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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+3.38%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$540M
AUM Growth
+$16M
Cap. Flow
-$480K
Cap. Flow %
-0.09%
Top 10 Hldgs %
32.13%
Holding
156
New
7
Increased
37
Reduced
92
Closed
9

Top Buys

Rank Stock Value
1
DO
Diamond Offshore Drilling
DO
+$2.64M
2
CSCO icon
Cisco
CSCO
+$2.27M
3
GE icon
GE Aerospace
GE
+$2.18M
4
LXFR icon
Luxfer Holdings
LXFR
+$2.16M
5
ADT
ADT Corp
ADT
+$1.59M

Top Sells

Rank Stock Value
1
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$3.34M
2
IDA icon
Idacorp
IDA
+$2.37M
3
GLW icon
Corning
GLW
+$1.85M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.79M
5
TXN icon
Texas Instruments
TXN
+$1.57M

Sector Composition

Rank Sector Weight
1 Healthcare 25.26%
2 Industrials 18.07%
3 Technology 17.7%
4 Energy 9.25%
5 Utilities 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLIO icon
151
Helios Technologies
HLIO
$2.57B
– –
-20,238
Closed -$826K
PNR icon
152
Pentair
PNR
$10.4B
– –
-5,547
Closed -$289K
TXN icon
153
Texas Instruments
TXN
$252B
– –
-35,700
Closed -$1.57M
ENDP
154
DELISTED
Endo International plc
ENDP
– –
-16,540
Closed -$1.12M
XRTX
155
DELISTED
XYRATEX LTD (BERMUDA)
XRTX
– –
-100,100
Closed -$1.33M
ZOLT
156
DELISTED
ZOLTEK COMPANIES INC
ZOLT
– –
-199,401
Closed -$3.34M
3 4 5 6
7

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SF
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RMC
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BEC
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GFM
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TPW
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MWA
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John G. Ullman & Associates's Q1 2014 Portfolio in Review

As of Q1 2014, John G. Ullman & Associates held 156 positions worth $540M, up 3.1% from $524M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

John G. Ullman & Associates's Q1 2014 filing shows 7 new, 37 increased, 92 reduced and 9 closed positions. Its largest new stake was Diamond Offshore Drilling: 53,600 shares worth $2.61M. The largest sale was ZOLTEK COMPANIES INC, an estimated $3.34M.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q1 2014 buy was Diamond Offshore Drilling: 53,600 shares worth $2.61M.
  • John G. Ullman & Associates added most to Cisco in Q1 2014, an estimated $2.27M increase.
  • John G. Ullman & Associates's biggest Q1 2014 reduction was Idacorp, cutting an estimated $2.37M.
  • John G. Ullman & Associates fully exited ZOLTEK COMPANIES INC in Q1 2014, selling an estimated $3.34M.
  • John G. Ullman & Associates's ten largest holdings make up 32% of its $540M portfolio in Q1 2014.
  • John G. Ullman & Associates opened 7 new positions and closed 9 in Q1 2014.
  • John G. Ullman & Associates's portfolio value rose 3.1% quarter-over-quarter to $540M.

Based on John G. Ullman & Associates's 13F filing for Q1 2014, filed 7 May 2014.