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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+8.39%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$581M
AUM Growth
+$30.4M
Cap. Flow
-$10M
Cap. Flow %
-1.73%
Top 10 Hldgs %
36.14%
Holding
153
New
9
Increased
29
Reduced
79
Closed
11

Top Buys

Rank Stock Value
1
ALB icon
Albemarle
ALB
+$4.84M
2
IBM icon
IBM
IBM
+$2.62M
3
CCK icon
Crown Holdings
CCK
+$2.33M
4
TDC icon
Teradata
TDC
+$2.15M
5
HPQ icon
HP
HPQ
+$2.12M

Top Sells

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$6.69M
2
GVA icon
Granite Construction
GVA
+$6.4M
3
TT icon
Trane Technologies
TT
+$3.27M
4
ANET icon
Arista Networks
ANET
+$2.33M
5
EMR icon
Emerson Electric
EMR
+$1.95M

Sector Composition

Rank Sector Weight
1 Healthcare 26.22%
2 Industrials 24.32%
3 Technology 18.11%
4 Utilities 6.62%
5 Energy 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLIO icon
101
Helios Technologies
HLIO
$2.63B
$485K 0.08%
10,500
+1,400
+15% +$60.1K
PSX icon
102
Phillips 66
PSX
$84.3B
$480K 0.08%
4,310
-275
-6% -$30.9K
LH icon
103
Labcorp
LH
$25B
$478K 0.08%
3,287
– –
WMT icon
104
Walmart Inc
WMT
$881B
$458K 0.08%
11,550
-11,445
-50% -$454K
IPGP icon
105
IPG Photonics
IPGP
$3.68B
$456K 0.08%
3,150
+550
+21% +$76.6K
AGCO icon
106
AGCO
AGCO
$7.24B
$448K 0.08%
5,800
– –
BLBD icon
107
Blue Bird Corp
BLBD
$2.34B
$445K 0.08%
19,436
– –
DSI icon
108
iShares MSCI KLD 400 Social ETF
DSI
$5.42B
$444K 0.08%
7,400
– –
T icon
109
AT&T
T
$160B
$410K 0.07%
13,903
-200
-1% -$5.78K
PEP icon
110
PepsiCo
PEP
$190B
$396K 0.07%
2,895
-50
-2% -$6.8K
ITW icon
111
Illinois Tool Works
ITW
$82.3B
$395K 0.07%
2,200
– –
AQUA
112
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
$394K 0.07%
20,800
– –
EEM icon
113
iShares MSCI Emerging Markets ETF
EEM
$28.7B
$391K 0.07%
8,725
-100
-1% -$4.29K
EEFT icon
114
Euronet Worldwide
EEFT
$2.77B
$378K 0.07%
+2,400
New +$362K
FNB icon
115
FNB Corp
FNB
$6.8B
$377K 0.06%
29,657
+200
+0.7% +$2.45K
IBB icon
116
iShares Biotechnology ETF
IBB
$9.18B
$374K 0.06%
3,100
+200
+7% +$22.3K
RDS.A
117
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$367K 0.06%
6,223
– –
JCI icon
118
Johnson Controls International
JCI
$88.8B
$362K 0.06%
8,900
-8
-0.1% -$338
SWKS icon
119
Skyworks Solutions
SWKS
$9.12B
$351K 0.06%
2,900
– –
PAYX icon
120
Paychex
PAYX
$42B
$331K 0.06%
3,888
– –
REGN icon
121
Regeneron Pharmaceuticals
REGN
$78.7B
$300K 0.05%
800
-25
-3% -$8.41K
XLU icon
122
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
$297K 0.05%
9,200
-200
-2% -$6.35K
MCD icon
123
McDonald's
MCD
$192B
$296K 0.05%
1,500
– –
SHW icon
124
Sherwin-Williams
SHW
$84.6B
$292K 0.05%
1,500
– –
CMC icon
125
Commercial Metals
CMC
$7.63B
$289K 0.05%
13,000
-300
-2% -$6.08K
2 3 4
5
6

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BEC
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TPW
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MWA
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John G. Ullman & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, John G. Ullman & Associates held 153 positions worth $581M, up 5.5% from $551M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

John G. Ullman & Associates's Q4 2019 filing shows 9 new, 29 increased, 79 reduced and 11 closed positions. Its largest new stake was Albemarle: 72,500 shares worth $5.29M. The largest sale was ExxonMobil, an estimated $6.69M.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 25% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q4 2019 buy was Albemarle: 72,500 shares worth $5.29M.
  • John G. Ullman & Associates added most to IBM in Q4 2019, an estimated $2.62M increase.
  • John G. Ullman & Associates's biggest Q4 2019 reduction was ExxonMobil, cutting an estimated $6.69M.
  • John G. Ullman & Associates fully exited Arista Networks in Q4 2019, selling an estimated $2.33M.
  • John G. Ullman & Associates's ten largest holdings make up 36% of its $581M portfolio in Q4 2019.
  • John G. Ullman & Associates opened 9 new positions and closed 11 in Q4 2019.
  • John G. Ullman & Associates's portfolio value rose 5.5% quarter-over-quarter to $581M.

Based on John G. Ullman & Associates's 13F filing for Q4 2019, filed 29 Jan 2020.