bloom Energy
BE
+$9.71M
2
LITE icon
Lumentum
LITE
+$8.2M
3
AVGO icon
Broadcom
AVGO
+$6.96M
4
IBM icon
IBM
IBM
+$5.79M
5
FISV
Fiserv Inc
FISV
+$2.56M

Sector Composition

Rank Sector Weight
1 Technology 33.58%
2 Industrials 16.51%
3 Utilities 15.6%
4 Healthcare 10.18%
5 Energy 5.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GABC icon
151
German American Bancorp
GABC
$1.89B
$321K 0.04%
8,190
– –
CRH icon
152
CRH
CRH
$66.1B
$312K 0.04%
2,500
– –
NVDA icon
153
NVIDIA
NVDA
$5.4T
$298K 0.04%
+1,596
New +$297K
ALB icon
154
Albemarle
ALB
$15B
$297K 0.04%
+2,100
New +$238K
IBB icon
155
iShares Biotechnology ETF
IBB
$9.71B
$287K 0.04%
1,700
– –
SOLS
156
Solstice Advanced Materials
SOLS
$9.86B
$287K 0.04%
+5,899
New +$278K
KRE icon
157
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$279K 0.04%
4,300
– –
ETN icon
158
Eaton
ETN
$176B
$276K 0.04%
868
– –
PHO icon
159
Invesco Water Resources ETF
PHO
$2.09B
$276K 0.04%
3,920
– –
WEC icon
160
WEC Energy
WEC
$35.1B
$271K 0.04%
2,566
+100
+4% +$11.1K
FE icon
161
FirstEnergy
FE
$27.2B
$242K 0.03%
5,400
– –
ABBV icon
162
AbbVie
ABBV
$435B
$241K 0.03%
1,055
– –
GS icon
163
Goldman Sachs
GS
$303B
$236K 0.03%
269
+4
+2% +$3.26K
QQQ icon
164
Invesco QQQ Trust
QQQ
$483B
$233K 0.03%
379
– –
APH icon
165
Amphenol
APH
$211B
$224K 0.03%
+1,654
New +$221K
META icon
166
Meta Platforms (Facebook)
META
$1.51T
$222K 0.03%
336
+21
+7% +$14K
FESM icon
167
Fidelity Enhanced Small Cap Core ETF
FESM
$6.23B
$221K 0.03%
5,847
– –
ROP icon
168
Roper Technologies
ROP
$39B
$218K 0.03%
490
– –
MXF
169
Mexico Fund
MXF
$319M
$213K 0.03%
10,600
– –
NVS icon
170
Novartis
NVS
$298B
$211K 0.03%
1,530
-1,450
-49% -$190K
VTV icon
171
Vanguard Morningstar Value ETF
VTV
$191B
$208K 0.03%
1,090
– –
JPM icon
172
JPMorgan Chase
JPM
$941B
$204K 0.03%
+633
New +$196K
FTS icon
173
Fortis
FTS
$28.5B
$203K 0.03%
+3,900
New +$200K
GT icon
174
Goodyear
GT
$1.97B
$152K 0.02%
17,300
-1,000
-5% -$7.88K
ASRV icon
175
AmeriServ Financial
ASRV
$79.6M
$147K 0.02%
45,985
-19,200
-29% -$59.1K
4 5 6
7
8

Similar funds

HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return
TCMI
Technology Crossover Management IX Menlo Park, California $752M AUM 25.7% 1-Year Est. Return

John G. Ullman & Associates's Q4 2025 Portfolio in Review

As of Q4 2025, John G. Ullman & Associates held 184 positions worth $750M, up 0.98% from $743M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

John G. Ullman & Associates withdrew a net $29.9M in Q4 2025, closing 5 positions and reducing 92 holdings. Its most notable exit was Baxter International, an estimated $1.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 34% of assets, down from 35% a quarter earlier, followed by Industrials and Utilities.

Against the trend, John G. Ullman & Associates opened a new position in Keurig Dr Pepper worth $4.44M.

  • John G. Ullman & Associates's largest Q4 2025 buy was Keurig Dr Pepper: 158,600 shares worth $4.44M.
  • John G. Ullman & Associates added most to Lindsay Corp in Q4 2025, an estimated $2.93M increase.
  • John G. Ullman & Associates's biggest Q4 2025 reduction was Bloom Energy, cutting an estimated $9.71M.
  • John G. Ullman & Associates fully exited Baxter International in Q4 2025, selling an estimated $1.2M.
  • John G. Ullman & Associates's ten largest holdings make up 33% of its $750M portfolio in Q4 2025.
  • John G. Ullman & Associates opened 11 new positions and closed 5 in Q4 2025.
  • John G. Ullman & Associates's portfolio value rose 0.98% quarter-over-quarter to $750M.

Based on John G. Ullman & Associates's 13F filing for Q4 2025, filed 5 Feb 2026.