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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+6.22%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$750M
AUM Growth
+$7.3M
Cap. Flow
-$29.9M
Cap. Flow %
-3.99%
Top 10 Hldgs %
32.81%
Holding
184
New
11
Increased
28
Reduced
92
Closed
5

Top Buys

Rank Stock Value
1
KDP icon
Keurig Dr Pepper
KDP
+$4.36M
2
LNN icon
Lindsay Corp
LNN
+$2.93M
3
BCE icon
BCE
BCE
+$2.52M
4
ES icon
Eversource Energy
ES
+$2.24M
5
MANH icon
Manhattan Associates
MANH
+$2.22M

Top Sells

Rank Stock Value
1
BE icon
Bloom Energy
BE
+$9.71M
2
LITE icon
Lumentum
LITE
+$8.2M
3
AVGO icon
Broadcom
AVGO
+$6.96M
4
IBM icon
IBM
IBM
+$5.79M
5
FISV
Fiserv Inc
FISV
+$2.56M

Sector Composition

Rank Sector Weight
1 Technology 33.58%
2 Industrials 16.51%
3 Utilities 15.6%
4 Healthcare 10.18%
5 Energy 5.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AQN icon
126
Algonquin Power & Utilities
AQN
$4.42B
$530K 0.07%
86,250
+11,900
+16% +$70.7K
BDX icon
127
Becton Dickinson
BDX
$48.7B
$529K 0.07%
2,725
-1,798
-40% -$342K
FELE icon
128
Franklin Electric
FELE
$4.84B
$516K 0.07%
5,400
– –
BUSE icon
129
First Busey Corp
BUSE
$2.58B
$511K 0.07%
21,480
-1,433
-6% -$33.7K
FISV
130
Fiserv Inc
FISV
$27.9B
$500K 0.07%
7,450
-30,521
-80% -$2.56M
PSX icon
131
Phillips 66
PSX
$81.4B
$497K 0.07%
3,850
– –
OCFC icon
132
OceanFirst Financial
OCFC
$1.91B
$485K 0.06%
27,000
– –
GE icon
133
GE Aerospace
GE
$384B
$477K 0.06%
1,550
+98
+7% +$29.5K
CRUS icon
134
Cirrus Logic
CRUS
$6.26B
$462K 0.06%
3,900
– –
VTI icon
135
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$454K 0.06%
1,354
– –
IQV icon
136
IQVIA
IQV
$39.3B
$428K 0.06%
1,900
– –
AGCO icon
137
AGCO
AGCO
$7.2B
$428K 0.06%
4,100
-200
-5% -$21.3K
GM icon
138
General Motors
GM
$76.8B
$411K 0.05%
5,050
– –
ITT icon
139
ITT
ITT
$19.1B
$398K 0.05%
2,295
– –
AEP icon
140
American Electric Power
AEP
$68.4B
$391K 0.05%
3,390
– –
XYL icon
141
Xylem
XYL
$28.1B
$385K 0.05%
2,830
– –
PANW icon
142
Palo Alto Networks
PANW
$297B
$384K 0.05%
2,082
– –
SHW icon
143
Sherwin-Williams
SHW
$89.8B
$373K 0.05%
1,150
– –
KO icon
144
Coca-Cola
KO
$375B
$365K 0.05%
5,217
-1,005
-16% -$70.1K
NWFL icon
145
Norwood Financial Corp
NWFL
$368M
$353K 0.05%
12,600
– –
STX icon
146
Seagate
STX
$184B
$341K 0.05%
1,238
-100
-7% -$26K
EEMV icon
147
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$339K 0.05%
5,300
– –
VGT icon
148
Vanguard Information Technology ETF
VGT
$149B
$335K 0.04%
3,560
– –
DGX icon
149
Quest Diagnostics
DGX
$26.3B
$335K 0.04%
1,932
+818
+73% +$149K
TPC
150
Tutor Perini Cor
TPC
$5.21B
$335K 0.04%
5,000
– –
4 5
6
7 8

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FSCM
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RMC
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BEC
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GFM
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TPW
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MWA
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PWA
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John G. Ullman & Associates's Q4 2025 Portfolio in Review

As of Q4 2025, John G. Ullman & Associates held 184 positions worth $750M, up 0.98% from $743M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

John G. Ullman & Associates withdrew a net $29.9M in Q4 2025, closing 5 positions and reducing 92 holdings. Its most notable exit was Baxter International, an estimated $1.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 34% of assets, down from 35% a quarter earlier, followed by Industrials and Utilities.

Against the trend, John G. Ullman & Associates opened a new position in Keurig Dr Pepper worth $4.44M.

  • John G. Ullman & Associates's largest Q4 2025 buy was Keurig Dr Pepper: 158,600 shares worth $4.44M.
  • John G. Ullman & Associates added most to Lindsay Corp in Q4 2025, an estimated $2.93M increase.
  • John G. Ullman & Associates's biggest Q4 2025 reduction was Bloom Energy, cutting an estimated $9.71M.
  • John G. Ullman & Associates fully exited Baxter International in Q4 2025, selling an estimated $1.2M.
  • John G. Ullman & Associates's ten largest holdings make up 33% of its $750M portfolio in Q4 2025.
  • John G. Ullman & Associates opened 11 new positions and closed 5 in Q4 2025.
  • John G. Ullman & Associates's portfolio value rose 0.98% quarter-over-quarter to $750M.

Based on John G. Ullman & Associates's 13F filing for Q4 2025, filed 5 Feb 2026.