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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+19.31%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$743M
AUM Growth
+$68.9M
Cap. Flow
-$15.3M
Cap. Flow %
-2.06%
Top 10 Hldgs %
35.14%
Holding
182
New
8
Increased
40
Reduced
83
Closed
9

Top Buys

Rank Stock Value
1
NEE icon
NextEra Energy
NEE
+$9.48M
2
WTRG icon
Essential Utilities
WTRG
+$7.58M
3
D icon
Dominion Energy
D
+$4.6M
4
EQT icon
EQT Corp
EQT
+$3.32M
5
ES icon
Eversource Energy
ES
+$3.29M

Top Sells

Rank Stock Value
1
NVS icon
Novartis
NVS
+$16.4M
2
GLW icon
Corning
GLW
+$9.87M
3
HRI icon
Herc Holdings
HRI
+$3.96M
4
IBM icon
IBM
IBM
+$3.85M
5
GE icon
GE Aerospace
GE
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 34.93%
2 Industrials 17.65%
3 Utilities 15.8%
4 Healthcare 9.3%
5 Energy 4.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHO icon
151
Invesco Water Resources ETF
PHO
$2.09B
$283K 0.04%
3,920
– –
WEC icon
152
WEC Energy
WEC
$35.3B
$283K 0.04%
2,466
– –
KRE icon
153
State Street SPDR S&P Regional Banking ETF
KRE
$4.65B
$272K 0.04%
4,300
– –
FE icon
154
FirstEnergy
FE
$27.6B
$247K 0.03%
5,400
– –
IBB icon
155
iShares Biotechnology ETF
IBB
$9.68B
$245K 0.03%
1,700
– –
ROP icon
156
Roper Technologies
ROP
$39.6B
$244K 0.03%
490
– –
ABBV icon
157
AbbVie
ABBV
$433B
$244K 0.03%
+1,055
New +$215K
META icon
158
Meta Platforms (Facebook)
META
$1.51T
$231K 0.03%
315
– –
QQQ icon
159
Invesco QQQ Trust
QQQ
$483B
$228K 0.03%
379
– –
FESM icon
160
Fidelity Enhanced Small Cap Core ETF
FESM
$6.23B
$214K 0.03%
+5,847
New +$201K
DGX icon
161
Quest Diagnostics
DGX
$26.3B
$212K 0.03%
1,114
– –
GS icon
162
Goldman Sachs
GS
$302B
$211K 0.03%
+265
New +$196K
RSP icon
163
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$210K 0.03%
1,109
– –
MXF
164
Mexico Fund
MXF
$318M
$209K 0.03%
10,600
– –
VZ icon
165
Verizon
VZ
$195B
$208K 0.03%
4,732
-100
-2% -$4.33K
AVTR icon
166
Avantor
AVTR
$9.1B
$203K 0.03%
16,300
+4,900
+43% +$63.1K
VTV icon
167
Vanguard Morningstar Value ETF
VTV
$191B
$203K 0.03%
+1,090
New +$197K
ASRV icon
168
AmeriServ Financial
ASRV
$80.4M
$189K 0.03%
65,185
-2,041
-3% -$6.09K
GT icon
169
Goodyear
GT
$1.89B
$137K 0.02%
18,300
+300
+2% +$2.82K
ACM icon
170
Aecom
ACM
$9.78B
– –
-2,350
Closed -$265K
APH icon
171
Amphenol
APH
$206B
– –
-5,775
Closed -$570K
BCV
172
Bancroft Fund
BCV
$138M
– –
-82,913
Closed -$1.57M
BSX icon
173
Boston Scientific
BSX
$71.8B
– –
-1,874
Closed -$201K
FLR icon
174
Fluor
FLR
$7.98B
– –
-4,000
Closed -$205K
HRI icon
175
Herc Holdings
HRI
$5.72B
– –
-30,080
Closed -$3.96M
4 5 6
7
8

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BEC
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John G. Ullman & Associates's Q3 2025 Portfolio in Review

As of Q3 2025, John G. Ullman & Associates held 182 positions worth $743M, up 10% from $674M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

John G. Ullman & Associates's Q3 2025 filing shows 8 new, 40 increased, 83 reduced and 9 closed positions. Its largest new stake was Adobe: 6,510 shares worth $2.3M. The largest sale was Novartis, an estimated $16.4M.

By sector, the portfolio is most concentrated in Technology at 35% of assets, up from 35% a quarter earlier, followed by Industrials and Utilities.

  • John G. Ullman & Associates's largest Q3 2025 buy was Adobe: 6,510 shares worth $2.3M.
  • John G. Ullman & Associates added most to NextEra Energy in Q3 2025, an estimated $9.48M increase.
  • John G. Ullman & Associates's biggest Q3 2025 reduction was Novartis, cutting an estimated $16.4M.
  • John G. Ullman & Associates fully exited Herc Holdings in Q3 2025, selling an estimated $3.96M.
  • John G. Ullman & Associates's ten largest holdings make up 35% of its $743M portfolio in Q3 2025.
  • John G. Ullman & Associates opened 8 new positions and closed 9 in Q3 2025.
  • John G. Ullman & Associates's portfolio value rose 10% quarter-over-quarter to $743M.

Based on John G. Ullman & Associates's 13F filing for Q3 2025, filed 5 Nov 2025.