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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+14.31%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$645M
AUM Growth
+$162M
Cap. Flow
+$96.4M
Cap. Flow %
14.95%
Top 10 Hldgs %
32.1%
Holding
158
New
30
Increased
45
Reduced
52
Closed
6

Top Buys

Rank Stock Value
1
NJR icon
New Jersey Resources
NJR
+$8.37M
2
XOM icon
ExxonMobil
XOM
+$8.13M
3
D icon
Dominion Energy
D
+$6.92M
4
HE icon
Hawaiian Electric Industries
HE
+$6.87M
5
BKH icon
Black Hills Corp
BKH
+$6.28M

Top Sells

Rank Stock Value
1
ADM icon
Archer Daniels Midland
ADM
+$7.14M
2
ALB icon
Albemarle
ALB
+$1.84M
3
AZTA icon
Azenta
AZTA
+$1.04M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$651K
5
GLW icon
Corning
GLW
+$631K

Sector Composition

Rank Sector Weight
1 Healthcare 26.21%
2 Technology 23.46%
3 Industrials 19.39%
4 Utilities 14.67%
5 Communication Services 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWKS icon
101
Skyworks Solutions
SWKS
$10.6B
$497K 0.08%
3,250
-50
-2% -$7.32K
EEFT icon
102
Euronet Worldwide
EEFT
$2.7B
$491K 0.08%
3,387
-513
-13% -$59.7K
FTS icon
103
Fortis
FTS
$28.7B
$486K 0.08%
+11,900
New +$489K
IBB icon
104
iShares Biotechnology ETF
IBB
$9.77B
$470K 0.07%
3,100
– –
TXN icon
105
Texas Instruments
TXN
$261B
$460K 0.07%
2,800
– –
NVDA icon
106
NVIDIA
NVDA
$5.42T
$444K 0.07%
+34,000
New +$455K
XLU icon
107
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$439K 0.07%
14,000
+4,800
+52% +$152K
ALE
108
DELISTED
Allete
ALE
$421K 0.07%
+6,800
New +$385K
USCR
109
DELISTED
U S Concrete, Inc.
USCR
$420K 0.07%
10,500
+300
+3% +$10.7K
IPGP icon
110
IPG Photonics
IPGP
$3.84B
$392K 0.06%
1,750
– –
REGN icon
111
Regeneron Pharmaceuticals
REGN
$80.8B
$386K 0.06%
800
– –
FELE icon
112
Franklin Electric
FELE
$4.84B
$381K 0.06%
5,500
+200
+4% +$13.2K
LNT icon
113
Alliant Energy
LNT
$18B
$381K 0.06%
+7,400
New +$398K
HOLX
114
DELISTED
Hologic
HOLX
$379K 0.06%
5,200
– –
IQV icon
115
IQVIA
IQV
$39.3B
$376K 0.06%
2,100
-100
-5% -$16.9K
HLIO icon
116
Helios Technologies
HLIO
$2.76B
$368K 0.06%
6,900
-100
-1% -$4.71K
SHW icon
117
Sherwin-Williams
SHW
$89.8B
$367K 0.06%
1,500
– –
MU icon
118
Micron Technology
MU
$991B
$366K 0.06%
4,863
+200
+4% +$12.1K
EVRG icon
119
Evergy
EVRG
$19.2B
$361K 0.06%
+6,499
New +$357K
AEP icon
120
American Electric Power
AEP
$68.4B
$355K 0.06%
+4,264
New +$370K
NEE icon
121
NextEra Energy
NEE
$177B
$355K 0.06%
4,600
– –
JCI icon
122
Johnson Controls International
JCI
$92.2B
$349K 0.05%
7,500
+300
+4% +$13.3K
VAW icon
123
Vanguard Materials ETF
VAW
$3.13B
$339K 0.05%
2,160
– –
EXC icon
124
Exelon
EXC
$47B
$312K 0.05%
+10,375
New +$306K
WEC icon
125
WEC Energy
WEC
$35.1B
$304K 0.05%
+3,300
New +$321K
3 4
5
6 7

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RMC
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BEC
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GFM
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TPW
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MWA
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PWA
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John G. Ullman & Associates's Q4 2020 Portfolio in Review

As of Q4 2020, John G. Ullman & Associates held 158 positions worth $645M, up 34% from $483M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

John G. Ullman & Associates deployed $96.4M of net new capital in Q4 2020, opening 30 new positions and adding to 45 existing holdings. Its largest new stake was New Jersey Resources: 257,165 shares worth $9.14M.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, down from 32% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Albemarle, an estimated $1.84M trimmed.

  • John G. Ullman & Associates's largest Q4 2020 buy was New Jersey Resources: 257,165 shares worth $9.14M.
  • John G. Ullman & Associates added most to ExxonMobil in Q4 2020, an estimated $8.13M increase.
  • John G. Ullman & Associates's biggest Q4 2020 reduction was Albemarle, cutting an estimated $1.84M.
  • John G. Ullman & Associates fully exited Archer Daniels Midland in Q4 2020, selling an estimated $7.14M.
  • John G. Ullman & Associates's ten largest holdings make up 32% of its $645M portfolio in Q4 2020.
  • John G. Ullman & Associates opened 30 new positions and closed 6 in Q4 2020.
  • John G. Ullman & Associates's portfolio value rose 34% quarter-over-quarter to $645M.

Based on John G. Ullman & Associates's 13F filing for Q4 2020, filed 5 Feb 2021.