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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+9.15%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$630M
AUM Growth
+$19.1M
Cap. Flow
-$22.7M
Cap. Flow %
-3.61%
Top 10 Hldgs %
32.12%
Holding
186
New
13
Increased
53
Reduced
79
Closed
17

Top Buys

Rank Stock Value
1
AVGO icon
Broadcom
AVGO
+$4.6M
2
LOW icon
Lowe's Companies
LOW
+$4.54M
3
GNRC icon
Generac Holdings
GNRC
+$4.05M
4
ZBH icon
Zimmer Biomet
ZBH
+$3.64M
5
CHWY icon
Chewy
CHWY
+$2.07M

Top Sells

Rank Stock Value
1
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$9.11M
2
VMW
VMware, Inc
VMW
+$6.88M
3
ACM icon
Aecom
ACM
+$6.65M
4
PFE icon
Pfizer
PFE
+$5.11M
5
BKH icon
Black Hills Corp
BKH
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 30.19%
2 Healthcare 17.08%
3 Industrials 16.64%
4 Utilities 9.87%
5 Energy 6.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCFC icon
101
OceanFirst Financial
OCFC
$1.92B
$861K 0.14%
+49,600
New +$723K
WSBF icon
102
Waterstone Financial
WSBF
$375M
$856K 0.14%
60,262
+38,695
+179% +$457K
QDEL icon
103
QuidelOrtho
QDEL
$1.11B
$855K 0.14%
11,600
-28,550
-71% -$1.93M
EXP icon
104
Eagle Materials
EXP
$6.48B
$832K 0.13%
4,100
-200
-5% -$35.2K
BP icon
105
BP
BP
$109B
$786K 0.12%
22,200
-100
-0.4% -$3.66K
TXN icon
106
Texas Instruments
TXN
$254B
$771K 0.12%
4,522
-100
-2% -$15.5K
CMCSA icon
107
Comcast
CMCSA
$89.3B
$742K 0.12%
16,913
+18
+0.1% +$771
AOS icon
108
A.O. Smith
AOS
$8.56B
$717K 0.11%
8,700
– –
DUK icon
109
Duke Energy
DUK
$96.6B
$675K 0.11%
6,953
– –
SHEL icon
110
Shell
SHEL
$248B
$665K 0.11%
10,100
– –
CIEN icon
111
Ciena
CIEN
$57.2B
$657K 0.1%
14,600
+200
+1% +$8.82K
ITW icon
112
Illinois Tool Works
ITW
$84.8B
$655K 0.1%
2,500
– –
BRK.B icon
113
Berkshire Hathaway Class B
BRK.B
$1.13T
$629K 0.1%
1,764
-425
-19% -$149K
LNT icon
114
Alliant Energy
LNT
$18B
$580K 0.09%
11,300
-6,000
-35% -$299K
CFB
115
DELISTED
CrossFirst Bankshares, Inc. Common Stock
CFB
$579K 0.09%
42,663
-2,000
-4% -$22.9K
MTSI icon
116
MACOM Technology Solutions
MTSI
$23B
$567K 0.09%
6,100
– –
AGCO icon
117
AGCO
AGCO
$7.12B
$558K 0.09%
4,600
– –
LH icon
118
Labcorp
LH
$25.7B
$530K 0.08%
2,332
+8
+0.3% +$1.68K
PSX icon
119
Phillips 66
PSX
$82B
$526K 0.08%
3,950
– –
FELE icon
120
Franklin Electric
FELE
$4.83B
$522K 0.08%
5,400
– –
HPE icon
121
Hewlett Packard
HPE
$69.4B
$499K 0.08%
29,400
-100
-0.3% -$1.63K
IQV icon
122
IQVIA
IQV
$38.3B
$486K 0.08%
2,100
– –
AQN icon
123
Algonquin Power & Utilities
AQN
$4.43B
$482K 0.08%
76,300
-147,350
-66% -$861K
KO icon
124
Coca-Cola
KO
$374B
$476K 0.08%
8,081
+175
+2% +$9.94K
T icon
125
AT&T
T
$162B
$456K 0.07%
27,191
-1,873
-6% -$29.6K
3 4
5
6 7

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RMC
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BEC
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GFM
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TPW
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MWA
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TCMI
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John G. Ullman & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, John G. Ullman & Associates held 186 positions worth $630M, up 3.1% from $611M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

John G. Ullman & Associates withdrew a net $22.7M in Q4 2023, closing 17 positions and reducing 79 holdings. Its most notable exit was Horizon Therapeutics Public Limited Company Ordinary Shares, an estimated $9.11M position sold in full.

By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 28% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, John G. Ullman & Associates opened a new position in Lowe's Companies worth $4.98M.

  • John G. Ullman & Associates's largest Q4 2023 buy was Lowe's Companies: 22,375 shares worth $4.98M.
  • John G. Ullman & Associates added most to Broadcom in Q4 2023, an estimated $4.6M increase.
  • John G. Ullman & Associates's biggest Q4 2023 reduction was Aecom, cutting an estimated $6.65M.
  • John G. Ullman & Associates fully exited Horizon Therapeutics Public Limited Company Ordinary Shares in Q4 2023, selling an estimated $9.11M.
  • John G. Ullman & Associates's ten largest holdings make up 32% of its $630M portfolio in Q4 2023.
  • John G. Ullman & Associates opened 13 new positions and closed 17 in Q4 2023.
  • John G. Ullman & Associates's portfolio value rose 3.1% quarter-over-quarter to $630M.

Based on John G. Ullman & Associates's 13F filing for Q4 2023, filed 31 Jan 2024.