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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-3.19%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$611M
AUM Growth
-$36.8M
Cap. Flow
-$10.3M
Cap. Flow %
-1.68%
Top 10 Hldgs %
33.41%
Holding
182
New
5
Increased
25
Reduced
97
Closed
9

Top Buys

Rank Stock Value
1
ALB icon
Albemarle
ALB
+$3.03M
2
ES icon
Eversource Energy
ES
+$1.91M
3
GEHC icon
GE HealthCare
GEHC
+$1.63M
4
MRNA icon
Moderna
MRNA
+$1.47M
5
APTV icon
Aptiv
APTV
+$1.26M

Top Sells

Rank Stock Value
1
HE icon
Hawaiian Electric Industries
HE
+$6.95M
2
AMT icon
American Tower
AMT
+$2.98M
3
KNF icon
Knife River
KNF
+$1.76M
4
TMP icon
Tompkins Financial
TMP
+$1.64M
5
EMR icon
Emerson Electric
EMR
+$990K

Sector Composition

Rank Sector Weight
1 Technology 27.82%
2 Healthcare 20.08%
3 Industrials 16.8%
4 Utilities 11.43%
5 Energy 7.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCI icon
126
Johnson Controls International
JCI
$92.2B
$423K 0.07%
7,950
– –
IQV icon
127
IQVIA
IQV
$39.3B
$413K 0.07%
2,100
– –
XLU icon
128
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$389K 0.06%
13,200
-1,980
-13% -$63.8K
ALE
129
DELISTED
Allete
ALE
$385K 0.06%
7,300
-100
-1% -$5.63K
MPC icon
130
Marathon Petroleum
MPC
$83.7B
$373K 0.06%
2,463
– –
VOD icon
131
Vodafone
VOD
$37.4B
$371K 0.06%
39,100
-1,100
-3% -$10.4K
BNS icon
132
Scotiabank
BNS
$108B
$360K 0.06%
7,900
– –
HLIO icon
133
Helios Technologies
HLIO
$2.76B
$350K 0.06%
6,300
– –
RBKB icon
134
Rhinebeck Bancorp
RBKB
$194M
$346K 0.06%
51,100
– –
INTU icon
135
Intuit
INTU
$89B
$345K 0.06%
675
– –
EEMV icon
136
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$341K 0.06%
6,400
-7,400
-54% -$406K
IBB icon
137
iShares Biotechnology ETF
IBB
$9.77B
$336K 0.06%
2,750
-50
-2% -$6.36K
INST
138
DELISTED
Instructure Holdings, Inc.
INST
$326K 0.05%
+12,851
New +$333K
SWKS icon
139
Skyworks Solutions
SWKS
$10.6B
$315K 0.05%
3,200
– –
EVRG icon
140
Evergy
EVRG
$19.2B
$314K 0.05%
6,200
– –
BSV icon
141
Vanguard Short-Term Bond ETF
BSV
$44.6B
$308K 0.05%
+4,097
New +$309K
WEC icon
142
WEC Energy
WEC
$35.1B
$294K 0.05%
3,650
-32
-0.9% -$2.78K
SHW icon
143
Sherwin-Williams
SHW
$89.8B
$293K 0.05%
1,150
– –
GILD icon
144
Gilead Sciences
GILD
$165B
$289K 0.05%
3,850
-100
-3% -$7.69K
BCV
145
Bancroft Fund
BCV
$139M
$287K 0.05%
+18,214
New +$308K
CEG icon
146
Constellation Energy
CEG
$95.6B
$269K 0.04%
2,465
– –
NEE icon
147
NextEra Energy
NEE
$177B
$260K 0.04%
4,547
– –
ROP icon
148
Roper Technologies
ROP
$39.8B
$259K 0.04%
534
+34
+7% +$16.7K
NWE icon
149
NorthWestern Energy
NWE
$4.43B
$250K 0.04%
5,200
– –
DHR icon
150
Danaher
DHR
$144B
$248K 0.04%
1,128
– –
4 5
6
7 8

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RMC
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BEC
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GFM
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TPW
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MWA
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PWA
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John G. Ullman & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, John G. Ullman & Associates held 182 positions worth $611M, down 5.7% from $648M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

John G. Ullman & Associates's Q3 2023 filing shows 5 new, 25 increased, 97 reduced and 9 closed positions. Its largest new stake was Albemarle: 15,225 shares worth $2.59M. The largest sale was Hawaiian Electric Industries, an estimated $6.95M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Healthcare and Industrials.

  • John G. Ullman & Associates's largest Q3 2023 buy was Albemarle: 15,225 shares worth $2.59M.
  • John G. Ullman & Associates added most to Eversource Energy in Q3 2023, an estimated $1.91M increase.
  • John G. Ullman & Associates's biggest Q3 2023 reduction was American Tower, cutting an estimated $2.98M.
  • John G. Ullman & Associates fully exited Hawaiian Electric Industries in Q3 2023, selling an estimated $6.95M.
  • John G. Ullman & Associates's ten largest holdings make up 33% of its $611M portfolio in Q3 2023.
  • John G. Ullman & Associates opened 5 new positions and closed 9 in Q3 2023.
  • John G. Ullman & Associates's portfolio value fell 5.7% quarter-over-quarter to $611M.

Based on John G. Ullman & Associates's 13F filing for Q3 2023, filed 1 Nov 2023.