We are live on ! Find out more
JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$484M
AUM Growth
+$6.33M
Cap. Flow
-$15.1M
Cap. Flow %
-3.11%
Top 10 Hldgs %
33.62%
Holding
129
New
9
Increased
21
Reduced
67
Closed
12

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$3.88M
2
FLS icon
Flowserve
FLS
+$3.34M
3
ABT icon
Abbott
ABT
+$2.52M
4
GXP
Great Plains Energy Incorporated
GXP
+$2.47M
5
WTS icon
Watts Water Technologies
WTS
+$2.26M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$5.9M
2
AMAT icon
Applied Materials
AMAT
+$5.05M
3
MENT
Mentor Graphics Corp
MENT
+$4.5M
4
GLW icon
Corning
GLW
+$4.34M
5
CHMG icon
Chemung Financial Corp
CHMG
+$3.09M

Sector Composition

Rank Sector Weight
1 Healthcare 26.5%
2 Industrials 19.24%
3 Technology 16.19%
4 Energy 9.31%
5 Utilities 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSM icon
101
TSMC
TSM
$1.96T
$348K 0.07%
10,600
– –
PLOW icon
102
Douglas Dynamics
PLOW
$1.01B
$296K 0.06%
9,671
-38,100
-80% -$1.24M
PPL
103
PPL Corp
PPL
$27.3B
$293K 0.06%
+7,829
New +$280K
IQV icon
104
IQVIA
IQV
$40.8B
$290K 0.06%
+3,600
New +$281K
IXYS
105
DELISTED
IXYS Corp
IXYS
$281K 0.06%
+19,313
New +$246K
VOO icon
106
Vanguard S&P 500 ETF
VOO
$962B
$256K 0.05%
+1,183
New +$252K
MU icon
107
Micron Technology
MU
$883B
$249K 0.05%
+8,600
New +$210K
OCLR
108
DELISTED
Oclaro Inc.
OCLR
$243K 0.05%
24,700
– –
PAYX icon
109
Paychex
PAYX
$44B
$225K 0.05%
3,825
– –
PEP icon
110
PepsiCo
PEP
$197B
$219K 0.05%
1,955
-50
-2% -$5.36K
AZO icon
111
AutoZone
AZO
$51.2B
$217K 0.04%
300
– –
EVRI
112
DELISTED
Everi Holdings
EVRI
$48K 0.01%
10,000
– –
SVU
113
DELISTED
SUPERVALU Inc.
SVU
$39K 0.01%
1,429
– –
ADM icon
114
Archer Daniels Midland
ADM
$39.3B
– –
-33,600
Closed -$1.53M
AMAT icon
115
Applied Materials
AMAT
$357B
– –
-156,477
Closed -$5.05M
AMD icon
116
Advanced Micro Devices
AMD
$703B
– –
-10,000
Closed -$113K
MDT icon
117
Medtronic
MDT
$112B
– –
-3,756
Closed -$268K
NSLR
118
Neostellar Capital Corp
NSLR
$263M
– –
-12,032
Closed -$51K
TMP icon
119
Tompkins Financial
TMP
$1.44B
– –
-2,740
Closed -$259K
VZ icon
120
Verizon
VZ
$200B
– –
-3,967
Closed -$212K
CBI
121
DELISTED
Chicago Bridge & Iron Nv
CBI
– –
-96,000
Closed -$3.05M
MENT
122
DELISTED
Mentor Graphics Corp
MENT
– –
-121,867
Closed -$4.5M
STJ
123
DELISTED
St Jude Medical
STJ
– –
-73,568
Closed -$5.9M
EAG
124
DELISTED
AMERICAN DEFENSE SYS INC COM STK (DE)
EAG
$0 ﹤0.01%
50,000
– –
SHPG
125
DELISTED
Shire pic
SHPG
– –
-3,702
Closed -$631K
2 3 4
5
6

Similar funds

HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
SF
Symphony Financial Houston, Texas $755M AUM 25.99% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

John G. Ullman & Associates's Q1 2017 Portfolio in Review

As of Q1 2017, John G. Ullman & Associates held 129 positions worth $484M, up 1.3% from $477M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

John G. Ullman & Associates withdrew a net $15.1M in Q1 2017, closing 12 positions and reducing 67 holdings. Its most notable exit was St Jude Medical, an estimated $5.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 27% of assets, up from 26% a quarter earlier, followed by Industrials and Technology.

Against the trend, John G. Ullman & Associates opened a new position in Conduent worth $1.56M.

  • John G. Ullman & Associates's largest Q1 2017 buy was Conduent: 92,776 shares worth $1.56M.
  • John G. Ullman & Associates added most to ExxonMobil in Q1 2017, an estimated $3.88M increase.
  • John G. Ullman & Associates's biggest Q1 2017 reduction was Corning, cutting an estimated $4.34M.
  • John G. Ullman & Associates fully exited St Jude Medical in Q1 2017, selling an estimated $5.9M.
  • John G. Ullman & Associates's ten largest holdings make up 34% of its $484M portfolio in Q1 2017.
  • John G. Ullman & Associates opened 9 new positions and closed 12 in Q1 2017.
  • John G. Ullman & Associates's portfolio value rose 1.3% quarter-over-quarter to $484M.

Based on John G. Ullman & Associates's 13F filing for Q1 2017, filed 25 Apr 2017.