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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+9.15%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$630M
AUM Growth
+$19.1M
Cap. Flow
-$22.7M
Cap. Flow %
-3.61%
Top 10 Hldgs %
32.12%
Holding
186
New
13
Increased
53
Reduced
79
Closed
17

Top Buys

Rank Stock Value
1
AVGO icon
Broadcom
AVGO
+$4.6M
2
LOW icon
Lowe's Companies
LOW
+$4.54M
3
GNRC icon
Generac Holdings
GNRC
+$4.05M
4
ZBH icon
Zimmer Biomet
ZBH
+$3.64M
5
CHWY icon
Chewy
CHWY
+$2.07M

Top Sells

Rank Stock Value
1
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$9.11M
2
VMW
VMware, Inc
VMW
+$6.88M
3
ACM icon
Aecom
ACM
+$6.65M
4
PFE icon
Pfizer
PFE
+$5.11M
5
BKH icon
Black Hills Corp
BKH
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 30.19%
2 Healthcare 17.08%
3 Industrials 16.64%
4 Utilities 9.87%
5 Energy 6.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWFL icon
151
Norwood Financial Corp
NWFL
$370M
$230K 0.04%
+7,000
New +$197K
HD icon
152
Home Depot
HD
$349B
$230K 0.04%
+664
New +$206K
VAW icon
153
Vanguard Materials ETF
VAW
$3.08B
$228K 0.04%
1,200
– –
KRE icon
154
State Street SPDR S&P Regional Banking ETF
KRE
$4.65B
$225K 0.04%
+4,300
New +$192K
GOOG icon
155
Alphabet (Google) Class C
GOOG
$4.36T
$218K 0.03%
+1,550
New +$210K
WEC icon
156
WEC Energy
WEC
$35.2B
$215K 0.03%
2,550
-1,100
-30% -$90.6K
XLK icon
157
State Street Technology Select Sector SPDR ETF
XLK
$122B
$209K 0.03%
+2,172
New +$193K
IPGP icon
158
IPG Photonics
IPGP
$3.69B
$209K 0.03%
1,925
-100
-5% -$9.69K
ETN icon
159
Eaton
ETN
$174B
$202K 0.03%
+840
New +$185K
MXF
160
Mexico Fund
MXF
$315M
$202K 0.03%
10,600
– –
GT icon
161
Goodyear
GT
$1.94B
$188K 0.03%
13,100
– –
TPC
162
Tutor Perini Cor
TPC
$5.03B
$150K 0.02%
+16,500
New +$131K
ASRV icon
163
AmeriServ Financial
ASRV
$81.3M
$147K 0.02%
45,400
+9,500
+26% +$26.3K
PCYO icon
164
Pure Cycle
PCYO
$257M
$136K 0.02%
13,000
+700
+6% +$6.95K
RBKB icon
165
Rhinebeck Bancorp
RBKB
$196M
$130K 0.02%
16,200
-34,900
-68% -$232K
ALE
166
DELISTED
Allete
ALE
– –
-7,300
Closed -$385K
BNS icon
167
Scotiabank
BNS
$108B
– –
-7,900
Closed -$360K
BSV icon
168
Vanguard Short-Term Bond ETF
BSV
$44.6B
– –
-4,097
Closed -$308K
CRUS icon
169
Cirrus Logic
CRUS
$6.19B
– –
-3,050
Closed -$226K
D icon
170
Dominion Energy
D
$58.8B
– –
-58,320
Closed -$2.61M
EVRG icon
171
Evergy
EVRG
$19.1B
– –
-6,200
Closed -$314K
HLIO icon
172
Helios Technologies
HLIO
$2.72B
– –
-6,300
Closed -$350K
MBCN
173
DELISTED
Middlefield Banc Corp
MBCN
– –
-17,611
Closed -$447K
NWE icon
174
NorthWestern Energy
NWE
$4.32B
– –
-5,200
Closed -$250K
PLUG icon
175
Plug Power
PLUG
$2.89B
– –
-10,000
Closed -$76K
4 5 6
7
8

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John G. Ullman & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, John G. Ullman & Associates held 186 positions worth $630M, up 3.1% from $611M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

John G. Ullman & Associates withdrew a net $22.7M in Q4 2023, closing 17 positions and reducing 79 holdings. Its most notable exit was Horizon Therapeutics Public Limited Company Ordinary Shares, an estimated $9.11M position sold in full.

By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 28% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, John G. Ullman & Associates opened a new position in Lowe's Companies worth $4.98M.

  • John G. Ullman & Associates's largest Q4 2023 buy was Lowe's Companies: 22,375 shares worth $4.98M.
  • John G. Ullman & Associates added most to Broadcom in Q4 2023, an estimated $4.6M increase.
  • John G. Ullman & Associates's biggest Q4 2023 reduction was Aecom, cutting an estimated $6.65M.
  • John G. Ullman & Associates fully exited Horizon Therapeutics Public Limited Company Ordinary Shares in Q4 2023, selling an estimated $9.11M.
  • John G. Ullman & Associates's ten largest holdings make up 32% of its $630M portfolio in Q4 2023.
  • John G. Ullman & Associates opened 13 new positions and closed 17 in Q4 2023.
  • John G. Ullman & Associates's portfolio value rose 3.1% quarter-over-quarter to $630M.

Based on John G. Ullman & Associates's 13F filing for Q4 2023, filed 31 Jan 2024.