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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-3.12%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$735M
AUM Growth
-$32.3M
Cap. Flow
-$7.57M
Cap. Flow %
-1.03%
Top 10 Hldgs %
32.72%
Holding
167
New
11
Increased
20
Reduced
93
Closed
7

Top Buys

Rank Stock Value
1
ITRI icon
Itron
ITRI
+$3.82M
2
MRK icon
Merck
MRK
+$3.66M
3
UCTT
Ultra Clean Holdings
UCTT
+$3.23M
4
OCDX
Ortho Clinical Diagnostics Holdings plc Ordinary Shares
OCDX
+$2.47M
5
COHR icon
Coherent
COHR
+$2.31M

Top Sells

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$14.7M
2
GSK icon
GSK
GSK
+$5.1M
3
ALB icon
Albemarle
ALB
+$4.22M
4
PGJ icon
Invesco Golden Dragon China ETF
PGJ
+$2.39M
5
XRX icon
Xerox
XRX
+$1.4M

Sector Composition

Rank Sector Weight
1 Technology 24.04%
2 Healthcare 21.31%
3 Industrials 18.46%
4 Utilities 17.61%
5 Communication Services 8.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHWY icon
126
Chewy
CHWY
$9.78B
$361K 0.05%
+5,300
New +$439K
EXC icon
127
Exelon
EXC
$47.2B
$358K 0.05%
10,375
– –
RBKB icon
128
Rhinebeck Bancorp
RBKB
$195M
$351K 0.05%
32,200
– –
GM icon
129
General Motors
GM
$76.8B
$345K 0.05%
6,550
– –
AOS icon
130
A.O. Smith
AOS
$8.68B
$342K 0.05%
5,600
-300
-5% -$21K
DHR icon
131
Danaher
DHR
$142B
$335K 0.05%
1,241
– –
ORCL icon
132
Oracle
ORCL
$419B
$335K 0.05%
3,848
-200
-5% -$17.7K
WEC icon
133
WEC Energy
WEC
$35.2B
$331K 0.05%
3,750
+100
+3% +$9.38K
IBB icon
134
iShares Biotechnology ETF
IBB
$9.66B
$323K 0.04%
2,000
-100
-5% -$16.8K
EEFT icon
135
Euronet Worldwide
EEFT
$2.67B
$320K 0.04%
2,512
-575
-19% -$76.3K
KRE icon
136
State Street SPDR S&P Regional Banking ETF
KRE
$4.65B
$291K 0.04%
4,300
– –
LECO icon
137
Lincoln Electric
LECO
$15.3B
$283K 0.04%
+2,200
New +$299K
PSX icon
138
Phillips 66
PSX
$82B
$281K 0.04%
4,010
– –
HD icon
139
Home Depot
HD
$352B
$279K 0.04%
849
– –
CIEN icon
140
Ciena
CIEN
$58B
$277K 0.04%
5,400
-200
-4% -$11.1K
HPE icon
141
Hewlett Packard
HPE
$69.7B
$271K 0.04%
+19,000
New +$274K
IPGP icon
142
IPG Photonics
IPGP
$3.84B
$261K 0.04%
1,650
-100
-6% -$18.4K
PHO icon
143
Invesco Water Resources ETF
PHO
$2.09B
$246K 0.03%
4,500
– –
OGN icon
144
Organon & Co
OGN
$3.56B
$234K 0.03%
7,129
-789
-10% -$25.2K
HOLX
145
DELISTED
Hologic
HOLX
$229K 0.03%
3,100
-100
-3% -$7.5K
ROP icon
146
Roper Technologies
ROP
$39.7B
$223K 0.03%
500
– –
APH icon
147
Amphenol
APH
$206B
$220K 0.03%
+6,012
New +$221K
GOOG icon
148
Alphabet (Google) Class C
GOOG
$4.33T
$213K 0.03%
1,600
-600
-27% -$82.7K
EL icon
149
Estee Lauder
EL
$31.7B
$209K 0.03%
698
– –
VAW icon
150
Vanguard Materials ETF
VAW
$3.13B
$208K 0.03%
1,200
-100
-8% -$18.2K
3 4 5
6
7

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BEC
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GFM
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MWA
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TCMI
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John G. Ullman & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, John G. Ullman & Associates held 167 positions worth $735M, down 4.2% from $768M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

John G. Ullman & Associates's Q3 2021 filing shows 11 new, 20 increased, 93 reduced and 7 closed positions. Its largest new stake was Ultra Clean Holdings: 68,404 shares worth $2.91M. The largest sale was Johnson & Johnson, an estimated $14.7M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Healthcare and Industrials.

  • John G. Ullman & Associates's largest Q3 2021 buy was Ultra Clean Holdings: 68,404 shares worth $2.91M.
  • John G. Ullman & Associates added most to Itron in Q3 2021, an estimated $3.82M increase.
  • John G. Ullman & Associates's biggest Q3 2021 reduction was Johnson & Johnson, cutting an estimated $14.7M.
  • John G. Ullman & Associates fully exited Albemarle in Q3 2021, selling an estimated $4.22M.
  • John G. Ullman & Associates's ten largest holdings make up 33% of its $735M portfolio in Q3 2021.
  • John G. Ullman & Associates opened 11 new positions and closed 7 in Q3 2021.
  • John G. Ullman & Associates's portfolio value fell 4.2% quarter-over-quarter to $735M.

Based on John G. Ullman & Associates's 13F filing for Q3 2021, filed 2 Nov 2021.