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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+8.32%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$727M
AUM Growth
-$8.17M
Cap. Flow
-$54.1M
Cap. Flow %
-7.43%
Top 10 Hldgs %
34.15%
Holding
170
New
10
Increased
34
Reduced
80
Closed
8

Top Buys

Rank Stock Value
1
FISV
Fiserv Inc
FISV
+$3.37M
2
CHWY icon
Chewy
CHWY
+$2.81M
3
VNT icon
Vontier
VNT
+$1.73M
4
KMI icon
Kinder Morgan
KMI
+$1.19M
5
OCDX
Ortho Clinical Diagnostics Holdings plc Ordinary Shares
OCDX
+$1.16M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$18.1M
2
T icon
AT&T
T
+$17M
3
AQN icon
Algonquin Power & Utilities
AQN
+$9.57M
4
FLS icon
Flowserve
FLS
+$6.46M
5
SYNA icon
Synaptics
SYNA
+$3.2M

Sector Composition

Rank Sector Weight
1 Technology 25.81%
2 Healthcare 23.86%
3 Utilities 17.96%
4 Industrials 17.19%
5 Communication Services 4.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLIO icon
101
Helios Technologies
HLIO
$2.73B
$663K 0.09%
6,300
– –
AOS icon
102
A.O. Smith
AOS
$8.69B
$618K 0.09%
7,200
+1,600
+29% +$122K
ITW icon
103
Illinois Tool Works
ITW
$85.4B
$617K 0.08%
2,500
– –
BP icon
104
BP
BP
$108B
$593K 0.08%
22,260
-200
-0.9% -$5.55K
IQV icon
105
IQVIA
IQV
$38.9B
$592K 0.08%
2,100
– –
XLU icon
106
State Street Utilities Select Sector SPDR ETF
XLU
$22.6B
$565K 0.08%
15,800
+600
+4% +$20.2K
HAL icon
107
Halliburton
HAL
$26.8B
$544K 0.07%
23,770
– –
MTSI icon
108
MACOM Technology Solutions
MTSI
$23.8B
$544K 0.07%
6,950
– –
TXN icon
109
Texas Instruments
TXN
$261B
$533K 0.07%
2,830
+30
+1% +$5.76K
T icon
110
AT&T
T
$163B
$531K 0.07%
28,592
-909,140
-97% -$17M
LECO icon
111
Lincoln Electric
LECO
$15.4B
$521K 0.07%
3,737
+1,537
+70% +$214K
FELE icon
112
Franklin Electric
FELE
$4.85B
$511K 0.07%
5,400
– –
SHW icon
113
Sherwin-Williams
SHW
$89.7B
$511K 0.07%
1,450
– –
REGN icon
114
Regeneron Pharmaceuticals
REGN
$80.7B
$505K 0.07%
800
– –
ALE
115
DELISTED
Allete
ALE
$504K 0.07%
7,600
-400
-5% -$25.1K
DIS icon
116
Walt Disney
DIS
$181B
$504K 0.07%
3,251
– –
AGCO icon
117
AGCO
AGCO
$7.28B
$499K 0.07%
4,300
– –
BRK.B icon
118
Berkshire Hathaway Class B
BRK.B
$1.12T
$493K 0.07%
1,648
– –
SWKS icon
119
Skyworks Solutions
SWKS
$10.5B
$489K 0.07%
3,150
– –
NEE icon
120
NextEra Energy
NEE
$178B
$476K 0.07%
5,100
– –
EVRG icon
121
Evergy
EVRG
$19.3B
$446K 0.06%
6,499
– –
RBKB icon
122
Rhinebeck Bancorp
RBKB
$195M
$439K 0.06%
41,200
+9,000
+28% +$97.1K
INTU icon
123
Intuit
INTU
$89.7B
$434K 0.06%
675
– –
RDS.A
124
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$430K 0.06%
9,900
– –
AGG icon
125
iShares Core US Aggregate Bond ETF
AGG
$138B
$427K 0.06%
+3,740
New +$428K
3 4
5
6 7

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RMC
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BEC
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GFM
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TPW
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MWA
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TCMI
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John G. Ullman & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, John G. Ullman & Associates held 170 positions worth $727M, down 1.1% from $735M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

John G. Ullman & Associates withdrew a net $54.1M in Q4 2021, closing 8 positions and reducing 80 holdings. Its most notable exit was Synaptics, an estimated $3.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 24% a quarter earlier, followed by Healthcare and Utilities.

Against the trend, John G. Ullman & Associates opened a new position in Vontier worth $1.63M.

  • John G. Ullman & Associates's largest Q4 2021 buy was Vontier: 53,095 shares worth $1.63M.
  • John G. Ullman & Associates added most to Fiserv Inc in Q4 2021, an estimated $3.37M increase.
  • John G. Ullman & Associates's biggest Q4 2021 reduction was Verizon, cutting an estimated $18.1M.
  • John G. Ullman & Associates fully exited Synaptics in Q4 2021, selling an estimated $3.2M.
  • John G. Ullman & Associates's ten largest holdings make up 34% of its $727M portfolio in Q4 2021.
  • John G. Ullman & Associates opened 10 new positions and closed 8 in Q4 2021.
  • John G. Ullman & Associates's portfolio value fell 1.1% quarter-over-quarter to $727M.

Based on John G. Ullman & Associates's 13F filing for Q4 2021, filed 26 Jan 2022.