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JGUA
John G. Ullman & Associates Portfolio holdings
AUM
$754M
1-Year Est. Return
60.05%
This Fund
S&P 500
This Quarter
Est. Return
+4.74%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$513M
AUM Growth
+$8.91M
(+1.8%)
Cap. Flow
-$11.6M
Cap. Flow
% of AUM
-2.27%
Top 10 Holdings %
Top 10 Hldgs %
35.49%
Holding
121
New
7
Increased
25
Reduced
58
Closed
12
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ExxonMobil
XOM
|
+$5.26M |
| 2 |
Novartis
NVS
|
+$3.43M |
| 3 |
SLB Ltd
SLB
|
+$2.5M |
| 4 |
GE Aerospace
GE
|
+$2.45M |
| 5 |
Emerson Electric
EMR
|
+$2.19M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CCC
Calgon Carbon Corp
CCC
|
+$5.95M |
| 2 |
AGCO
AGCO
|
+$5.07M |
| 3 |
State Street SPDR S&P Biotech ETF
XBI
|
+$4.26M |
| 4 |
Helios Technologies
HLIO
|
+$3.78M |
| 5 |
Halliburton
HAL
|
+$2.72M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 25.86% |
| 2 | Industrials | 20.24% |
| 3 | Technology | 17.39% |
| 4 | Energy | 9.89% |
| 5 | Utilities | 7.47% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Paychex
PAYX
$42.3B
| $229K | 0.04% |
3,825
| – | – |
|
102
Verizon
VZ
$201B
| $218K | 0.04% |
+4,403
| New | +$207K |
|
|
OCLR
103
DELISTED
Oclaro Inc.
OCLR
| $218K | 0.04% |
25,300
| – | – |
|
|
104
AGCO
AGCO
$8.96B
| – | – |
-75,300
| Closed | -$5.07M |
|
105
Chemung Financial Corp
CHMG
$395M
| – | – |
-5,450
| Closed | -$223K |
|
|
106
Halliburton
HAL
$26.1B
| – | – |
-63,684
| Closed | -$2.72M |
|
|
107
Helios Technologies
HLIO
$2.56B
| – | – |
-88,675
| Closed | -$3.78M |
|
108
Neogen
NEOG
$2B
| – | – |
-103,069
| Closed | -$2.67M |
|
109
Otter Tail
OTTR
$3.93B
| – | – |
-20,850
| Closed | -$826K |
|
110
Precigen
PGEN
$1.97B
| – | – |
-8,800
| Closed | -$212K |
|
|
SPTN
111
DELISTED
SpartanNash
SPTN
| – | – |
-9,600
| Closed | -$249K |
|
112
Telecom Argentina
TEO
$5.86B
| – | – |
-107,300
| Closed | -$2.72M |
|
|
SVU
113
DELISTED
SUPERVALU Inc.
SVU
| – | – |
-1,429
| Closed | -$33K |
|
|
CCC
114
DELISTED
Calgon Carbon Corp
CCC
| – | – |
-394,282
| Closed | -$5.95M |
|
|
IXYS
115
DELISTED
IXYS Corp
IXYS
| – | – |
-19,188
| Closed | -$316K |
|
|
EAG
116
DELISTED
AMERICAN DEFENSE SYS INC COM STK (DE)
EAG
| $0 | ﹤0.01% |
50,000
| – | – |
|
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John G. Ullman & Associates's Q3 2017 Portfolio in Review
As of Q3 2017, John G. Ullman & Associates held 121 positions worth $513M, up 1.8% from $504M the previous quarter. Its ten largest holdings account for 35% of the portfolio.
John G. Ullman & Associates's Q3 2017 filing shows 7 new, 25 increased, 58 reduced and 12 closed positions. Its largest new stake was Tortoise Energy Infrastructure Corp: 8,520 shares worth $987K. The largest sale was Calgon Carbon Corp, an estimated $5.95M.
By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 25% a quarter earlier, followed by Industrials and Technology.
- John G. Ullman & Associates's largest Q3 2017 buy was Tortoise Energy Infrastructure Corp: 8,520 shares worth $987K.
- John G. Ullman & Associates added most to ExxonMobil in Q3 2017, an estimated $5.26M increase.
- John G. Ullman & Associates's biggest Q3 2017 reduction was State Street SPDR S&P Biotech ETF, cutting an estimated $4.26M.
- John G. Ullman & Associates fully exited Calgon Carbon Corp in Q3 2017, selling an estimated $5.95M.
- John G. Ullman & Associates's ten largest holdings make up 35% of its $513M portfolio in Q3 2017.
- John G. Ullman & Associates opened 7 new positions and closed 12 in Q3 2017.
- John G. Ullman & Associates's portfolio value rose 1.8% quarter-over-quarter to $513M.
Based on John G. Ullman & Associates's 13F filing for Q3 2017, filed 3 Nov 2017.