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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+19.31%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$743M
AUM Growth
+$68.9M
Cap. Flow
-$15.3M
Cap. Flow %
-2.06%
Top 10 Hldgs %
35.14%
Holding
182
New
8
Increased
40
Reduced
83
Closed
9

Top Buys

Rank Stock Value
1
NEE icon
NextEra Energy
NEE
+$9.48M
2
WTRG icon
Essential Utilities
WTRG
+$7.58M
3
D icon
Dominion Energy
D
+$4.6M
4
EQT icon
EQT Corp
EQT
+$3.32M
5
ES icon
Eversource Energy
ES
+$3.29M

Top Sells

Rank Stock Value
1
NVS icon
Novartis
NVS
+$16.4M
2
GLW icon
Corning
GLW
+$9.87M
3
HRI icon
Herc Holdings
HRI
+$3.96M
4
IBM icon
IBM
IBM
+$3.85M
5
GE icon
GE Aerospace
GE
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 34.93%
2 Industrials 17.65%
3 Utilities 15.8%
4 Healthcare 9.3%
5 Energy 4.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEG icon
101
Constellation Energy
CEG
$95.9B
$811K 0.11%
2,465
– –
SHEL icon
102
Shell
SHEL
$245B
$794K 0.11%
11,100
– –
DUK icon
103
Duke Energy
DUK
$97.4B
$792K 0.11%
6,403
-429
-6% -$52.1K
GILD icon
104
Gilead Sciences
GILD
$165B
$776K 0.1%
6,995
-24
-0.3% -$2.73K
RBB icon
105
RBB Bancorp
RBB
$453M
$766K 0.1%
40,850
-902
-2% -$17.3K
LNT icon
106
Alliant Energy
LNT
$18B
$762K 0.1%
11,300
– –
EMA
107
Emera Inc
EMA
$15.4B
$758K 0.1%
15,800
– –
BP icon
108
BP
BP
$108B
$756K 0.1%
21,950
+50
+0.2% +$1.68K
AOS icon
109
A.O. Smith
AOS
$8.68B
$712K 0.1%
9,700
+500
+5% +$35.7K
MTSI icon
110
MACOM Technology Solutions
MTSI
$23.8B
$710K 0.1%
5,700
– –
APTV icon
111
Aptiv
APTV
$10.1B
$703K 0.09%
8,150
+2,550
+46% +$192K
ACVA icon
112
ACV Auctions
ACVA
$1.3B
$657K 0.09%
66,284
– –
TYG
113
Tortoise Energy Infrastructure Corp
TYG
$1.07B
$657K 0.09%
15,241
– –
TXN icon
114
Texas Instruments
TXN
$260B
$641K 0.09%
3,491
-106
-3% -$20.7K
LH icon
115
Labcorp
LH
$25.9B
$634K 0.09%
2,210
-100
-4% -$26.8K
XLU icon
116
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$615K 0.08%
14,114
– –
MRNA icon
117
Moderna
MRNA
$23.3B
$613K 0.08%
23,750
+7,650
+48% +$213K
ILMN icon
118
Illumina
ILMN
$28.4B
$613K 0.08%
6,450
+2,350
+57% +$233K
MMM icon
119
3M
MMM
$94.4B
$605K 0.08%
3,900
+200
+5% +$30.8K
HAE icon
120
Haemonetics
HAE
$3.93B
$582K 0.08%
+11,950
New +$740K
ITW icon
121
Illinois Tool Works
ITW
$85.3B
$574K 0.08%
2,200
– –
TDC icon
122
Teradata
TDC
$2.54B
$564K 0.08%
26,200
+11,100
+74% +$239K
BUSE icon
123
First Busey Corp
BUSE
$2.58B
$530K 0.07%
22,913
-382
-2% -$9.1K
PSX icon
124
Phillips 66
PSX
$81.4B
$524K 0.07%
3,850
– –
FELE icon
125
Franklin Electric
FELE
$4.85B
$514K 0.07%
5,400
– –
3 4
5
6 7

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BEC
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MWA
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TCMI
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John G. Ullman & Associates's Q3 2025 Portfolio in Review

As of Q3 2025, John G. Ullman & Associates held 182 positions worth $743M, up 10% from $674M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

John G. Ullman & Associates's Q3 2025 filing shows 8 new, 40 increased, 83 reduced and 9 closed positions. Its largest new stake was Adobe: 6,510 shares worth $2.3M. The largest sale was Novartis, an estimated $16.4M.

By sector, the portfolio is most concentrated in Technology at 35% of assets, up from 35% a quarter earlier, followed by Industrials and Utilities.

  • John G. Ullman & Associates's largest Q3 2025 buy was Adobe: 6,510 shares worth $2.3M.
  • John G. Ullman & Associates added most to NextEra Energy in Q3 2025, an estimated $9.48M increase.
  • John G. Ullman & Associates's biggest Q3 2025 reduction was Novartis, cutting an estimated $16.4M.
  • John G. Ullman & Associates fully exited Herc Holdings in Q3 2025, selling an estimated $3.96M.
  • John G. Ullman & Associates's ten largest holdings make up 35% of its $743M portfolio in Q3 2025.
  • John G. Ullman & Associates opened 8 new positions and closed 9 in Q3 2025.
  • John G. Ullman & Associates's portfolio value rose 10% quarter-over-quarter to $743M.

Based on John G. Ullman & Associates's 13F filing for Q3 2025, filed 5 Nov 2025.