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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-8.19%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$572M
AUM Growth
-$51.6M
Cap. Flow
+$9.88M
Cap. Flow %
1.73%
Top 10 Hldgs %
35.91%
Holding
163
New
6
Increased
40
Reduced
67
Closed
6

Top Buys

Rank Stock Value
1
GNRC icon
Generac Holdings
GNRC
+$6.4M
2
JPM icon
JPMorgan Chase
JPM
+$3.46M
3
HRI icon
Herc Holdings
HRI
+$2.69M
4
TSM icon
TSMC
TSM
+$2.55M
5
WDC icon
Western Digital
WDC
+$2.39M

Top Sells

Rank Stock Value
1
MMM icon
3M
MMM
+$5.13M
2
ELAN icon
Elanco Animal Health
ELAN
+$3.64M
3
GSK icon
GSK
GSK
+$2.52M
4
MNDT
Mandiant, Inc. Common Stock
MNDT
+$2.47M
5
XRAY icon
Dentsply Sirona
XRAY
+$2.24M

Sector Composition

Rank Sector Weight
1 Technology 24.17%
2 Healthcare 22.43%
3 Industrials 17.22%
4 Utilities 15.31%
5 Energy 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORCL icon
101
Oracle
ORCL
$421B
$671K 0.12%
10,988
+7,440
+210% +$545K
AQUA
102
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
$658K 0.12%
19,900
– –
DUK icon
103
Duke Energy
DUK
$95.9B
$648K 0.11%
6,969
– –
BP icon
104
BP
BP
$107B
$636K 0.11%
22,260
– –
TPC
105
Tutor Perini Cor
TPC
$5.09B
$596K 0.1%
108,000
-34,092
-24% -$259K
HAL icon
106
Halliburton
HAL
$27B
$585K 0.1%
23,770
– –
NVDA icon
107
NVIDIA
NVDA
$5.36T
$580K 0.1%
47,750
+200
+0.4% +$3.16K
IR icon
108
Ingersoll Rand
IR
$34.1B
$573K 0.1%
13,252
-64
-0.5% -$3.01K
SNOW icon
109
Snowflake
SNOW
$112B
$544K 0.1%
3,200
+500
+19% +$82.8K
VNT icon
110
Vontier
VNT
$4.98B
$532K 0.09%
+31,840
New +$710K
LH icon
111
Labcorp
LH
$25.5B
$517K 0.09%
2,938
– –
SHEL icon
112
Shell
SHEL
$246B
$493K 0.09%
9,900
– –
NRG icon
113
NRG Energy
NRG
$25.1B
$488K 0.09%
12,750
+1,100
+9% +$43.9K
ACVA icon
114
ACV Auctions
ACVA
$1.32B
$469K 0.08%
65,284
– –
RBKB icon
115
Rhinebeck Bancorp
RBKB
$196M
$468K 0.08%
48,000
+400
+0.8% +$3.76K
TXN icon
116
Texas Instruments
TXN
$259B
$456K 0.08%
2,947
– –
ITW icon
117
Illinois Tool Works
ITW
$84.5B
$455K 0.08%
2,516
– –
VZ icon
118
Verizon
VZ
$193B
$447K 0.08%
11,771
-10,450
-47% -$465K
FELE icon
119
Franklin Electric
FELE
$4.82B
$441K 0.08%
5,400
– –
HPE icon
120
Hewlett Packard
HPE
$70.2B
$438K 0.08%
36,600
+12,700
+53% +$173K
BRK.B icon
121
Berkshire Hathaway Class B
BRK.B
$1.13T
$429K 0.08%
1,606
– –
AGCO icon
122
AGCO
AGCO
$7.15B
$414K 0.07%
4,300
– –
XLU icon
123
State Street Utilities Select Sector SPDR ETF
XLU
$22.3B
$413K 0.07%
12,600
-800
-6% -$29.3K
AOS icon
124
A.O. Smith
AOS
$8.55B
$411K 0.07%
8,450
-163
-2% -$9.36K
IQV icon
125
IQVIA
IQV
$37.9B
$380K 0.07%
2,100
– –
3 4
5
6 7

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MWA
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TCMI
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John G. Ullman & Associates's Q3 2022 Portfolio in Review

As of Q3 2022, John G. Ullman & Associates held 163 positions worth $572M, down 8.3% from $623M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

John G. Ullman & Associates's Q3 2022 filing shows 6 new, 40 increased, 67 reduced and 6 closed positions. Its largest new stake was Herc Holdings: 24,171 shares worth $2.51M. The largest sale was 3M, an estimated $5.13M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 24% a quarter earlier, followed by Healthcare and Industrials.

  • John G. Ullman & Associates's largest Q3 2022 buy was Herc Holdings: 24,171 shares worth $2.51M.
  • John G. Ullman & Associates added most to Generac Holdings in Q3 2022, an estimated $6.4M increase.
  • John G. Ullman & Associates's biggest Q3 2022 reduction was GSK, cutting an estimated $2.52M.
  • John G. Ullman & Associates fully exited 3M in Q3 2022, selling an estimated $5.13M.
  • John G. Ullman & Associates's ten largest holdings make up 36% of its $572M portfolio in Q3 2022.
  • John G. Ullman & Associates opened 6 new positions and closed 6 in Q3 2022.
  • John G. Ullman & Associates's portfolio value fell 8.3% quarter-over-quarter to $572M.

Based on John G. Ullman & Associates's 13F filing for Q3 2022, filed 19 Oct 2022.