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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+14.81%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$410M
AUM Growth
+$32.8M
Cap. Flow
-$16.9M
Cap. Flow %
-4.11%
Top 10 Hldgs %
40.83%
Holding
122
New
21
Increased
22
Reduced
44
Closed
13

Top Buys

Rank Stock Value
1
TMP icon
Tompkins Financial
TMP
+$4.16M
2
AGX icon
Argan
AGX
+$3.97M
3
MDU icon
MDU Resources
MDU
+$3.14M
4
AGR
Avangrid, Inc.
AGR
+$2.94M
5
OGE icon
OGE Energy
OGE
+$2.8M

Top Sells

Rank Stock Value
1
EMR icon
Emerson Electric
EMR
+$8.58M
2
BNS icon
Scotiabank
BNS
+$5.36M
3
GLW icon
Corning
GLW
+$5.06M
4
GVA icon
Granite Construction
GVA
+$5.01M
5
XOM icon
ExxonMobil
XOM
+$2.84M

Sector Composition

Rank Sector Weight
1 Healthcare 36.18%
2 Technology 23.21%
3 Industrials 21.08%
4 Utilities 8.25%
5 Communication Services 4.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNB icon
101
FNB Corp
FNB
$6.85B
$129K 0.03%
17,257
– –
RBKB icon
102
Rhinebeck Bancorp
RBKB
$191M
$85K 0.02%
+13,000
New +$89.2K
SND icon
103
Smart Sand
SND
$182M
$10K ﹤0.01%
10,000
– –
BNS icon
104
Scotiabank
BNS
$109B
– –
-132,125
Closed -$5.36M
BRK.B icon
105
Berkshire Hathaway Class B
BRK.B
$1.12T
– –
-3,562
Closed -$651K
DAN icon
106
Dana Inc
DAN
$3.17B
– –
-171,600
Closed -$1.34M
EWA icon
107
iShares MSCI Australia ETF
EWA
$1.45B
– –
-167,400
Closed -$2.6M
EWC icon
108
iShares MSCI Canada ETF
EWC
$6.28B
– –
-117,567
Closed -$2.57M
GOOG icon
109
Alphabet (Google) Class C
GOOG
$4.4T
– –
-3,700
Closed -$215K
HPQ icon
110
HP
HPQ
$26.2B
– –
-110,800
Closed -$1.92M
SLB icon
111
SLB Ltd
SLB
$76B
– –
-70,932
Closed -$957K
UHAL icon
112
U-Haul Holding Co
UHAL
$14.6B
– –
-57,500
Closed -$1.67M
XRX icon
113
Xerox
XRX
$434M
– –
-116,762
Closed -$2.21M
FLG
114
Flagstar Bank National Association
FLG
$5.96B
– –
-29,600
Closed -$834K
RDS.A
115
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-5,923
Closed -$207K
SBNY
116
DELISTED
Signature Bank
SBNY
– –
-8,200
Closed -$659K
1 2 3 4
5

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John G. Ullman & Associates's Q2 2020 Portfolio in Review

As of Q2 2020, John G. Ullman & Associates held 122 positions worth $410M, up 8.7% from $377M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

John G. Ullman & Associates withdrew a net $16.9M in Q2 2020, closing 13 positions and reducing 44 holdings. Its most notable exit was Scotiabank, an estimated $5.36M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 36% of assets, up from 35% a quarter earlier, followed by Technology and Industrials.

Against the trend, John G. Ullman & Associates opened a new position in Tompkins Financial worth $4.13M.

  • John G. Ullman & Associates's largest Q2 2020 buy was Tompkins Financial: 63,735 shares worth $4.13M.
  • John G. Ullman & Associates added most to Argan in Q2 2020, an estimated $3.97M increase.
  • John G. Ullman & Associates's biggest Q2 2020 reduction was Emerson Electric, cutting an estimated $8.58M.
  • John G. Ullman & Associates fully exited Scotiabank in Q2 2020, selling an estimated $5.36M.
  • John G. Ullman & Associates's ten largest holdings make up 41% of its $410M portfolio in Q2 2020.
  • John G. Ullman & Associates opened 21 new positions and closed 13 in Q2 2020.
  • John G. Ullman & Associates's portfolio value rose 8.7% quarter-over-quarter to $410M.

Based on John G. Ullman & Associates's 13F filing for Q2 2020, filed 29 Jul 2020.