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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+5.42%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$491M
AUM Growth
+$12.1M
Cap. Flow
-$11M
Cap. Flow %
-2.23%
Top 10 Hldgs %
31.66%
Holding
155
New
5
Increased
32
Reduced
106
Closed
4

Top Buys

Rank Stock Value
1
IBM icon
IBM
IBM
+$4M
2
AEGN
Aegion Corp
AEGN
+$1.81M
3
ITRI icon
Itron
ITRI
+$1.31M
4
KO icon
Coca-Cola
KO
+$1.16M
5
LLY icon
Eli Lilly
LLY
+$906K

Top Sells

Rank Stock Value
1
BCV
Bancroft Fund
BCV
+$3.27M
2
ADM icon
Archer Daniels Midland
ADM
+$2.73M
3
OGE icon
OGE Energy
OGE
+$2.63M
4
AMGN icon
Amgen
AMGN
+$1.93M
5
STE icon
Steris
STE
+$1.71M

Sector Composition

Rank Sector Weight
1 Healthcare 24.89%
2 Industrials 16.28%
3 Technology 15.43%
4 Energy 9%
5 Utilities 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XIDE
151
DELISTED
EXIDE TECHNOLOGIES NEW COM
XIDE
$4K ﹤0.01%
10,000
– –
AFK icon
152
VanEck Africa Index ETF
AFK
$99.1M
– –
-29,500
Closed -$797K
BCV
153
Bancroft Fund
BCV
$133M
– –
-188,503
Closed -$3.27M
ATVI
154
DELISTED
Activision Blizzard
ATVI
– –
-47,950
Closed -$684K
ALD
155
DELISTED
WisdomTree Asia Local Debt Fund
ALD
– –
-13,750
Closed -$671K
3 4 5 6
7

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SF
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RMC
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BEC
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GFM
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TPW
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MWA
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John G. Ullman & Associates's Q3 2013 Portfolio in Review

As of Q3 2013, John G. Ullman & Associates held 155 positions worth $491M, up 2.5% from $479M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

John G. Ullman & Associates's Q3 2013 filing shows 5 new, 32 increased, 106 reduced and 4 closed positions. Its largest new stake was Aegion Corp: 77,950 shares worth $1.85M. The largest sale was Bancroft Fund, an estimated $3.27M.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, down from 26% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q3 2013 buy was Aegion Corp: 77,950 shares worth $1.85M.
  • John G. Ullman & Associates added most to IBM in Q3 2013, an estimated $4M increase.
  • John G. Ullman & Associates's biggest Q3 2013 reduction was Archer Daniels Midland, cutting an estimated $2.73M.
  • John G. Ullman & Associates fully exited Bancroft Fund in Q3 2013, selling an estimated $3.27M.
  • John G. Ullman & Associates's ten largest holdings make up 32% of its $491M portfolio in Q3 2013.
  • John G. Ullman & Associates opened 5 new positions and closed 4 in Q3 2013.
  • John G. Ullman & Associates's portfolio value rose 2.5% quarter-over-quarter to $491M.

Based on John G. Ullman & Associates's 13F filing for Q3 2013, filed 4 Nov 2013.