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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-20.88%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$377M
AUM Growth
-$204M
Cap. Flow
-$90.4M
Cap. Flow %
-23.98%
Top 10 Hldgs %
43.04%
Holding
146
New
4
Increased
24
Reduced
60
Closed
45

Top Buys

Rank Stock Value
1
GSK icon
GSK
GSK
+$4.89M
2
GVA icon
Granite Construction
GVA
+$3.96M
3
TSM icon
TSMC
TSM
+$3.4M
4
VZ icon
Verizon
VZ
+$3.35M
5
AVGO icon
Broadcom
AVGO
+$3.21M

Top Sells

Rank Stock Value
1
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$11.9M
2
XOM icon
ExxonMobil
XOM
+$9.24M
3
WTS icon
Watts Water Technologies
WTS
+$6.42M
4
HAL icon
Halliburton
HAL
+$6.24M
5
CGW icon
Invesco S&P Global Water Index ETF
CGW
+$6.15M

Sector Composition

Rank Sector Weight
1 Healthcare 35.22%
2 Technology 22.17%
3 Industrials 21.7%
4 Utilities 6.56%
5 Communication Services 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLK icon
101
Blackrock
BLK
$176B
– –
-1,300
Closed -$654K
CGW icon
102
Invesco S&P Global Water Index ETF
CGW
$1.08B
– –
-149,566
Closed -$6.15M
CMC icon
103
Commercial Metals
CMC
$8.31B
– –
-13,000
Closed -$289K
CNDT icon
104
Conduent
CNDT
$264M
– –
-292,570
Closed -$1.81M
DD icon
105
DuPont de Nemours
DD
$19.2B
– –
-23,342
Closed -$1.88M
DHR icon
106
Danaher
DHR
$144B
– –
-7,529
Closed -$1.02M
DOW icon
107
Dow Inc
DOW
$21.2B
– –
-37,593
Closed -$2.06M
DSI icon
108
iShares MSCI KLD 400 Social ETF
DSI
$5.55B
– –
-7,400
Closed -$444K
EAF icon
109
GrafTech
EAF
$212M
– –
-21,748
Closed -$2.53M
EEM icon
110
iShares MSCI Emerging Markets ETF
EEM
$29.5B
– –
-8,725
Closed -$391K
EEMV icon
111
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
– –
-202,114
Closed -$11.9M
EL icon
112
Estee Lauder
EL
$32B
– –
-1,198
Closed -$247K
EPU icon
113
iShares MSCI Peru and Global Exposure ETF
EPU
$567M
– –
-102,041
Closed -$3.78M
EWS icon
114
iShares MSCI Singapore ETF
EWS
$1.08B
– –
-117,600
Closed -$2.84M
EWX icon
115
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
– –
-123,800
Closed -$5.7M
GOOGL icon
116
Alphabet (Google) Class A
GOOGL
$4.33T
– –
-31,420
Closed -$2.1M
HAL icon
117
Halliburton
HAL
$26.6B
– –
-255,200
Closed -$6.24M
HD icon
118
Home Depot
HD
$355B
– –
-999
Closed -$218K
HOLX
119
DELISTED
Hologic
HOLX
– –
-4,400
Closed -$230K
HPE icon
120
Hewlett Packard
HPE
$70.5B
– –
-31,900
Closed -$506K
IPGP icon
121
IPG Photonics
IPGP
$3.84B
– –
-3,150
Closed -$456K
KRE icon
122
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
– –
-3,500
Closed -$204K
MCD icon
123
McDonald's
MCD
$195B
– –
-1,500
Closed -$296K
MKSI icon
124
MKS Inc
MKSI
$20.6B
– –
-4,700
Closed -$517K
MOS icon
125
The Mosaic Company
MOS
$7.33B
– –
-160,650
Closed -$3.48M
2 3 4
5
6

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RMC
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BEC
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GFM
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TPW
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MWA
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PWA
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John G. Ullman & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, John G. Ullman & Associates held 146 positions worth $377M, down 35% from $581M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

John G. Ullman & Associates withdrew a net $90.4M in Q1 2020, closing 45 positions and reducing 60 holdings. Its most notable exit was iShares MSCI Emerging Markets Min Vol Factor ETF, an estimated $11.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 35% of assets, up from 26% a quarter earlier, followed by Technology and Industrials.

Against the trend, John G. Ullman & Associates opened a new position in Broadcom worth $2.7M.

  • John G. Ullman & Associates's largest Q1 2020 buy was Broadcom: 114,000 shares worth $2.7M.
  • John G. Ullman & Associates added most to GSK in Q1 2020, an estimated $4.89M increase.
  • John G. Ullman & Associates's biggest Q1 2020 reduction was ExxonMobil, cutting an estimated $9.24M.
  • John G. Ullman & Associates fully exited iShares MSCI Emerging Markets Min Vol Factor ETF in Q1 2020, selling an estimated $11.9M.
  • John G. Ullman & Associates's ten largest holdings make up 43% of its $377M portfolio in Q1 2020.
  • John G. Ullman & Associates opened 4 new positions and closed 45 in Q1 2020.
  • John G. Ullman & Associates's portfolio value fell 35% quarter-over-quarter to $377M.

Based on John G. Ullman & Associates's 13F filing for Q1 2020, filed 14 Apr 2020.