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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+8.32%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$727M
AUM Growth
-$8.17M
Cap. Flow
-$54.1M
Cap. Flow %
-7.43%
Top 10 Hldgs %
34.15%
Holding
170
New
10
Increased
34
Reduced
80
Closed
8

Top Buys

Rank Stock Value
1
FISV
Fiserv Inc
FISV
+$3.37M
2
CHWY icon
Chewy
CHWY
+$2.81M
3
VNT icon
Vontier
VNT
+$1.73M
4
KMI icon
Kinder Morgan
KMI
+$1.19M
5
OCDX
Ortho Clinical Diagnostics Holdings plc Ordinary Shares
OCDX
+$1.16M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$18.1M
2
T icon
AT&T
T
+$17M
3
AQN icon
Algonquin Power & Utilities
AQN
+$9.57M
4
FLS icon
Flowserve
FLS
+$6.46M
5
SYNA icon
Synaptics
SYNA
+$3.2M

Sector Composition

Rank Sector Weight
1 Technology 25.81%
2 Healthcare 23.86%
3 Utilities 17.96%
4 Industrials 17.19%
5 Communication Services 4.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EL icon
151
Estee Lauder
EL
$30.9B
$207K 0.03%
558
-140
-20% -$47.5K
MOS icon
152
The Mosaic Company
MOS
$7.38B
$206K 0.03%
+5,250
New +$201K
GOOG icon
153
Alphabet (Google) Class C
GOOG
$4.36T
$203K 0.03%
1,400
-200
-13% -$28.9K
MXF
154
Mexico Fund
MXF
$317M
$167K 0.02%
10,600
– –
CAMP
155
DELISTED
CalAmp Corp.
CAMP
$124K 0.02%
766
-86
-10% -$19K
ASRV icon
156
AmeriServ Financial
ASRV
$79.4M
$95K 0.01%
24,700
-500
-2% -$1.93K
EEFT icon
157
Euronet Worldwide
EEFT
$2.74B
– –
-2,512
Closed -$320K
OGN icon
158
Organon & Co
OGN
$3.56B
– –
-7,129
Closed -$234K
PHG icon
159
Philips
PHG
$25.7B
– –
-49,890
Closed -$1.83M
SYNA icon
160
Synaptics
SYNA
$4B
– –
-17,800
Closed -$3.2M
XRX icon
161
Xerox
XRX
$428M
– –
-111,666
Closed -$2.25M
ZNGA
162
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-161,300
Closed -$1.22M
MCFE
163
DELISTED
McAfee Corp. Class A Common Stock
MCFE
– –
-95,500
Closed -$2.11M
3 4 5 6
7

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RMC
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BEC
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GFM
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TPW
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MWA
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TCMI
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John G. Ullman & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, John G. Ullman & Associates held 170 positions worth $727M, down 1.1% from $735M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

John G. Ullman & Associates withdrew a net $54.1M in Q4 2021, closing 8 positions and reducing 80 holdings. Its most notable exit was Synaptics, an estimated $3.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 24% a quarter earlier, followed by Healthcare and Utilities.

Against the trend, John G. Ullman & Associates opened a new position in Vontier worth $1.63M.

  • John G. Ullman & Associates's largest Q4 2021 buy was Vontier: 53,095 shares worth $1.63M.
  • John G. Ullman & Associates added most to Fiserv Inc in Q4 2021, an estimated $3.37M increase.
  • John G. Ullman & Associates's biggest Q4 2021 reduction was Verizon, cutting an estimated $18.1M.
  • John G. Ullman & Associates fully exited Synaptics in Q4 2021, selling an estimated $3.2M.
  • John G. Ullman & Associates's ten largest holdings make up 34% of its $727M portfolio in Q4 2021.
  • John G. Ullman & Associates opened 10 new positions and closed 8 in Q4 2021.
  • John G. Ullman & Associates's portfolio value fell 1.1% quarter-over-quarter to $727M.

Based on John G. Ullman & Associates's 13F filing for Q4 2021, filed 26 Jan 2022.