We are live on ! Find out more
JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+14.31%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$645M
AUM Growth
+$162M
Cap. Flow
+$96.4M
Cap. Flow %
14.95%
Top 10 Hldgs %
32.1%
Holding
158
New
30
Increased
45
Reduced
52
Closed
6

Top Buys

Rank Stock Value
1
NJR icon
New Jersey Resources
NJR
+$8.37M
2
XOM icon
ExxonMobil
XOM
+$8.13M
3
D icon
Dominion Energy
D
+$6.92M
4
HE icon
Hawaiian Electric Industries
HE
+$6.87M
5
BKH icon
Black Hills Corp
BKH
+$6.28M

Top Sells

Rank Stock Value
1
ADM icon
Archer Daniels Midland
ADM
+$7.14M
2
ALB icon
Albemarle
ALB
+$1.84M
3
AZTA icon
Azenta
AZTA
+$1.04M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$651K
5
GLW icon
Corning
GLW
+$631K

Sector Composition

Rank Sector Weight
1 Healthcare 26.21%
2 Technology 23.46%
3 Industrials 19.39%
4 Utilities 14.67%
5 Communication Services 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMC icon
126
Vulcan Materials
VMC
$36.9B
$297K 0.05%
2,000
– –
CIEN icon
127
Ciena
CIEN
$58.4B
$296K 0.05%
+5,600
New +$249K
GM icon
128
General Motors
GM
$76.8B
$294K 0.05%
7,050
– –
PSX icon
129
Phillips 66
PSX
$81.4B
$294K 0.05%
4,210
-1,000
-19% -$58.7K
BPRN icon
130
Princeton Bancorp
BPRN
$287M
$293K 0.05%
12,500
– –
RBKB icon
131
Rhinebeck Bancorp
RBKB
$194M
$275K 0.04%
32,200
-100
-0.3% -$766
DHR icon
132
Danaher
DHR
$144B
$267K 0.04%
1,354
– –
ORCL icon
133
Oracle
ORCL
$423B
$263K 0.04%
4,060
– –
HAL icon
134
Halliburton
HAL
$26.6B
$262K 0.04%
+13,870
New +$215K
ELUT icon
135
Elutia
ELUT
$37.6M
$259K 0.04%
+11,500
New +$144K
INTU icon
136
Intuit
INTU
$89B
$256K 0.04%
675
– –
HD icon
137
Home Depot
HD
$355B
$239K 0.04%
899
– –
GOOG icon
138
Alphabet (Google) Class C
GOOG
$4.32T
$237K 0.04%
+2,700
New +$228K
AOS icon
139
A.O. Smith
AOS
$8.7B
$230K 0.04%
4,200
– –
VHT icon
140
Vanguard Health Care ETF
VHT
$18.6B
$224K 0.03%
1,000
– –
AEGN
141
DELISTED
Aegion Corp
AEGN
$218K 0.03%
+11,500
New +$193K
ROP icon
142
Roper Technologies
ROP
$39.8B
$216K 0.03%
+500
New +$205K
CAMP
143
DELISTED
CalAmp Corp.
CAMP
$215K 0.03%
943
-14
-1% -$2.82K
PHO icon
144
Invesco Water Resources ETF
PHO
$2.09B
$209K 0.03%
+4,500
New +$197K
MXF
145
Mexico Fund
MXF
$315M
$145K 0.02%
+10,600
New +$128K
ASRV icon
146
AmeriServ Financial
ASRV
$83.5M
$98K 0.02%
31,216
+2,205
+8% +$6.71K
ADM icon
147
Archer Daniels Midland
ADM
$36.9B
– –
-153,517
Closed -$7.14M
AGG icon
148
iShares Core US Aggregate Bond ETF
AGG
$138B
– –
-5,510
Closed -$651K
AMZN icon
149
Amazon
AMZN
$2.96T
– –
-1,500
Closed -$236K
FNB icon
150
FNB Corp
FNB
$6.75B
– –
-17,257
Closed -$117K
3 4 5
6
7

Similar funds

HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return
PWA
Peterson Wealth Advisors Orem, Utah $752M AUM 13.99% 1-Year Est. Return

John G. Ullman & Associates's Q4 2020 Portfolio in Review

As of Q4 2020, John G. Ullman & Associates held 158 positions worth $645M, up 34% from $483M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

John G. Ullman & Associates deployed $96.4M of net new capital in Q4 2020, opening 30 new positions and adding to 45 existing holdings. Its largest new stake was New Jersey Resources: 257,165 shares worth $9.14M.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, down from 32% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Albemarle, an estimated $1.84M trimmed.

  • John G. Ullman & Associates's largest Q4 2020 buy was New Jersey Resources: 257,165 shares worth $9.14M.
  • John G. Ullman & Associates added most to ExxonMobil in Q4 2020, an estimated $8.13M increase.
  • John G. Ullman & Associates's biggest Q4 2020 reduction was Albemarle, cutting an estimated $1.84M.
  • John G. Ullman & Associates fully exited Archer Daniels Midland in Q4 2020, selling an estimated $7.14M.
  • John G. Ullman & Associates's ten largest holdings make up 32% of its $645M portfolio in Q4 2020.
  • John G. Ullman & Associates opened 30 new positions and closed 6 in Q4 2020.
  • John G. Ullman & Associates's portfolio value rose 34% quarter-over-quarter to $645M.

Based on John G. Ullman & Associates's 13F filing for Q4 2020, filed 5 Feb 2021.