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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+6.22%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$750M
AUM Growth
+$7.3M
Cap. Flow
-$29.9M
Cap. Flow %
-3.99%
Top 10 Hldgs %
32.81%
Holding
184
New
11
Increased
28
Reduced
92
Closed
5

Top Buys

Rank Stock Value
1
KDP icon
Keurig Dr Pepper
KDP
+$4.36M
2
LNN icon
Lindsay Corp
LNN
+$2.93M
3
BCE icon
BCE
BCE
+$2.52M
4
ES icon
Eversource Energy
ES
+$2.24M
5
MANH icon
Manhattan Associates
MANH
+$2.22M

Top Sells

Rank Stock Value
1
BE icon
Bloom Energy
BE
+$9.71M
2
LITE icon
Lumentum
LITE
+$8.2M
3
AVGO icon
Broadcom
AVGO
+$6.96M
4
IBM icon
IBM
IBM
+$5.79M
5
FISV
Fiserv Inc
FISV
+$2.56M

Sector Composition

Rank Sector Weight
1 Technology 33.58%
2 Industrials 16.51%
3 Utilities 15.6%
4 Healthcare 10.18%
5 Energy 5.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILMN icon
101
Illumina
ILMN
$29.3B
$1.03M 0.14%
7,825
+1,375
+21% +$161K
CVX icon
102
Chevron
CVX
$371B
$977K 0.13%
6,411
– –
JCI icon
103
Johnson Controls International
JCI
$93.6B
$970K 0.13%
8,099
-125
-2% -$14.4K
BRK.B icon
104
Berkshire Hathaway Class B
BRK.B
$1.13T
$947K 0.13%
1,884
+5
+0.3% +$2.49K
XLU icon
105
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$893K 0.12%
20,914
+6,800
+48% +$301K
MTSI icon
106
MACOM Technology Solutions
MTSI
$23B
$891K 0.12%
5,200
-500
-9% -$79.4K
CEG icon
107
Constellation Energy
CEG
$93.2B
$859K 0.11%
2,432
-33
-1% -$12K
GILD icon
108
Gilead Sciences
GILD
$162B
$859K 0.11%
6,995
– –
MU icon
109
Micron Technology
MU
$996B
$846K 0.11%
2,963
– –
RBB icon
110
RBB Bancorp
RBB
$455M
$837K 0.11%
40,550
-300
-0.7% -$5.9K
SHEL icon
111
Shell
SHEL
$248B
$816K 0.11%
11,100
– –
EMA
112
Emera Inc
EMA
$15.8B
$779K 0.1%
15,800
– –
TDC icon
113
Teradata
TDC
$2.51B
$773K 0.1%
25,400
-800
-3% -$20.9K
DUK icon
114
Duke Energy
DUK
$96.6B
$760K 0.1%
6,480
+77
+1% +$9.4K
BP icon
115
BP
BP
$109B
$754K 0.1%
21,700
-250
-1% -$8.77K
LNT icon
116
Alliant Energy
LNT
$18B
$735K 0.1%
11,300
– –
AOS icon
117
A.O. Smith
AOS
$8.56B
$649K 0.09%
9,700
– –
MMM icon
118
3M
MMM
$93.2B
$624K 0.08%
3,900
– –
MRNA icon
119
Moderna
MRNA
$21.5B
$624K 0.08%
21,150
-2,600
-11% -$70.6K
TYG
120
Tortoise Energy Infrastructure Corp
TYG
$1.07B
$623K 0.08%
15,241
– –
APTV icon
121
Aptiv
APTV
$9.61B
$620K 0.08%
8,150
– –
TXN icon
122
Texas Instruments
TXN
$254B
$606K 0.08%
3,491
– –
LH icon
123
Labcorp
LH
$25.7B
$554K 0.07%
2,210
– –
ITW icon
124
Illinois Tool Works
ITW
$84.8B
$536K 0.07%
2,175
-25
-1% -$6.23K
ACVA icon
125
ACV Auctions
ACVA
$1.3B
$532K 0.07%
66,284
– –
3 4
5
6 7

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FSCM
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RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
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GFM
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TPW
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MWA
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TCMI
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John G. Ullman & Associates's Q4 2025 Portfolio in Review

As of Q4 2025, John G. Ullman & Associates held 184 positions worth $750M, up 0.98% from $743M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

John G. Ullman & Associates withdrew a net $29.9M in Q4 2025, closing 5 positions and reducing 92 holdings. Its most notable exit was Baxter International, an estimated $1.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 34% of assets, down from 35% a quarter earlier, followed by Industrials and Utilities.

Against the trend, John G. Ullman & Associates opened a new position in Keurig Dr Pepper worth $4.44M.

  • John G. Ullman & Associates's largest Q4 2025 buy was Keurig Dr Pepper: 158,600 shares worth $4.44M.
  • John G. Ullman & Associates added most to Lindsay Corp in Q4 2025, an estimated $2.93M increase.
  • John G. Ullman & Associates's biggest Q4 2025 reduction was Bloom Energy, cutting an estimated $9.71M.
  • John G. Ullman & Associates fully exited Baxter International in Q4 2025, selling an estimated $1.2M.
  • John G. Ullman & Associates's ten largest holdings make up 33% of its $750M portfolio in Q4 2025.
  • John G. Ullman & Associates opened 11 new positions and closed 5 in Q4 2025.
  • John G. Ullman & Associates's portfolio value rose 0.98% quarter-over-quarter to $750M.

Based on John G. Ullman & Associates's 13F filing for Q4 2025, filed 5 Feb 2026.