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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-2.17%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$520M
AUM Growth
-$27.7M
Cap. Flow
-$13.6M
Cap. Flow %
-2.62%
Top 10 Hldgs %
32.77%
Holding
158
New
6
Increased
21
Reduced
108
Closed
10

Top Buys

Rank Stock Value
1
CYT
CYTEC INDS INC
CYT
+$3.83M
2
IXYS
IXYS Corp
IXYS
+$3.05M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$2.4M
4
GE icon
GE Aerospace
GE
+$2.29M
5
EXC icon
Exelon
EXC
+$2.23M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$4.7M
2
MMM icon
3M
MMM
+$3.69M
3
DRC
DRESSER-RAND GROUP INC
DRC
+$3.31M
4
DO
Diamond Offshore Drilling
DO
+$2.88M
5
INTC icon
Intel
INTC
+$2.5M

Sector Composition

Rank Sector Weight
1 Healthcare 25.16%
2 Industrials 19.16%
3 Technology 17.92%
4 Energy 8.19%
5 Utilities 7.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SU icon
126
Suncor Energy
SU
$79.4B
$386K 0.07%
10,681
-581
-5% -$23.3K
T icon
127
AT&T
T
$159B
$366K 0.07%
13,734
-382
-3% -$10.2K
CVD
128
DELISTED
COVANCE INC.
CVD
$330K 0.06%
4,190
-100
-2% -$8.49K
WX
129
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$283K 0.05%
8,072
-250
-3% -$8.57K
COP icon
130
ConocoPhillips
COP
$147B
$281K 0.05%
3,667
-100
-3% -$8.18K
VZ icon
131
Verizon
VZ
$195B
$275K 0.05%
5,494
– –
DGX icon
132
Quest Diagnostics
DGX
$25.7B
$242K 0.05%
3,990
-210
-5% -$12.9K
CHK
133
DELISTED
Chesapeake Energy Corporation
CHK
$242K 0.05%
53
-3
-5% -$15.8K
VRSN icon
134
VeriSign
VRSN
$26.2B
$237K 0.05%
4,300
– –
ITT icon
135
ITT
ITT
$17.5B
$230K 0.04%
5,125
-290
-5% -$13.8K
GILD icon
136
Gilead Sciences
GILD
$162B
$226K 0.04%
+2,119
New +$207K
WFC icon
137
Wells Fargo
WFC
$261B
$223K 0.04%
4,306
– –
PGEN icon
138
Precigen
PGEN
$2.24B
$222K 0.04%
12,518
– –
TYG
139
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$210K 0.04%
1,089
-38
-3% -$7.27K
BRK.B icon
140
Berkshire Hathaway Class B
BRK.B
$1.1T
$200K 0.04%
+1,450
New +$193K
VIAV icon
141
Viavi Solutions
VIAV
$9.12B
$160K 0.03%
21,975
– –
SVU
142
DELISTED
SUPERVALU Inc.
SVU
$89K 0.02%
1,429
– –
PBW icon
143
Invesco WilderHill Clean Energy ETF
PBW
$407M
$63K 0.01%
2,000
– –
OCLR
144
DELISTED
Oclaro Inc.
OCLR
$47K 0.01%
32,975
-4,000
-11% -$7.34K
AMD icon
145
Advanced Micro Devices
AMD
$776B
$34K 0.01%
10,000
– –
ACI
146
DELISTED
ARCH COAL, INC.
ACI
$24K ﹤0.01%
1,150
– –
IPAS
147
DELISTED
Ipass Inc Common Stock
IPAS
$22K ﹤0.01%
1,480
-200
-12% -$2.79K
AVL
148
DELISTED
Avalon Rare Metals, Inc. Ordinary Shares (Canada)
AVL
$6K ﹤0.01%
18,750
– –
ALLE icon
149
Allegion
ALLE
$13.4B
– –
-4,348
Closed -$246K
CBU icon
150
Community Bank
CBU
$3.41B
– –
-5,864
Closed -$212K
3 4 5
6
7

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SF
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RMC
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BEC
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GFM
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TPW
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MWA
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John G. Ullman & Associates's Q3 2014 Portfolio in Review

As of Q3 2014, John G. Ullman & Associates held 158 positions worth $520M, down 5.1% from $548M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

John G. Ullman & Associates's Q3 2014 filing shows 6 new, 21 increased, 108 reduced and 10 closed positions. Its largest new stake was CYTEC INDS INC: 74,750 shares worth $3.54M. The largest sale was Microsoft, an estimated $4.7M.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q3 2014 buy was CYTEC INDS INC: 74,750 shares worth $3.54M.
  • John G. Ullman & Associates added most to iShares MSCI Emerging Markets Min Vol Factor ETF in Q3 2014, an estimated $2.4M increase.
  • John G. Ullman & Associates's biggest Q3 2014 reduction was Microsoft, cutting an estimated $4.7M.
  • John G. Ullman & Associates fully exited Diamond Offshore Drilling in Q3 2014, selling an estimated $2.88M.
  • John G. Ullman & Associates's ten largest holdings make up 33% of its $520M portfolio in Q3 2014.
  • John G. Ullman & Associates opened 6 new positions and closed 10 in Q3 2014.
  • John G. Ullman & Associates's portfolio value fell 5.1% quarter-over-quarter to $520M.

Based on John G. Ullman & Associates's 13F filing for Q3 2014, filed 12 Nov 2014.