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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+19.31%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$743M
AUM Growth
+$68.9M
Cap. Flow
-$15.3M
Cap. Flow %
-2.06%
Top 10 Hldgs %
35.14%
Holding
182
New
8
Increased
40
Reduced
83
Closed
9

Top Buys

Rank Stock Value
1
NEE icon
NextEra Energy
NEE
+$9.48M
2
WTRG icon
Essential Utilities
WTRG
+$7.58M
3
D icon
Dominion Energy
D
+$4.6M
4
EQT icon
EQT Corp
EQT
+$3.32M
5
ES icon
Eversource Energy
ES
+$3.29M

Top Sells

Rank Stock Value
1
NVS icon
Novartis
NVS
+$16.4M
2
GLW icon
Corning
GLW
+$9.87M
3
HRI icon
Herc Holdings
HRI
+$3.96M
4
IBM icon
IBM
IBM
+$3.85M
5
GE icon
GE Aerospace
GE
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 34.93%
2 Industrials 17.65%
3 Utilities 15.8%
4 Healthcare 9.3%
5 Energy 4.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MU icon
126
Micron Technology
MU
$991B
$496K 0.07%
2,963
+200
+7% +$25.6K
CRUS icon
127
Cirrus Logic
CRUS
$6.26B
$489K 0.07%
3,900
– –
OCFC icon
128
OceanFirst Financial
OCFC
$1.91B
$474K 0.06%
27,000
-200
-0.7% -$3.57K
AGCO icon
129
AGCO
AGCO
$7.2B
$460K 0.06%
4,300
– –
VTI icon
130
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$444K 0.06%
1,354
– –
GE icon
131
GE Aerospace
GE
$384B
$437K 0.06%
1,452
-12,277
-89% -$3.36M
PANW icon
132
Palo Alto Networks
PANW
$297B
$424K 0.06%
2,082
-174
-8% -$33.3K
XYL icon
133
Xylem
XYL
$28.1B
$417K 0.06%
2,830
+250
+10% +$34.7K
KO icon
134
Coca-Cola
KO
$375B
$413K 0.06%
6,222
+730
+13% +$50.2K
ITT icon
135
ITT
ITT
$19.1B
$410K 0.06%
2,295
– –
AQN icon
136
Algonquin Power & Utilities
AQN
$4.42B
$399K 0.05%
74,350
+18,250
+33% +$105K
SHW icon
137
Sherwin-Williams
SHW
$89.8B
$398K 0.05%
1,150
– –
NVS icon
138
Novartis
NVS
$297B
$382K 0.05%
2,980
-134,427
-98% -$16.4M
AEP icon
139
American Electric Power
AEP
$68.4B
$381K 0.05%
3,390
-79
-2% -$8.64K
IQV icon
140
IQVIA
IQV
$39.3B
$361K 0.05%
1,900
– –
EEMV icon
141
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$338K 0.05%
5,300
-50
-0.9% -$3.16K
VGT icon
142
Vanguard Information Technology ETF
VGT
$149B
$332K 0.04%
3,560
– –
TPC
143
Tutor Perini Cor
TPC
$5.21B
$328K 0.04%
5,000
– –
ETN icon
144
Eaton
ETN
$174B
$325K 0.04%
868
– –
GABC icon
145
German American Bancorp
GABC
$1.9B
$322K 0.04%
8,190
– –
NWFL icon
146
Norwood Financial Corp
NWFL
$368M
$320K 0.04%
12,600
-1,000
-7% -$25.5K
STX icon
147
Seagate
STX
$184B
$316K 0.04%
+1,338
New +$228K
GM icon
148
General Motors
GM
$76.8B
$308K 0.04%
5,050
– –
XRAY icon
149
Dentsply Sirona
XRAY
$2.43B
$301K 0.04%
23,700
+7,900
+50% +$115K
CRH icon
150
CRH
CRH
$66.8B
$300K 0.04%
2,500
– –
4 5
6
7 8

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MWA
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PWA
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John G. Ullman & Associates's Q3 2025 Portfolio in Review

As of Q3 2025, John G. Ullman & Associates held 182 positions worth $743M, up 10% from $674M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

John G. Ullman & Associates's Q3 2025 filing shows 8 new, 40 increased, 83 reduced and 9 closed positions. Its largest new stake was Adobe: 6,510 shares worth $2.3M. The largest sale was Novartis, an estimated $16.4M.

By sector, the portfolio is most concentrated in Technology at 35% of assets, up from 35% a quarter earlier, followed by Industrials and Utilities.

  • John G. Ullman & Associates's largest Q3 2025 buy was Adobe: 6,510 shares worth $2.3M.
  • John G. Ullman & Associates added most to NextEra Energy in Q3 2025, an estimated $9.48M increase.
  • John G. Ullman & Associates's biggest Q3 2025 reduction was Novartis, cutting an estimated $16.4M.
  • John G. Ullman & Associates fully exited Herc Holdings in Q3 2025, selling an estimated $3.96M.
  • John G. Ullman & Associates's ten largest holdings make up 35% of its $743M portfolio in Q3 2025.
  • John G. Ullman & Associates opened 8 new positions and closed 9 in Q3 2025.
  • John G. Ullman & Associates's portfolio value rose 10% quarter-over-quarter to $743M.

Based on John G. Ullman & Associates's 13F filing for Q3 2025, filed 5 Nov 2025.