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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+8.32%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$727M
AUM Growth
-$8.17M
Cap. Flow
-$54.1M
Cap. Flow %
-7.43%
Top 10 Hldgs %
34.15%
Holding
170
New
10
Increased
34
Reduced
80
Closed
8

Top Buys

Rank Stock Value
1
FISV
Fiserv Inc
FISV
+$3.37M
2
CHWY icon
Chewy
CHWY
+$2.81M
3
VNT icon
Vontier
VNT
+$1.73M
4
KMI icon
Kinder Morgan
KMI
+$1.19M
5
OCDX
Ortho Clinical Diagnostics Holdings plc Ordinary Shares
OCDX
+$1.16M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$18.1M
2
T icon
AT&T
T
+$17M
3
AQN icon
Algonquin Power & Utilities
AQN
+$9.57M
4
FLS icon
Flowserve
FLS
+$6.46M
5
SYNA icon
Synaptics
SYNA
+$3.2M

Sector Composition

Rank Sector Weight
1 Technology 25.81%
2 Healthcare 23.86%
3 Utilities 17.96%
4 Industrials 17.19%
5 Communication Services 4.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXC icon
126
Exelon
EXC
$46.7B
$427K 0.06%
10,375
– –
CIEN icon
127
Ciena
CIEN
$57.2B
$423K 0.06%
5,500
+100
+2% +$6.17K
GM icon
128
General Motors
GM
$76.3B
$384K 0.05%
6,550
– –
WEC icon
129
WEC Energy
WEC
$35.2B
$364K 0.05%
3,750
– –
DHR icon
130
Danaher
DHR
$141B
$362K 0.05%
1,241
– –
HD icon
131
Home Depot
HD
$349B
$360K 0.05%
868
+19
+2% +$7.23K
ESBK
132
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$341K 0.05%
14,933
-26,662
-64% -$604K
ORCL icon
133
Oracle
ORCL
$413B
$309K 0.04%
3,548
-300
-8% -$28.2K
KRE icon
134
State Street SPDR S&P Regional Banking ETF
KRE
$4.65B
$305K 0.04%
4,300
– –
NWE icon
135
NorthWestern Energy
NWE
$4.32B
$297K 0.04%
5,200
-12,000
-70% -$682K
PSX icon
136
Phillips 66
PSX
$82B
$291K 0.04%
4,010
– –
HPE icon
137
Hewlett Packard
HPE
$69.4B
$290K 0.04%
18,400
-600
-3% -$9.05K
IPGP icon
138
IPG Photonics
IPGP
$3.69B
$284K 0.04%
1,650
– –
GILD icon
139
Gilead Sciences
GILD
$162B
$276K 0.04%
+3,800
New +$262K
PHO icon
140
Invesco Water Resources ETF
PHO
$2.08B
$274K 0.04%
4,500
– –
JNJ icon
141
Johnson & Johnson
JNJ
$619B
$271K 0.04%
1,584
-1,416
-47% -$232K
MU icon
142
Micron Technology
MU
$996B
$267K 0.04%
+2,863
New +$224K
APH icon
143
Amphenol
APH
$210B
$263K 0.04%
6,012
– –
ACN icon
144
Accenture
ACN
$105B
$261K 0.04%
+630
New +$230K
IBB icon
145
iShares Biotechnology ETF
IBB
$9.53B
$259K 0.04%
1,700
-300
-15% -$46.4K
CRUS icon
146
Cirrus Logic
CRUS
$6.19B
$248K 0.03%
+2,700
New +$224K
ROP icon
147
Roper Technologies
ROP
$39.3B
$246K 0.03%
500
– –
ITT icon
148
ITT
ITT
$19.2B
$245K 0.03%
2,400
– –
VAW icon
149
Vanguard Materials ETF
VAW
$3.08B
$236K 0.03%
1,200
– –
HOLX
150
DELISTED
Hologic
HOLX
$230K 0.03%
3,000
-100
-3% -$7.35K
3 4 5
6
7

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FSCM
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RMC
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BEC
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GFM
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TPW
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MWA
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TCMI
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John G. Ullman & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, John G. Ullman & Associates held 170 positions worth $727M, down 1.1% from $735M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

John G. Ullman & Associates withdrew a net $54.1M in Q4 2021, closing 8 positions and reducing 80 holdings. Its most notable exit was Synaptics, an estimated $3.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 24% a quarter earlier, followed by Healthcare and Utilities.

Against the trend, John G. Ullman & Associates opened a new position in Vontier worth $1.63M.

  • John G. Ullman & Associates's largest Q4 2021 buy was Vontier: 53,095 shares worth $1.63M.
  • John G. Ullman & Associates added most to Fiserv Inc in Q4 2021, an estimated $3.37M increase.
  • John G. Ullman & Associates's biggest Q4 2021 reduction was Verizon, cutting an estimated $18.1M.
  • John G. Ullman & Associates fully exited Synaptics in Q4 2021, selling an estimated $3.2M.
  • John G. Ullman & Associates's ten largest holdings make up 34% of its $727M portfolio in Q4 2021.
  • John G. Ullman & Associates opened 10 new positions and closed 8 in Q4 2021.
  • John G. Ullman & Associates's portfolio value fell 1.1% quarter-over-quarter to $727M.

Based on John G. Ullman & Associates's 13F filing for Q4 2021, filed 26 Jan 2022.