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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$501M
AUM Growth
-$11.6M
Cap. Flow
-$28.1M
Cap. Flow %
-5.6%
Top 10 Hldgs %
38.82%
Holding
117
New
8
Increased
26
Reduced
58
Closed
2

Top Buys

Rank Stock Value
1
ADM icon
Archer Daniels Midland
ADM
+$3.77M
2
EMR icon
Emerson Electric
EMR
+$3.53M
3
TYG
Tortoise Energy Infrastructure Corp
TYG
+$2.83M
4
FLS icon
Flowserve
FLS
+$2.74M
5
OGE icon
OGE Energy
OGE
+$1.68M

Top Sells

Rank Stock Value
1
GM icon
General Motors
GM
+$10.7M
2
WMT icon
Walmart Inc
WMT
+$9.33M
3
GSK icon
GSK
GSK
+$3.98M
4
TEL icon
TE Connectivity
TEL
+$2.91M
5
LNN icon
Lindsay Corp
LNN
+$2.77M

Sector Composition

Rank Sector Weight
1 Healthcare 24.73%
2 Industrials 20.6%
3 Technology 18.39%
4 Energy 10.71%
5 Utilities 7.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPL
101
PPL Corp
PPL
$27.3B
$241K 0.05%
7,800
– –
SHW icon
102
Sherwin-Williams
SHW
$87.4B
$233K 0.05%
+1,707
New +$224K
PLOW icon
103
Douglas Dynamics
PLOW
$1.04B
$223K 0.04%
5,900
-1,400
-19% -$55.9K
OCLR
104
DELISTED
Oclaro Inc.
OCLR
$220K 0.04%
32,600
+7,300
+29% +$53.9K
XBI icon
105
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$216K 0.04%
2,550
-300
-11% -$25.1K
AZO icon
106
AutoZone
AZO
$50.9B
$213K 0.04%
+300
New +$192K
FAN icon
107
First Trust Global Wind Energy ETF
FAN
$272M
$209K 0.04%
+15,800
New +$205K
HPE icon
108
Hewlett Packard
HPE
$60.4B
$195K 0.04%
+13,600
New +$193K
VZ icon
109
Verizon
VZ
$201B
– –
-4,403
Closed -$218K
XYL icon
110
Xylem
XYL
$29.2B
– –
-37,850
Closed -$2.37M
EAG
111
DELISTED
AMERICAN DEFENSE SYS INC COM STK (DE)
EAG
$0 ﹤0.01%
50,000
– –
1 2 3 4
5

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FSCM
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SF
Symphony Financial Houston, Texas $755M AUM 25.99% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
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GFM
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TPW
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MWA
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John G. Ullman & Associates's Q4 2017 Portfolio in Review

As of Q4 2017, John G. Ullman & Associates held 117 positions worth $501M, down 2.3% from $513M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

John G. Ullman & Associates withdrew a net $28.1M in Q4 2017, closing 2 positions and reducing 58 holdings. Its most notable exit was Xylem, an estimated $2.37M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, down from 26% a quarter earlier, followed by Industrials and Technology.

Against the trend, John G. Ullman & Associates opened a new position in Archer Daniels Midland worth $3.68M.

  • John G. Ullman & Associates's largest Q4 2017 buy was Archer Daniels Midland: 91,750 shares worth $3.68M.
  • John G. Ullman & Associates added most to Emerson Electric in Q4 2017, an estimated $3.53M increase.
  • John G. Ullman & Associates's biggest Q4 2017 reduction was General Motors, cutting an estimated $10.7M.
  • John G. Ullman & Associates fully exited Xylem in Q4 2017, selling an estimated $2.37M.
  • John G. Ullman & Associates's ten largest holdings make up 39% of its $501M portfolio in Q4 2017.
  • John G. Ullman & Associates opened 8 new positions and closed 2 in Q4 2017.
  • John G. Ullman & Associates's portfolio value fell 2.3% quarter-over-quarter to $501M.

Based on John G. Ullman & Associates's 13F filing for Q4 2017, filed 31 Jan 2018.