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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$483M
AUM Growth
+$73.4M
Cap. Flow
+$54.1M
Cap. Flow %
11.2%
Top 10 Hldgs %
36.82%
Holding
132
New
23
Increased
33
Reduced
45
Closed
4

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$10.1M
2
T icon
AT&T
T
+$9.79M
3
XOM icon
ExxonMobil
XOM
+$5.52M
4
CACI icon
CACI
CACI
+$4.78M
5
D icon
Dominion Energy
D
+$3.25M

Top Sells

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$1.78M
2
ABT icon
Abbott
ABT
+$1.67M
3
AZTA icon
Azenta
AZTA
+$1.06M
4
LITE icon
Lumentum
LITE
+$601K
5
MSFT icon
Microsoft
MSFT
+$514K

Sector Composition

Rank Sector Weight
1 Healthcare 32.44%
2 Technology 24.17%
3 Industrials 19.52%
4 Utilities 8.63%
5 Communication Services 6.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USCR
101
DELISTED
U S Concrete, Inc.
USCR
$296K 0.06%
+10,200
New +$275K
JCI icon
102
Johnson Controls International
JCI
$92.2B
$294K 0.06%
7,200
+200
+3% +$7.83K
VAW icon
103
Vanguard Materials ETF
VAW
$3.13B
$291K 0.06%
+2,160
New +$286K
XLU icon
104
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$273K 0.06%
9,200
+1,600
+21% +$47.5K
VMC icon
105
Vulcan Materials
VMC
$36.9B
$271K 0.06%
2,000
– –
PSX icon
106
Phillips 66
PSX
$81.4B
$270K 0.06%
+5,210
New +$318K
DHR icon
107
Danaher
DHR
$144B
$258K 0.05%
1,354
-56
-4% -$9.96K
HLIO icon
108
Helios Technologies
HLIO
$2.76B
$255K 0.05%
7,000
– –
HD icon
109
Home Depot
HD
$355B
$250K 0.05%
899
– –
ORCL icon
110
Oracle
ORCL
$423B
$242K 0.05%
4,060
-78
-2% -$4.43K
AMZN icon
111
Amazon
AMZN
$2.96T
$236K 0.05%
+1,500
New +$236K
GILD icon
112
Gilead Sciences
GILD
$165B
$232K 0.05%
+3,665
New +$254K
BPRN icon
113
Princeton Bancorp
BPRN
$287M
$227K 0.05%
+12,500
New +$236K
AOS icon
114
A.O. Smith
AOS
$8.7B
$222K 0.05%
+4,200
New +$210K
INTU icon
115
Intuit
INTU
$89B
$220K 0.05%
+675
New +$211K
MU icon
116
Micron Technology
MU
$991B
$219K 0.05%
4,663
– –
GM icon
117
General Motors
GM
$76.8B
$209K 0.04%
+7,050
New +$198K
RBKB icon
118
Rhinebeck Bancorp
RBKB
$194M
$204K 0.04%
32,300
+19,300
+148% +$127K
VHT icon
119
Vanguard Health Care ETF
VHT
$18.6B
$204K 0.04%
+1,000
New +$202K
CAMP
120
DELISTED
CalAmp Corp.
CAMP
$158K 0.03%
+957
New +$179K
FNB icon
121
FNB Corp
FNB
$6.75B
$117K 0.02%
17,257
– –
ASRV icon
122
AmeriServ Financial
ASRV
$83.5M
$82K 0.02%
+29,011
New +$82.7K
SND icon
123
Smart Sand
SND
$194M
$13K ﹤0.01%
10,000
– –
ROP icon
124
Roper Technologies
ROP
$39.8B
– –
-560
Closed -$217K
SCHG icon
125
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
– –
-17,848
Closed -$227K
1 2 3 4
5

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FSCM
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RMC
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BEC
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GFM
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TPW
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MWA
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PWA
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John G. Ullman & Associates's Q3 2020 Portfolio in Review

As of Q3 2020, John G. Ullman & Associates held 132 positions worth $483M, up 18% from $410M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

John G. Ullman & Associates deployed $54.1M of net new capital in Q3 2020, opening 23 new positions and adding to 33 existing holdings. Its largest new stake was CACI: 22,100 shares worth $4.71M.

By sector, the portfolio is most concentrated in Healthcare at 32% of assets, down from 36% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Thermo Fisher Scientific, an estimated $1.78M trimmed.

  • John G. Ullman & Associates's largest Q3 2020 buy was CACI: 22,100 shares worth $4.71M.
  • John G. Ullman & Associates added most to Cisco in Q3 2020, an estimated $10.1M increase.
  • John G. Ullman & Associates's biggest Q3 2020 reduction was Thermo Fisher Scientific, cutting an estimated $1.78M.
  • John G. Ullman & Associates fully exited Schwab US Large-Cap Growth ETF in Q3 2020, selling an estimated $227K.
  • John G. Ullman & Associates's ten largest holdings make up 37% of its $483M portfolio in Q3 2020.
  • John G. Ullman & Associates opened 23 new positions and closed 4 in Q3 2020.
  • John G. Ullman & Associates's portfolio value rose 18% quarter-over-quarter to $483M.

Based on John G. Ullman & Associates's 13F filing for Q3 2020, filed 6 Nov 2020.