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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-8.14%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$421M
AUM Growth
-$110M
Cap. Flow
-$66.4M
Cap. Flow %
-15.76%
Top 10 Hldgs %
35.48%
Holding
151
New
7
Increased
29
Reduced
78
Closed
30

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$2.73M
2
AMAT icon
Applied Materials
AMAT
+$2.45M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2.44M
4
LNN icon
Lindsay Corp
LNN
+$2.31M
5
DGX icon
Quest Diagnostics
DGX
+$2.21M

Top Sells

Rank Stock Value
1
PLL
PALL CORP
PLL
+$10.3M
2
GE icon
GE Aerospace
GE
+$8.17M
3
DRC
DRESSER-RAND GROUP INC
DRC
+$5.17M
4
ALTR
Altera Corp
ALTR
+$4.47M
5
LLY icon
Eli Lilly
LLY
+$4.23M

Sector Composition

Rank Sector Weight
1 Healthcare 26.28%
2 Technology 19.9%
3 Industrials 17.08%
4 Utilities 8.46%
5 Energy 7.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWZ icon
126
iShares MSCI Brazil ETF
EWZ
$9.22B
– –
-8,960
Closed -$294K
FXI icon
127
iShares China Large-Cap ETF
FXI
$4.35B
– –
-25,700
Closed -$1.19M
HOLX
128
DELISTED
Hologic
HOLX
– –
-63,580
Closed -$2.42M
ITRI icon
129
Itron
ITRI
$4.42B
– –
-93,625
Closed -$3.22M
LLY icon
130
Eli Lilly
LLY
$1,000B
– –
-50,688
Closed -$4.23M
PEP icon
131
PepsiCo
PEP
$191B
– –
-10,925
Closed -$1.02M
PGEN icon
132
Precigen
PGEN
$2.36B
– –
-11,934
Closed -$577K
ROP icon
133
Roper Technologies
ROP
$38.8B
– –
-5,084
Closed -$877K
SU icon
134
Suncor Energy
SU
$77.9B
– –
-7,913
Closed -$218K
T icon
135
AT&T
T
$162B
– –
-13,179
Closed -$354K
TTEK icon
136
Tetra Tech
TTEK
$8.66B
– –
-506,405
Closed -$2.6M
VRSN icon
137
VeriSign
VRSN
$27B
– –
-3,500
Closed -$216K
YAO
138
DELISTED
Invesco China All-Cap ETF
YAO
– –
-98,844
Closed -$3.07M
ADT
139
DELISTED
ADT Corp
ADT
– –
-69,687
Closed -$2.34M
BRXX
140
DELISTED
EGSHARES BRAZIL INFRASTURE ETF
BRXX
– –
-13,200
Closed -$118K
PLL
141
DELISTED
PALL CORP
PLL
– –
-82,666
Closed -$10.3M
DRC
142
DELISTED
DRESSER-RAND GROUP INC
DRC
– –
-60,719
Closed -$5.17M
EAG
143
DELISTED
AMERICAN DEFENSE SYS INC COM STK (DE)
EAG
$0 ﹤0.01%
50,000
– –
CHL
144
DELISTED
China Mobile Limited
CHL
– –
-42,950
Closed -$2.75M
IPAS
145
DELISTED
Ipass Inc Common Stock
IPAS
– –
-1,480
Closed -$16K
KEG
146
DELISTED
KEY ENERGY SERVICES INC
KEG
– –
-132,500
Closed -$238K
2 3 4 5
6

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SF
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RMC
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BEC
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GFM
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TPW
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MWA
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John G. Ullman & Associates's Q3 2015 Portfolio in Review

As of Q3 2015, John G. Ullman & Associates held 151 positions worth $421M, down 21% from $531M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

John G. Ullman & Associates withdrew a net $66.4M in Q3 2015, closing 30 positions and reducing 78 holdings. Its most notable exit was PALL CORP, an estimated $10.3M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 24% a quarter earlier, followed by Technology and Industrials.

Against the trend, John G. Ullman & Associates opened a new position in State Street SPDR S&P Regional Banking ETF worth $2.37M.

  • John G. Ullman & Associates's largest Q3 2015 buy was State Street SPDR S&P Regional Banking ETF: 57,500 shares worth $2.37M.
  • John G. Ullman & Associates added most to Monsanto Co in Q3 2015, an estimated $2.73M increase.
  • John G. Ullman & Associates's biggest Q3 2015 reduction was GE Aerospace, cutting an estimated $8.17M.
  • John G. Ullman & Associates fully exited PALL CORP in Q3 2015, selling an estimated $10.3M.
  • John G. Ullman & Associates's ten largest holdings make up 35% of its $421M portfolio in Q3 2015.
  • John G. Ullman & Associates opened 7 new positions and closed 30 in Q3 2015.
  • John G. Ullman & Associates's portfolio value fell 21% quarter-over-quarter to $421M.

Based on John G. Ullman & Associates's 13F filing for Q3 2015, filed 21 Oct 2015.