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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-1.45%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$551M
AUM Growth
-$18M
Cap. Flow
-$3.48M
Cap. Flow %
-0.63%
Top 10 Hldgs %
36.14%
Holding
161
New
13
Increased
35
Reduced
76
Closed
17

Top Buys

Rank Stock Value
1
MMM icon
3M
MMM
+$6.58M
2
HAL icon
Halliburton
HAL
+$2.97M
3
DAN icon
Dana Inc
DAN
+$2.79M
4
ELAN icon
Elanco Animal Health
ELAN
+$2.72M
5
BMY icon
Bristol-Myers Squibb
BMY
+$2.68M

Top Sells

Rank Stock Value
1
EVRG icon
Evergy
EVRG
+$9.16M
2
XOM icon
ExxonMobil
XOM
+$5.21M
3
GVA icon
Granite Construction
GVA
+$4.89M
4
BAX icon
Baxter International
BAX
+$2.89M
5
ESBK
Elmira Savings Bank Elmira NY
ESBK
+$1.91M

Sector Composition

Rank Sector Weight
1 Industrials 25.67%
2 Healthcare 25.14%
3 Technology 17.1%
4 Utilities 7.21%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
101
PepsiCo
PEP
$190B
$404K 0.07%
2,945
-555
-16% -$73.7K
T icon
102
AT&T
T
$161B
$403K 0.07%
14,103
-10,571
-43% -$280K
JCI icon
103
Johnson Controls International
JCI
$88.7B
$391K 0.07%
8,908
-95
-1% -$4.02K
USCR
104
DELISTED
U S Concrete, Inc.
USCR
$386K 0.07%
6,986
+186
+3% +$8.7K
BLBD icon
105
Blue Bird Corp
BLBD
$2.36B
$370K 0.07%
19,436
-3,451
-15% -$65.8K
HLIO icon
106
Helios Technologies
HLIO
$2.65B
$369K 0.07%
+9,100
New +$396K
RDS.A
107
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$366K 0.07%
6,223
-100
-2% -$5.94K
EEM icon
108
iShares MSCI Emerging Markets ETF
EEM
$28.9B
$361K 0.07%
8,825
-600
-6% -$24.8K
AQUA
109
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
$354K 0.06%
20,800
– –
IPGP icon
110
IPG Photonics
IPGP
$3.7B
$353K 0.06%
2,600
+600
+30% +$79.4K
ITW icon
111
Illinois Tool Works
ITW
$82.9B
$344K 0.06%
2,200
+200
+10% +$30.4K
FNB icon
112
FNB Corp
FNB
$6.83B
$340K 0.06%
29,457
– –
HOLX
113
DELISTED
Hologic
HOLX
$328K 0.06%
6,500
+200
+3% +$9.84K
MCD icon
114
McDonald's
MCD
$189B
$322K 0.06%
1,500
– –
PAYX icon
115
Paychex
PAYX
$41.9B
$322K 0.06%
3,888
– –
FISV
116
Fiserv Inc
FISV
$29B
$310K 0.06%
2,989
-1,811
-38% -$185K
XLU icon
117
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
$304K 0.06%
9,400
– –
GILD icon
118
Gilead Sciences
GILD
$162B
$303K 0.06%
4,780
-915
-16% -$59.8K
IBB icon
119
iShares Biotechnology ETF
IBB
$9.19B
$289K 0.05%
+2,900
New +$304K
SHW icon
120
Sherwin-Williams
SHW
$85.8B
$275K 0.05%
1,500
– –
VZ icon
121
Verizon
VZ
$197B
$262K 0.05%
4,347
-1,682
-28% -$96.9K
ROP icon
122
Roper Technologies
ROP
$38.8B
$260K 0.05%
730
-720
-50% -$261K
APH icon
123
Amphenol
APH
$202B
$251K 0.05%
10,400
-12,100
-54% -$279K
PLOW icon
124
Douglas Dynamics
PLOW
$975M
$250K 0.05%
5,600
– –
BP icon
125
BP
BP
$114B
$241K 0.04%
6,350
-7,022
-53% -$268K
3 4
5
6 7

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SF
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RMC
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BEC
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GFM
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TPW
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MWA
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John G. Ullman & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, John G. Ullman & Associates held 161 positions worth $551M, down 3.2% from $569M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

John G. Ullman & Associates's Q3 2019 filing shows 13 new, 35 increased, 76 reduced and 17 closed positions. Its largest new stake was Dana Inc: 179,800 shares worth $2.6M. The largest sale was Evergy, an estimated $9.16M.

By sector, the portfolio is most concentrated in Industrials at 26% of assets, down from 26% a quarter earlier, followed by Healthcare and Technology.

  • John G. Ullman & Associates's largest Q3 2019 buy was Dana Inc: 179,800 shares worth $2.6M.
  • John G. Ullman & Associates added most to 3M in Q3 2019, an estimated $6.58M increase.
  • John G. Ullman & Associates's biggest Q3 2019 reduction was ExxonMobil, cutting an estimated $5.21M.
  • John G. Ullman & Associates fully exited Evergy in Q3 2019, selling an estimated $9.16M.
  • John G. Ullman & Associates's ten largest holdings make up 36% of its $551M portfolio in Q3 2019.
  • John G. Ullman & Associates opened 13 new positions and closed 17 in Q3 2019.
  • John G. Ullman & Associates's portfolio value fell 3.2% quarter-over-quarter to $551M.

Based on John G. Ullman & Associates's 13F filing for Q3 2019, filed 21 Oct 2019.