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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$745M
AUM Growth
+$100M
Cap. Flow
+$33.5M
Cap. Flow %
4.49%
Top 10 Hldgs %
32.1%
Holding
165
New
13
Increased
37
Reduced
77
Closed
11

Top Buys

Rank Stock Value
1
VZ icon
Verizon
VZ
+$10.3M
2
IBM icon
IBM
IBM
+$4.89M
3
AQN icon
Algonquin Power & Utilities
AQN
+$4.65M
4
HE icon
Hawaiian Electric Industries
HE
+$4.6M
5
ELAN icon
Elanco Animal Health
ELAN
+$4.59M

Top Sells

Rank Stock Value
1
ABT icon
Abbott
ABT
+$4.4M
2
TDC icon
Teradata
TDC
+$3.37M
3
ALB icon
Albemarle
ALB
+$3.15M
4
LNN icon
Lindsay Corp
LNN
+$2.9M
5
CTVA icon
Corteva
CTVA
+$2.5M

Sector Composition

Rank Sector Weight
1 Healthcare 23.6%
2 Technology 23.47%
3 Industrials 19.04%
4 Utilities 16.65%
5 Communication Services 7.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
101
Walt Disney
DIS
$181B
$600K 0.08%
3,251
-45
-1% -$8.3K
SWKS icon
102
Skyworks Solutions
SWKS
$10.4B
$596K 0.08%
3,250
– –
ITW icon
103
Illinois Tool Works
ITW
$84.8B
$576K 0.08%
2,600
– –
OTTR icon
104
Otter Tail
OTTR
$3.92B
$573K 0.08%
+12,400
New +$530K
ALE
105
DELISTED
Allete
ALE
$538K 0.07%
8,000
+1,200
+18% +$78.6K
HAL icon
106
Halliburton
HAL
$27B
$534K 0.07%
24,870
+11,000
+79% +$230K
TXN icon
107
Texas Instruments
TXN
$260B
$529K 0.07%
2,800
– –
HLIO icon
108
Helios Technologies
HLIO
$2.74B
$503K 0.07%
6,900
– –
EEFT icon
109
Euronet Worldwide
EEFT
$2.66B
$448K 0.06%
3,237
-150
-4% -$21.7K
JCI icon
110
Johnson Controls International
JCI
$92.9B
$448K 0.06%
7,500
– –
FELE icon
111
Franklin Electric
FELE
$4.84B
$434K 0.06%
5,500
– –
BRK.B icon
112
Berkshire Hathaway Class B
BRK.B
$1.12T
$421K 0.06%
1,648
-600
-27% -$146K
MTSI icon
113
MACOM Technology Solutions
MTSI
$23.7B
$415K 0.06%
7,150
-4,200
-37% -$260K
IQV icon
114
IQVIA
IQV
$38.8B
$406K 0.05%
2,100
– –
AOS icon
115
A.O. Smith
AOS
$8.68B
$399K 0.05%
5,900
+1,700
+40% +$103K
RDS.A
116
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$389K 0.05%
9,923
-5,100
-34% -$205K
EVRG icon
117
Evergy
EVRG
$19.3B
$387K 0.05%
6,499
– –
REGN icon
118
Regeneron Pharmaceuticals
REGN
$80.6B
$379K 0.05%
800
– –
NEE icon
119
NextEra Energy
NEE
$178B
$378K 0.05%
5,000
+400
+9% +$31.2K
XLU icon
120
State Street Utilities Select Sector SPDR ETF
XLU
$22.6B
$378K 0.05%
11,800
-2,200
-16% -$68.3K
GM icon
121
General Motors
GM
$76.9B
$376K 0.05%
6,550
-500
-7% -$26.6K
VWO icon
122
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$371K 0.05%
+7,119
New +$379K
IPGP icon
123
IPG Photonics
IPGP
$3.88B
$369K 0.05%
1,750
– –
SHW icon
124
Sherwin-Williams
SHW
$89.4B
$369K 0.05%
1,500
– –
RBKB icon
125
Rhinebeck Bancorp
RBKB
$195M
$333K 0.04%
32,200
– –
3 4
5
6 7

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MWA
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TCMI
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John G. Ullman & Associates's Q1 2021 Portfolio in Review

As of Q1 2021, John G. Ullman & Associates held 165 positions worth $745M, up 16% from $645M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

John G. Ullman & Associates deployed $33.5M of net new capital in Q1 2021, opening 13 new positions and adding to 37 existing holdings. Its largest new stake was American Tower: 11,570 shares worth $2.77M.

By sector, the portfolio is most concentrated in Healthcare at 24% of assets, down from 26% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Abbott, an estimated $4.4M trimmed.

  • John G. Ullman & Associates's largest Q1 2021 buy was American Tower: 11,570 shares worth $2.77M.
  • John G. Ullman & Associates added most to Verizon in Q1 2021, an estimated $10.3M increase.
  • John G. Ullman & Associates's biggest Q1 2021 reduction was Abbott, cutting an estimated $4.4M.
  • John G. Ullman & Associates fully exited Teradata in Q1 2021, selling an estimated $3.37M.
  • John G. Ullman & Associates's ten largest holdings make up 32% of its $745M portfolio in Q1 2021.
  • John G. Ullman & Associates opened 13 new positions and closed 11 in Q1 2021.
  • John G. Ullman & Associates's portfolio value rose 16% quarter-over-quarter to $745M.

Based on John G. Ullman & Associates's 13F filing for Q1 2021, filed 22 Apr 2021.