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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-3.12%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$735M
AUM Growth
-$32.3M
Cap. Flow
-$7.57M
Cap. Flow %
-1.03%
Top 10 Hldgs %
32.72%
Holding
167
New
11
Increased
20
Reduced
93
Closed
7

Top Buys

Rank Stock Value
1
ITRI icon
Itron
ITRI
+$3.82M
2
MRK icon
Merck
MRK
+$3.66M
3
UCTT
Ultra Clean Holdings
UCTT
+$3.23M
4
OCDX
Ortho Clinical Diagnostics Holdings plc Ordinary Shares
OCDX
+$2.47M
5
COHR icon
Coherent
COHR
+$2.31M

Top Sells

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$14.7M
2
GSK icon
GSK
GSK
+$5.1M
3
ALB icon
Albemarle
ALB
+$4.22M
4
PGJ icon
Invesco Golden Dragon China ETF
PGJ
+$2.39M
5
XRX icon
Xerox
XRX
+$1.4M

Sector Composition

Rank Sector Weight
1 Technology 24.04%
2 Healthcare 21.31%
3 Industrials 18.46%
4 Utilities 17.61%
5 Communication Services 8.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BP icon
101
BP
BP
$109B
$614K 0.08%
22,460
-700
-3% -$17.5K
CVX icon
102
Chevron
CVX
$371B
$598K 0.08%
5,895
– –
ESBK
103
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$554K 0.08%
41,595
-12,571
-23% -$174K
DIS icon
104
Walt Disney
DIS
$182B
$550K 0.07%
3,251
– –
TXN icon
105
Texas Instruments
TXN
$254B
$538K 0.07%
2,800
– –
AGCO icon
106
AGCO
AGCO
$7.12B
$527K 0.07%
4,300
– –
SWKS icon
107
Skyworks Solutions
SWKS
$10.1B
$519K 0.07%
3,150
-100
-3% -$18.3K
HLIO icon
108
Helios Technologies
HLIO
$2.72B
$517K 0.07%
6,300
– –
ITW icon
109
Illinois Tool Works
ITW
$84.8B
$517K 0.07%
2,500
-100
-4% -$22.5K
HAL icon
110
Halliburton
HAL
$27.1B
$514K 0.07%
23,770
-1,200
-5% -$24.6K
JCI icon
111
Johnson Controls International
JCI
$93.6B
$504K 0.07%
7,400
-100
-1% -$7.22K
IQV icon
112
IQVIA
IQV
$38.3B
$503K 0.07%
2,100
– –
XLU icon
113
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$485K 0.07%
15,200
-800
-5% -$26.7K
JNJ icon
114
Johnson & Johnson
JNJ
$619B
$484K 0.07%
3,000
-86,449
-97% -$14.7M
REGN icon
115
Regeneron Pharmaceuticals
REGN
$79.5B
$484K 0.07%
800
– –
ALE
116
DELISTED
Allete
ALE
$476K 0.06%
8,000
– –
MTSI icon
117
MACOM Technology Solutions
MTSI
$23B
$451K 0.06%
6,950
-100
-1% -$6.14K
BRK.B icon
118
Berkshire Hathaway Class B
BRK.B
$1.13T
$450K 0.06%
1,648
– –
EA icon
119
Electronic Arts
EA
$448K 0.06%
+3,150
New +$442K
RDS.A
120
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$441K 0.06%
9,900
– –
FELE icon
121
Franklin Electric
FELE
$4.83B
$431K 0.06%
5,400
-100
-2% -$8.21K
SHW icon
122
Sherwin-Williams
SHW
$88.2B
$406K 0.06%
1,450
-50
-3% -$14.6K
EVRG icon
123
Evergy
EVRG
$19.1B
$404K 0.05%
6,499
– –
NEE icon
124
NextEra Energy
NEE
$176B
$400K 0.05%
5,100
– –
INTU icon
125
Intuit
INTU
$88.1B
$364K 0.05%
675
– –
3 4
5
6 7

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John G. Ullman & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, John G. Ullman & Associates held 167 positions worth $735M, down 4.2% from $768M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

John G. Ullman & Associates's Q3 2021 filing shows 11 new, 20 increased, 93 reduced and 7 closed positions. Its largest new stake was Ultra Clean Holdings: 68,404 shares worth $2.91M. The largest sale was Johnson & Johnson, an estimated $14.7M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Healthcare and Industrials.

  • John G. Ullman & Associates's largest Q3 2021 buy was Ultra Clean Holdings: 68,404 shares worth $2.91M.
  • John G. Ullman & Associates added most to Itron in Q3 2021, an estimated $3.82M increase.
  • John G. Ullman & Associates's biggest Q3 2021 reduction was Johnson & Johnson, cutting an estimated $14.7M.
  • John G. Ullman & Associates fully exited Albemarle in Q3 2021, selling an estimated $4.22M.
  • John G. Ullman & Associates's ten largest holdings make up 33% of its $735M portfolio in Q3 2021.
  • John G. Ullman & Associates opened 11 new positions and closed 7 in Q3 2021.
  • John G. Ullman & Associates's portfolio value fell 4.2% quarter-over-quarter to $735M.

Based on John G. Ullman & Associates's 13F filing for Q3 2021, filed 2 Nov 2021.