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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+8.39%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$581M
AUM Growth
+$30.4M
Cap. Flow
-$10M
Cap. Flow %
-1.73%
Top 10 Hldgs %
36.14%
Holding
153
New
9
Increased
29
Reduced
79
Closed
11

Top Buys

Rank Stock Value
1
ALB icon
Albemarle
ALB
+$4.84M
2
IBM icon
IBM
IBM
+$2.62M
3
CCK icon
Crown Holdings
CCK
+$2.33M
4
TDC icon
Teradata
TDC
+$2.15M
5
HPQ icon
HP
HPQ
+$2.12M

Top Sells

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$6.69M
2
GVA icon
Granite Construction
GVA
+$6.4M
3
TT icon
Trane Technologies
TT
+$3.27M
4
ANET icon
Arista Networks
ANET
+$2.33M
5
EMR icon
Emerson Electric
EMR
+$1.95M

Sector Composition

Rank Sector Weight
1 Healthcare 26.22%
2 Industrials 24.32%
3 Technology 18.11%
4 Utilities 6.62%
5 Energy 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FELE icon
126
Franklin Electric
FELE
$4.63B
$287K 0.05%
5,000
– –
MTSI icon
127
MACOM Technology Solutions
MTSI
$19.2B
$285K 0.05%
10,700
+200
+2% +$4.78K
VZ icon
128
Verizon
VZ
$195B
$274K 0.05%
4,468
+121
+3% +$7.3K
MU icon
129
Micron Technology
MU
$930B
$251K 0.04%
4,663
-16
-0.3% -$764
EL icon
130
Estee Lauder
EL
$30.4B
$247K 0.04%
1,198
– –
NKE icon
131
Nike
NKE
$61.9B
$238K 0.04%
2,354
– –
HOLX
132
DELISTED
Hologic
HOLX
$230K 0.04%
4,400
-2,100
-32% -$105K
ORCL icon
133
Oracle
ORCL
$374B
$219K 0.04%
4,130
– –
HD icon
134
Home Depot
HD
$331B
$218K 0.04%
999
– –
KRE icon
135
State Street SPDR S&P Regional Banking ETF
KRE
$4.69B
$204K 0.04%
+3,500
New +$194K
PHG icon
136
Philips
PHG
$25.7B
$200K 0.03%
+5,158
New +$187K
RBKB icon
137
Rhinebeck Bancorp
RBKB
$188M
$196K 0.03%
17,300
+400
+2% +$4.31K
VNM icon
138
VanEck Vietnam ETF
VNM
$506M
$185K 0.03%
11,600
– –
SND icon
139
Smart Sand
SND
$185M
$25K ﹤0.01%
10,000
– –
ANET icon
140
Arista Networks
ANET
$227B
– –
-156,000
Closed -$2.33M
APH icon
141
Amphenol
APH
$198B
– –
-10,400
Closed -$251K
BKR icon
142
Baker Hughes
BKR
$60B
– –
-10,000
Closed -$232K
BP icon
143
BP
BP
$116B
– –
-6,350
Closed -$241K
DXC icon
144
DXC Technology
DXC
$1.82B
– –
-17,100
Closed -$504K
FISV
145
Fiserv Inc
FISV
$28.8B
– –
-2,989
Closed -$310K
GILD icon
146
Gilead Sciences
GILD
$162B
– –
-4,780
Closed -$303K
MXF
147
Mexico Fund
MXF
$314M
– –
-10,100
Closed -$132K
PLOW icon
148
Douglas Dynamics
PLOW
$1.02B
– –
-5,600
Closed -$250K
ROP icon
149
Roper Technologies
ROP
$38.8B
– –
-730
Closed -$260K
ZBH icon
150
Zimmer Biomet
ZBH
$18.2B
– –
-1,545
Closed -$206K
2 3 4 5
6

Similar funds

HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
SF
Symphony Financial Houston, Texas $755M AUM 25.99% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

John G. Ullman & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, John G. Ullman & Associates held 153 positions worth $581M, up 5.5% from $551M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

John G. Ullman & Associates's Q4 2019 filing shows 9 new, 29 increased, 79 reduced and 11 closed positions. Its largest new stake was Albemarle: 72,500 shares worth $5.29M. The largest sale was ExxonMobil, an estimated $6.69M.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 25% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q4 2019 buy was Albemarle: 72,500 shares worth $5.29M.
  • John G. Ullman & Associates added most to IBM in Q4 2019, an estimated $2.62M increase.
  • John G. Ullman & Associates's biggest Q4 2019 reduction was ExxonMobil, cutting an estimated $6.69M.
  • John G. Ullman & Associates fully exited Arista Networks in Q4 2019, selling an estimated $2.33M.
  • John G. Ullman & Associates's ten largest holdings make up 36% of its $581M portfolio in Q4 2019.
  • John G. Ullman & Associates opened 9 new positions and closed 11 in Q4 2019.
  • John G. Ullman & Associates's portfolio value rose 5.5% quarter-over-quarter to $581M.

Based on John G. Ullman & Associates's 13F filing for Q4 2019, filed 29 Jan 2020.