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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $824M
1-Year Est. Return 78.19%
This Fund
S&P 500
This Quarter Est. Return
+11.35%
1 Year Est. Return
+78.19%
3 Year Est. Return
+156.18%
5 Year Est. Return
+168.38%
10 Year Est. Return
+388.18%
AUM
$754M
AUM Growth
+$4.32M
Cap. Flow
-$53.7M
Cap. Flow %
-7.12%
Top 10 Hldgs %
33.71%
Holding
189
New
10
Increased
27
Reduced
102
Closed
15

Top Buys

Rank Stock Value
1
MELI icon
Mercado Libre
MELI
+$3.21M
2
ITRI icon
Itron
ITRI
+$2.11M
3
TWLO icon
Twilio
TWLO
+$1.86M
4
AZTA icon
Azenta
AZTA
+$1.53M
5
EHC icon
Encompass Health
EHC
+$1.33M

Top Sells

Rank Stock Value
1
WDC icon
Western Digital
WDC
+$8.18M
2
GLW icon
Corning
GLW
+$7.69M
3
SNDK
Sandisk
SNDK
+$3.95M
4
EMR icon
Emerson Electric
EMR
+$3.84M
5
ADBE icon
Adobe
ADBE
+$2.38M

Sector Composition

Rank Sector Weight
1 Technology 31.11%
2 Industrials 17.71%
3 Utilities 16.55%
4 Healthcare 9.64%
5 Energy 7.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCI icon
101
Johnson Controls International
JCI
$91.7B
$982K 0.13%
7,499
-600
-7% -$77.5K
GILD icon
102
Gilead Sciences
GILD
$171B
$975K 0.13%
6,995
– –
MU icon
103
Micron Technology
MU
$1.07T
$966K 0.13%
2,860
-103
-3% -$40.3K
RBB icon
104
RBB Bancorp
RBB
$466M
$867K 0.11%
40,550
– –
BDX icon
105
Becton Dickinson
BDX
$49.6B
$849K 0.11%
5,400
+2,675
+98% +$491K
DUK icon
106
Duke Energy
DUK
$97.1B
$838K 0.11%
6,403
-77
-1% -$9.63K
XLU icon
107
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
$831K 0.11%
18,114
-2,800
-13% -$126K
LNT icon
108
Alliant Energy
LNT
$18.2B
$811K 0.11%
11,300
– –
ADBE icon
109
Adobe
ADBE
$108B
$790K 0.1%
3,250
-8,595
-73% -$2.38M
STX icon
110
Seagate
STX
$209B
$789K 0.1%
2,013
+775
+63% +$296K
EMA
111
Emera Inc
EMA
$15.8B
$756K 0.1%
14,600
-1,200
-8% -$60.8K
ILMN icon
112
Illumina
ILMN
$29.1B
$755K 0.1%
6,125
-1,700
-22% -$223K
TYG
113
Tortoise Energy Infrastructure Corp
TYG
$1.1B
$752K 0.1%
15,083
-158
-1% -$7.4K
AMGN icon
114
Amgen
AMGN
$226B
$748K 0.1%
2,125
-6,675
-76% -$2.38M
AOS icon
115
A.O. Smith
AOS
$8.49B
$732K 0.1%
11,100
+1,400
+14% +$101K
FISV
116
Fiserv Inc
FISV
$29.5B
$730K 0.1%
13,083
+5,633
+76% +$349K
REGN icon
117
Regeneron Pharmaceuticals
REGN
$83B
$703K 0.09%
910
-920
-50% -$704K
PSX icon
118
Phillips 66
PSX
$92.8B
$701K 0.09%
3,850
– –
CEG icon
119
Constellation Energy
CEG
$98.7B
$679K 0.09%
2,432
– –
APTV icon
120
Aptiv
APTV
$10.2B
$642K 0.09%
9,250
+1,100
+13% +$84.8K
HAE icon
121
Haemonetics
HAE
$4.11B
$637K 0.08%
11,300
-2,300
-17% -$150K
MMM icon
122
3M
MMM
$94.2B
$566K 0.08%
3,900
– –
CRUS icon
123
Cirrus Logic
CRUS
$6.08B
$564K 0.07%
3,900
– –
BRK.B icon
124
Berkshire Hathaway Class B
BRK.B
$1.09T
$560K 0.07%
1,169
-715
-38% -$351K
TDC icon
125
Teradata
TDC
$2.57B
$543K 0.07%
21,200
-4,200
-17% -$123K
3 4
5
6 7

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John G. Ullman & Associates's Q1 2026 Portfolio in Review

As of Q1 2026, John G. Ullman & Associates held 189 positions worth $754M, up 0.58% from $750M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

John G. Ullman & Associates withdrew a net $53.7M in Q1 2026, closing 15 positions and reducing 102 holdings. Its most notable exit was Sandisk, an estimated $3.95M position sold in full.

By sector, the portfolio is most concentrated in Technology at 31% of assets, down from 34% a quarter earlier, followed by Industrials and Utilities.

Against the trend, John G. Ullman & Associates opened a new position in Mercado Libre worth $2.88M.

  • John G. Ullman & Associates's largest Q1 2026 buy was Mercado Libre: 1,665 shares worth $2.88M.
  • John G. Ullman & Associates added most to Itron in Q1 2026, an estimated $2.11M increase.
  • John G. Ullman & Associates's biggest Q1 2026 reduction was Western Digital, cutting an estimated $8.18M.
  • John G. Ullman & Associates fully exited Sandisk in Q1 2026, selling an estimated $3.95M.
  • John G. Ullman & Associates's ten largest holdings make up 34% of its $754M portfolio in Q1 2026.
  • John G. Ullman & Associates opened 10 new positions and closed 15 in Q1 2026.
  • John G. Ullman & Associates's portfolio value rose 0.58% quarter-over-quarter to $754M.

Based on John G. Ullman & Associates's 13F filing for Q1 2026, filed 6 May 2026.