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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+5.35%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$531M
AUM Growth
+$11.2M
Cap. Flow
-$11.3M
Cap. Flow %
-2.13%
Top 10 Hldgs %
33.37%
Holding
161
New
13
Increased
36
Reduced
86
Closed
16

Top Buys

Rank Stock Value
1
OGE icon
OGE Energy
OGE
+$2.24M
2
HAL icon
Halliburton
HAL
+$2.23M
3
CBI
Chicago Bridge & Iron Nv
CBI
+$2.21M
4
FCX icon
Freeport-McMoran
FCX
+$2.04M
5
BKNG icon
Booking.com
BKNG
+$1.78M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$3.77M
2
OVV icon
Ovintiv
OVV
+$3.58M
3
AAPL icon
Apple
AAPL
+$3.52M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$2.71M
5
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$2.41M

Sector Composition

Rank Sector Weight
1 Healthcare 25.33%
2 Industrials 20.74%
3 Technology 17.61%
4 Utilities 7.94%
5 Energy 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
126
JPMorgan Chase
JPM
$935B
$293K 0.06%
4,682
-30,167
-87% -$1.82M
VZ icon
127
Verizon
VZ
$195B
$284K 0.05%
6,066
+572
+10% +$28K
CVE icon
128
Cenovus Energy
CVE
$55.7B
$282K 0.05%
13,666
-2,750
-17% -$63.3K
BSV icon
129
Vanguard Short-Term Bond ETF
BSV
$44.7B
$277K 0.05%
3,460
-4,100
-54% -$329K
DGX icon
130
Quest Diagnostics
DGX
$25.7B
$268K 0.05%
3,990
– –
SU icon
131
Suncor Energy
SU
$79.4B
$268K 0.05%
8,441
-2,240
-21% -$74.1K
WX
132
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$268K 0.05%
7,972
-100
-1% -$3.53K
COP icon
133
ConocoPhillips
COP
$147B
$253K 0.05%
3,667
– –
VRSN icon
134
VeriSign
VRSN
$26.2B
$245K 0.05%
4,300
– –
PBW icon
135
Invesco WilderHill Clean Energy ETF
PBW
$407M
$236K 0.04%
8,940
+6,940
+347% +$194K
CBU icon
136
Community Bank
CBU
$3.41B
$224K 0.04%
+5,864
New +$215K
BRK.B icon
137
Berkshire Hathaway Class B
BRK.B
$1.1T
$218K 0.04%
1,450
– –
ITT icon
138
ITT
ITT
$17.5B
$207K 0.04%
5,120
-5
-0.1% -$209
CWB icon
139
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$202K 0.04%
+4,300
New +$211K
VIAV icon
140
Viavi Solutions
VIAV
$9.12B
$172K 0.03%
21,975
– –
BRXX
141
DELISTED
EGSHARES BRAZIL INFRASTURE ETF
BRXX
$161K 0.03%
14,700
-53,995
-79% -$699K
SVU
142
DELISTED
SUPERVALU Inc.
SVU
$97K 0.02%
1,429
– –
AMD icon
143
Advanced Micro Devices
AMD
$776B
$27K 0.01%
10,000
– –
IPAS
144
DELISTED
Ipass Inc Common Stock
IPAS
$20K ﹤0.01%
1,480
– –
AVL
145
DELISTED
Avalon Rare Metals, Inc. Ordinary Shares (Canada)
AVL
$3K ﹤0.01%
18,750
– –
GILD icon
146
Gilead Sciences
GILD
$162B
– –
-2,119
Closed -$226K
HPQ icon
147
HP
HPQ
$24.9B
– –
-98,209
Closed -$1.58M
IAF
148
abrdn Australia Equity Fund
IAF
$122M
– –
-57,276
Closed -$1.34M
OVV icon
149
Ovintiv
OVV
$17.3B
– –
-33,780
Closed -$3.58M
PBR icon
150
Petrobras
PBR
$125B
– –
-126,650
Closed -$1.8M
3 4 5
6
7

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RMC
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BEC
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GFM
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TPW
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MWA
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John G. Ullman & Associates's Q4 2014 Portfolio in Review

As of Q4 2014, John G. Ullman & Associates held 161 positions worth $531M, up 2.2% from $520M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

John G. Ullman & Associates's Q4 2014 filing shows 13 new, 36 increased, 86 reduced and 16 closed positions. Its largest new stake was Halliburton: 45,734 shares worth $1.8M. The largest sale was Procter & Gamble, an estimated $3.77M.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q4 2014 buy was Halliburton: 45,734 shares worth $1.8M.
  • John G. Ullman & Associates added most to OGE Energy in Q4 2014, an estimated $2.24M increase.
  • John G. Ullman & Associates's biggest Q4 2014 reduction was Apple, cutting an estimated $3.52M.
  • John G. Ullman & Associates fully exited Procter & Gamble in Q4 2014, selling an estimated $3.77M.
  • John G. Ullman & Associates's ten largest holdings make up 33% of its $531M portfolio in Q4 2014.
  • John G. Ullman & Associates opened 13 new positions and closed 16 in Q4 2014.
  • John G. Ullman & Associates's portfolio value rose 2.2% quarter-over-quarter to $531M.

Based on John G. Ullman & Associates's 13F filing for Q4 2014, filed 26 Jan 2015.