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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-1.45%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$551M
AUM Growth
-$18M
Cap. Flow
-$3.48M
Cap. Flow %
-0.63%
Top 10 Hldgs %
36.14%
Holding
161
New
13
Increased
35
Reduced
76
Closed
17

Top Buys

Rank Stock Value
1
MMM icon
3M
MMM
+$6.58M
2
HAL icon
Halliburton
HAL
+$2.97M
3
DAN icon
Dana Inc
DAN
+$2.79M
4
ELAN icon
Elanco Animal Health
ELAN
+$2.72M
5
BMY icon
Bristol-Myers Squibb
BMY
+$2.68M

Top Sells

Rank Stock Value
1
EVRG icon
Evergy
EVRG
+$9.16M
2
XOM icon
ExxonMobil
XOM
+$5.21M
3
GVA icon
Granite Construction
GVA
+$4.89M
4
BAX icon
Baxter International
BAX
+$2.89M
5
ESBK
Elmira Savings Bank Elmira NY
ESBK
+$1.91M

Sector Composition

Rank Sector Weight
1 Industrials 25.67%
2 Healthcare 25.14%
3 Technology 17.1%
4 Utilities 7.21%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FELE icon
126
Franklin Electric
FELE
$4.73B
$239K 0.04%
+5,000
New +$232K
EL icon
127
Estee Lauder
EL
$30.6B
$238K 0.04%
1,198
– –
BKR icon
128
Baker Hughes
BKR
$60.4B
$232K 0.04%
+10,000
New +$234K
HD icon
129
Home Depot
HD
$339B
$232K 0.04%
999
– –
CMC icon
130
Commercial Metals
CMC
$7.77B
$231K 0.04%
13,300
– –
SWKS icon
131
Skyworks Solutions
SWKS
$9.22B
$230K 0.04%
+2,900
New +$231K
REGN icon
132
Regeneron Pharmaceuticals
REGN
$78.2B
$229K 0.04%
825
-75
-8% -$22.2K
ORCL icon
133
Oracle
ORCL
$409B
$227K 0.04%
4,130
+212
+5% +$11.7K
MTSI icon
134
MACOM Technology Solutions
MTSI
$19.5B
$226K 0.04%
+10,500
New +$205K
NKE icon
135
Nike
NKE
$63.3B
$221K 0.04%
2,354
-500
-18% -$42.9K
ZBH icon
136
Zimmer Biomet
ZBH
$18.8B
$206K 0.04%
1,545
-9,363
-86% -$1.21M
MU icon
137
Micron Technology
MU
$937B
$200K 0.04%
4,679
-4,006
-46% -$181K
VNM icon
138
VanEck Vietnam ETF
VNM
$506M
$189K 0.03%
+11,600
New +$185K
RBKB icon
139
Rhinebeck Bancorp
RBKB
$186M
$181K 0.03%
+16,900
New +$182K
MXF
140
Mexico Fund
MXF
$311M
$132K 0.02%
10,100
-5,400
-35% -$69.9K
SND icon
141
Smart Sand
SND
$186M
$28K 0.01%
10,000
– –
CI icon
142
Cigna
CI
$74.5B
– –
-1,400
Closed -$221K
CTSH icon
143
Cognizant
CTSH
$24.9B
– –
-4,030
Closed -$255K
CYD icon
144
China Yuchai International
CYD
$1.74B
– –
-11,300
Closed -$169K
EVRG icon
145
Evergy
EVRG
$19.2B
– –
-152,238
Closed -$9.16M
FAN icon
146
First Trust Global Wind Energy ETF
FAN
$278M
– –
-15,200
Closed -$203K
FTV icon
147
Fortive
FTV
$18B
– –
-4,670
Closed -$240K
GM icon
148
General Motors
GM
$76.9B
– –
-9,572
Closed -$369K
GPN icon
149
Global Payments
GPN
$23.6B
– –
-1,400
Closed -$224K
KO icon
150
Coca-Cola
KO
$374B
– –
-8,006
Closed -$408K
3 4 5
6
7

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RMC
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BEC
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GFM
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TPW
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MWA
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TCMI
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John G. Ullman & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, John G. Ullman & Associates held 161 positions worth $551M, down 3.2% from $569M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

John G. Ullman & Associates's Q3 2019 filing shows 13 new, 35 increased, 76 reduced and 17 closed positions. Its largest new stake was Dana Inc: 179,800 shares worth $2.6M. The largest sale was Evergy, an estimated $9.16M.

By sector, the portfolio is most concentrated in Industrials at 26% of assets, down from 26% a quarter earlier, followed by Healthcare and Technology.

  • John G. Ullman & Associates's largest Q3 2019 buy was Dana Inc: 179,800 shares worth $2.6M.
  • John G. Ullman & Associates added most to 3M in Q3 2019, an estimated $6.58M increase.
  • John G. Ullman & Associates's biggest Q3 2019 reduction was ExxonMobil, cutting an estimated $5.21M.
  • John G. Ullman & Associates fully exited Evergy in Q3 2019, selling an estimated $9.16M.
  • John G. Ullman & Associates's ten largest holdings make up 36% of its $551M portfolio in Q3 2019.
  • John G. Ullman & Associates opened 13 new positions and closed 17 in Q3 2019.
  • John G. Ullman & Associates's portfolio value fell 3.2% quarter-over-quarter to $551M.

Based on John G. Ullman & Associates's 13F filing for Q3 2019, filed 21 Oct 2019.