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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+5.35%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$531M
AUM Growth
+$11.2M
Cap. Flow
-$11.3M
Cap. Flow %
-2.13%
Top 10 Hldgs %
33.37%
Holding
161
New
13
Increased
36
Reduced
86
Closed
16

Top Buys

Rank Stock Value
1
OGE icon
OGE Energy
OGE
+$2.24M
2
HAL icon
Halliburton
HAL
+$2.23M
3
CBI
Chicago Bridge & Iron Nv
CBI
+$2.21M
4
FCX icon
Freeport-McMoran
FCX
+$2.04M
5
BKNG icon
Booking.com
BKNG
+$1.78M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$3.77M
2
OVV icon
Ovintiv
OVV
+$3.58M
3
AAPL icon
Apple
AAPL
+$3.52M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$2.71M
5
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$2.41M

Sector Composition

Rank Sector Weight
1 Healthcare 25.33%
2 Industrials 20.74%
3 Technology 17.61%
4 Utilities 7.94%
5 Energy 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
151
Procter & Gamble
PG
$335B
– –
-45,042
Closed -$3.77M
TYG
152
Tortoise Energy Infrastructure Corp
TYG
$1.09B
– –
-1,089
Closed -$210K
VALE icon
153
Vale
VALE
$63.8B
– –
-159,525
Closed -$1.76M
WFC icon
154
Wells Fargo
WFC
$258B
– –
-4,306
Closed -$223K
XBI icon
155
State Street SPDR S&P Biotech ETF
XBI
$10.3B
– –
-46,371
Closed -$2.41M
CHK
156
DELISTED
Chesapeake Energy Corporation
CHK
– –
-53
Closed -$242K
OCLR
157
DELISTED
Oclaro Inc.
OCLR
– –
-32,975
Closed -$47K
ACI
158
DELISTED
ARCH COAL, INC.
ACI
– –
-1,150
Closed -$24K
TLM
159
DELISTED
TALISMAN ENERGY INC
TLM
– –
-75,710
Closed -$655K
CHXX
160
DELISTED
EGSHARES CHINA INFRASTRUCTURE ETF
CHXX
– –
-29,150
Closed -$517K
TYC
161
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
– –
-57,956
Closed -$2.71M
3 4 5 6
7

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John G. Ullman & Associates's Q4 2014 Portfolio in Review

As of Q4 2014, John G. Ullman & Associates held 161 positions worth $531M, up 2.2% from $520M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

John G. Ullman & Associates's Q4 2014 filing shows 13 new, 36 increased, 86 reduced and 16 closed positions. Its largest new stake was Halliburton: 45,734 shares worth $1.8M. The largest sale was Procter & Gamble, an estimated $3.77M.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q4 2014 buy was Halliburton: 45,734 shares worth $1.8M.
  • John G. Ullman & Associates added most to OGE Energy in Q4 2014, an estimated $2.24M increase.
  • John G. Ullman & Associates's biggest Q4 2014 reduction was Apple, cutting an estimated $3.52M.
  • John G. Ullman & Associates fully exited Procter & Gamble in Q4 2014, selling an estimated $3.77M.
  • John G. Ullman & Associates's ten largest holdings make up 33% of its $531M portfolio in Q4 2014.
  • John G. Ullman & Associates opened 13 new positions and closed 16 in Q4 2014.
  • John G. Ullman & Associates's portfolio value rose 2.2% quarter-over-quarter to $531M.

Based on John G. Ullman & Associates's 13F filing for Q4 2014, filed 26 Jan 2015.