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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-3.19%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$611M
AUM Growth
-$36.8M
Cap. Flow
-$10.3M
Cap. Flow %
-1.68%
Top 10 Hldgs %
33.41%
Holding
182
New
5
Increased
25
Reduced
97
Closed
9

Top Buys

Rank Stock Value
1
ALB icon
Albemarle
ALB
+$3.03M
2
ES icon
Eversource Energy
ES
+$1.91M
3
GEHC icon
GE HealthCare
GEHC
+$1.63M
4
MRNA icon
Moderna
MRNA
+$1.47M
5
APTV icon
Aptiv
APTV
+$1.26M

Top Sells

Rank Stock Value
1
HE icon
Hawaiian Electric Industries
HE
+$6.95M
2
AMT icon
American Tower
AMT
+$2.98M
3
KNF icon
Knife River
KNF
+$1.76M
4
TMP icon
Tompkins Financial
TMP
+$1.64M
5
EMR icon
Emerson Electric
EMR
+$990K

Sector Composition

Rank Sector Weight
1 Technology 27.82%
2 Healthcare 20.08%
3 Industrials 16.8%
4 Utilities 11.43%
5 Energy 7.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIAV icon
101
Viavi Solutions
VIAV
$10.3B
$786K 0.13%
86,050
-1,397
-2% -$14.6K
BRK.B icon
102
Berkshire Hathaway Class B
BRK.B
$1.13T
$767K 0.13%
2,189
-46
-2% -$16.3K
ELUT icon
103
Elutia
ELUT
$38.9M
$756K 0.12%
29,700
– –
CMCSA icon
104
Comcast
CMCSA
$88.9B
$749K 0.12%
16,895
-284
-2% -$12.7K
TXN icon
105
Texas Instruments
TXN
$259B
$735K 0.12%
4,622
– –
IR icon
106
Ingersoll Rand
IR
$34.1B
$720K 0.12%
11,306
-986
-8% -$65.6K
EXP icon
107
Eagle Materials
EXP
$6.49B
$716K 0.12%
4,300
-2,900
-40% -$527K
BE icon
108
Bloom Energy
BE
$68.9B
$688K 0.11%
51,850
+6,360
+14% +$99.7K
CIEN icon
109
Ciena
CIEN
$58.4B
$681K 0.11%
14,400
-300
-2% -$13.2K
SHEL icon
110
Shell
SHEL
$246B
$650K 0.11%
10,100
– –
RBB icon
111
RBB Bancorp
RBB
$454M
$628K 0.1%
49,150
-2,700
-5% -$36.7K
DUK icon
112
Duke Energy
DUK
$95.8B
$614K 0.1%
6,953
-66
-0.9% -$6.05K
AEP icon
113
American Electric Power
AEP
$68B
$610K 0.1%
8,104
– –
ITW icon
114
Illinois Tool Works
ITW
$84.5B
$576K 0.09%
2,500
– –
AOS icon
115
A.O. Smith
AOS
$8.55B
$575K 0.09%
8,700
– –
AGCO icon
116
AGCO
AGCO
$7.15B
$544K 0.09%
4,600
– –
HPE icon
117
Hewlett Packard
HPE
$70.1B
$512K 0.08%
29,500
-700
-2% -$12K
MTSI icon
118
MACOM Technology Solutions
MTSI
$23.7B
$498K 0.08%
6,100
-50
-0.8% -$3.7K
FELE icon
119
Franklin Electric
FELE
$4.82B
$482K 0.08%
5,400
– –
PSX icon
120
Phillips 66
PSX
$81B
$475K 0.08%
3,950
– –
LH icon
121
Labcorp
LH
$25.5B
$467K 0.08%
2,324
-614
-21% -$130K
CFB
122
DELISTED
CrossFirst Bankshares, Inc. Common Stock
CFB
$451K 0.07%
44,663
-3,950
-8% -$43K
MBCN
123
DELISTED
Middlefield Banc Corp
MBCN
$447K 0.07%
17,611
-9,359
-35% -$257K
KO icon
124
Coca-Cola
KO
$371B
$443K 0.07%
7,906
-3,418
-30% -$205K
T icon
125
AT&T
T
$161B
$437K 0.07%
29,064
-14,136
-33% -$207K
3 4
5
6 7

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John G. Ullman & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, John G. Ullman & Associates held 182 positions worth $611M, down 5.7% from $648M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

John G. Ullman & Associates's Q3 2023 filing shows 5 new, 25 increased, 97 reduced and 9 closed positions. Its largest new stake was Albemarle: 15,225 shares worth $2.59M. The largest sale was Hawaiian Electric Industries, an estimated $6.95M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Healthcare and Industrials.

  • John G. Ullman & Associates's largest Q3 2023 buy was Albemarle: 15,225 shares worth $2.59M.
  • John G. Ullman & Associates added most to Eversource Energy in Q3 2023, an estimated $1.91M increase.
  • John G. Ullman & Associates's biggest Q3 2023 reduction was American Tower, cutting an estimated $2.98M.
  • John G. Ullman & Associates fully exited Hawaiian Electric Industries in Q3 2023, selling an estimated $6.95M.
  • John G. Ullman & Associates's ten largest holdings make up 33% of its $611M portfolio in Q3 2023.
  • John G. Ullman & Associates opened 5 new positions and closed 9 in Q3 2023.
  • John G. Ullman & Associates's portfolio value fell 5.7% quarter-over-quarter to $611M.

Based on John G. Ullman & Associates's 13F filing for Q3 2023, filed 1 Nov 2023.