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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-3.19%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$611M
AUM Growth
-$36.8M
Cap. Flow
-$10.3M
Cap. Flow %
-1.68%
Top 10 Hldgs %
33.41%
Holding
182
New
5
Increased
25
Reduced
97
Closed
9

Top Buys

Rank Stock Value
1
ALB icon
Albemarle
ALB
+$3.03M
2
ES icon
Eversource Energy
ES
+$1.91M
3
GEHC icon
GE HealthCare
GEHC
+$1.63M
4
MRNA icon
Moderna
MRNA
+$1.47M
5
APTV icon
Aptiv
APTV
+$1.26M

Top Sells

Rank Stock Value
1
HE icon
Hawaiian Electric Industries
HE
+$6.95M
2
AMT icon
American Tower
AMT
+$2.98M
3
KNF icon
Knife River
KNF
+$1.76M
4
TMP icon
Tompkins Financial
TMP
+$1.64M
5
EMR icon
Emerson Electric
EMR
+$990K

Sector Composition

Rank Sector Weight
1 Technology 27.82%
2 Healthcare 20.08%
3 Industrials 16.8%
4 Utilities 11.43%
5 Energy 7.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PANW icon
151
Palo Alto Networks
PANW
$295B
$243K 0.04%
2,074
– –
EBMT icon
152
Eagle Bancorp Montana
EBMT
$188M
$243K 0.04%
20,556
+1,109
+6% +$14.2K
MU icon
153
Micron Technology
MU
$966B
$242K 0.04%
3,563
– –
PHO icon
154
Invesco Water Resources ETF
PHO
$2.1B
$239K 0.04%
4,500
– –
WSBF icon
155
Waterstone Financial
WSBF
$376M
$236K 0.04%
21,567
-22,841
-51% -$300K
CRUS icon
156
Cirrus Logic
CRUS
$6.25B
$226K 0.04%
3,050
– –
TYG
157
Tortoise Energy Infrastructure Corp
TYG
$1.07B
$220K 0.04%
7,600
– –
ITT icon
158
ITT
ITT
$19.3B
$215K 0.04%
2,200
– –
VWO icon
159
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$212K 0.03%
+5,419
New +$221K
VAW icon
160
Vanguard Materials ETF
VAW
$3.12B
$207K 0.03%
1,200
– –
IPGP icon
161
IPG Photonics
IPGP
$3.8B
$206K 0.03%
2,025
– –
ACN icon
162
Accenture
ACN
$107B
$202K 0.03%
659
– –
MXF
163
Mexico Fund
MXF
$320M
$175K 0.03%
10,600
– –
GT icon
164
Goodyear
GT
$1.98B
$163K 0.03%
13,100
– –
PCYO icon
165
Pure Cycle
PCYO
$258M
$118K 0.02%
12,300
+300
+3% +$3.39K
ASRV icon
166
AmeriServ Financial
ASRV
$79.6M
$95.1K 0.02%
35,900
+8,700
+32% +$25.5K
PLUG icon
167
Plug Power
PLUG
$2.92B
$76K 0.01%
10,000
– –
BYD icon
168
Boyd Gaming
BYD
$6.09B
– –
-12,450
Closed -$864K
ETN icon
169
Eaton
ETN
$174B
– –
-1,400
Closed -$282K
GM icon
170
General Motors
GM
$76.1B
– –
-5,550
Closed -$214K
HE icon
171
Hawaiian Electric Industries
HE
$2.18B
– –
-192,057
Closed -$6.95M
HOLX
172
DELISTED
Hologic
HOLX
– –
-2,500
Closed -$202K
JNJ icon
173
Johnson & Johnson
JNJ
$620B
– –
-2,311
Closed -$383K
LECO icon
174
Lincoln Electric
LECO
$15.4B
– –
-3,100
Closed -$616K
WAL icon
175
Western Alliance Bancorporation
WAL
$8.93B
– –
-6,900
Closed -$252K
4 5 6
7
8

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FSCM
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RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
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GFM
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TPW
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MWA
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TCMI
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John G. Ullman & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, John G. Ullman & Associates held 182 positions worth $611M, down 5.7% from $648M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

John G. Ullman & Associates's Q3 2023 filing shows 5 new, 25 increased, 97 reduced and 9 closed positions. Its largest new stake was Albemarle: 15,225 shares worth $2.59M. The largest sale was Hawaiian Electric Industries, an estimated $6.95M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Healthcare and Industrials.

  • John G. Ullman & Associates's largest Q3 2023 buy was Albemarle: 15,225 shares worth $2.59M.
  • John G. Ullman & Associates added most to Eversource Energy in Q3 2023, an estimated $1.91M increase.
  • John G. Ullman & Associates's biggest Q3 2023 reduction was American Tower, cutting an estimated $2.98M.
  • John G. Ullman & Associates fully exited Hawaiian Electric Industries in Q3 2023, selling an estimated $6.95M.
  • John G. Ullman & Associates's ten largest holdings make up 33% of its $611M portfolio in Q3 2023.
  • John G. Ullman & Associates opened 5 new positions and closed 9 in Q3 2023.
  • John G. Ullman & Associates's portfolio value fell 5.7% quarter-over-quarter to $611M.

Based on John G. Ullman & Associates's 13F filing for Q3 2023, filed 1 Nov 2023.