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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$745M
AUM Growth
+$100M
Cap. Flow
+$33.5M
Cap. Flow %
4.49%
Top 10 Hldgs %
32.1%
Holding
165
New
13
Increased
37
Reduced
77
Closed
11

Top Buys

Rank Stock Value
1
VZ icon
Verizon
VZ
+$10.3M
2
IBM icon
IBM
IBM
+$4.89M
3
AQN icon
Algonquin Power & Utilities
AQN
+$4.65M
4
HE icon
Hawaiian Electric Industries
HE
+$4.6M
5
ELAN icon
Elanco Animal Health
ELAN
+$4.59M

Top Sells

Rank Stock Value
1
ABT icon
Abbott
ABT
+$4.4M
2
TDC icon
Teradata
TDC
+$3.37M
3
ALB icon
Albemarle
ALB
+$3.15M
4
LNN icon
Lindsay Corp
LNN
+$2.9M
5
CTVA icon
Corteva
CTVA
+$2.5M

Sector Composition

Rank Sector Weight
1 Healthcare 23.6%
2 Technology 23.47%
3 Industrials 19.04%
4 Utilities 16.65%
5 Communication Services 7.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSX icon
126
Phillips 66
PSX
$81.4B
$327K 0.04%
4,010
-200
-5% -$15.7K
EXC icon
127
Exelon
EXC
$47B
$324K 0.04%
10,375
– –
IBB icon
128
iShares Biotechnology ETF
IBB
$9.77B
$316K 0.04%
2,100
-1,000
-32% -$159K
CIEN icon
129
Ciena
CIEN
$58.4B
$306K 0.04%
5,600
– –
WEC icon
130
WEC Energy
WEC
$35.1B
$290K 0.04%
3,100
-200
-6% -$17.4K
CYD icon
131
China Yuchai International
CYD
$1.78B
$286K 0.04%
+18,500
New +$308K
KRE icon
132
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$285K 0.04%
4,300
-6,200
-59% -$387K
ORCL icon
133
Oracle
ORCL
$423B
$285K 0.04%
4,060
– –
HD icon
134
Home Depot
HD
$355B
$259K 0.03%
849
-50
-6% -$13.8K
INTU icon
135
Intuit
INTU
$89B
$259K 0.03%
675
– –
PGJ icon
136
Invesco Golden Dragon China ETF
PGJ
$98.7M
$254K 0.03%
+4,000
New +$290K
DHR icon
137
Danaher
DHR
$144B
$248K 0.03%
1,241
-113
-8% -$22.9K
VAW icon
138
Vanguard Materials ETF
VAW
$3.13B
$242K 0.03%
1,400
-760
-35% -$125K
HOLX
139
DELISTED
Hologic
HOLX
$238K 0.03%
3,200
-2,000
-38% -$152K
CAMP
140
DELISTED
CalAmp Corp.
CAMP
$235K 0.03%
943
– –
GOOG icon
141
Alphabet (Google) Class C
GOOG
$4.32T
$228K 0.03%
2,200
-500
-19% -$49.6K
PHO icon
142
Invesco Water Resources ETF
PHO
$2.09B
$222K 0.03%
4,500
– –
ITT icon
143
ITT
ITT
$19.1B
$218K 0.03%
+2,400
New +$198K
EL icon
144
Estee Lauder
EL
$32B
$203K 0.03%
+698
New +$191K
ROP icon
145
Roper Technologies
ROP
$39.8B
$202K 0.03%
500
– –
MXF
146
Mexico Fund
MXF
$315M
$150K 0.02%
10,600
– –
ASRV icon
147
AmeriServ Financial
ASRV
$83.5M
$127K 0.02%
31,216
– –
BPRN icon
148
Princeton Bancorp
BPRN
$287M
– –
-12,500
Closed -$293K
BSV icon
149
Vanguard Short-Term Bond ETF
BSV
$44.6B
– –
-7,079
Closed -$587K
CRUS icon
150
Cirrus Logic
CRUS
$6.26B
– –
-9,200
Closed -$756K
3 4 5
6
7

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RMC
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BEC
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GFM
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TPW
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MWA
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PWA
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John G. Ullman & Associates's Q1 2021 Portfolio in Review

As of Q1 2021, John G. Ullman & Associates held 165 positions worth $745M, up 16% from $645M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

John G. Ullman & Associates deployed $33.5M of net new capital in Q1 2021, opening 13 new positions and adding to 37 existing holdings. Its largest new stake was American Tower: 11,570 shares worth $2.77M.

By sector, the portfolio is most concentrated in Healthcare at 24% of assets, down from 26% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Abbott, an estimated $4.4M trimmed.

  • John G. Ullman & Associates's largest Q1 2021 buy was American Tower: 11,570 shares worth $2.77M.
  • John G. Ullman & Associates added most to Verizon in Q1 2021, an estimated $10.3M increase.
  • John G. Ullman & Associates's biggest Q1 2021 reduction was Abbott, cutting an estimated $4.4M.
  • John G. Ullman & Associates fully exited Teradata in Q1 2021, selling an estimated $3.37M.
  • John G. Ullman & Associates's ten largest holdings make up 32% of its $745M portfolio in Q1 2021.
  • John G. Ullman & Associates opened 13 new positions and closed 11 in Q1 2021.
  • John G. Ullman & Associates's portfolio value rose 16% quarter-over-quarter to $745M.

Based on John G. Ullman & Associates's 13F filing for Q1 2021, filed 22 Apr 2021.