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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+3.27%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$477M
AUM Growth
-$8.91M
Cap. Flow
-$21.5M
Cap. Flow %
-4.51%
Top 10 Hldgs %
33.08%
Holding
125
New
9
Increased
29
Reduced
73
Closed
5

Top Buys

Rank Stock Value
1
NVS icon
Novartis
NVS
+$3.71M
2
BAX icon
Baxter International
BAX
+$3.16M
3
CAMP
CalAmp Corp.
CAMP
+$2.58M
4
CGW icon
Invesco S&P Global Water Index ETF
CGW
+$1.69M
5
ATHM icon
Autohome
ATHM
+$1.67M

Top Sells

Rank Stock Value
1
OTTR icon
Otter Tail
OTTR
+$5.75M
2
ADM icon
Archer Daniels Midland
ADM
+$3.95M
3
BCE icon
BCE
BCE
+$2.77M
4
GVA icon
Granite Construction
GVA
+$2.59M
5
DUK icon
Duke Energy
DUK
+$2.47M

Sector Composition

Rank Sector Weight
1 Healthcare 26.1%
2 Industrials 18.87%
3 Technology 17.72%
4 Energy 8.76%
5 Utilities 7.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRE icon
101
State Street SPDR S&P Regional Banking ETF
KRE
$4.51B
$361K 0.08%
6,500
+500
+8% +$24.5K
REGN icon
102
Regeneron Pharmaceuticals
REGN
$72.9B
$349K 0.07%
950
+50
+6% +$19K
COHR icon
103
Coherent
COHR
$43.4B
$326K 0.07%
+11,000
New +$313K
CI icon
104
Cigna
CI
$78.4B
$320K 0.07%
2,400
– –
TSM icon
105
TSMC
TSM
$1.94T
$305K 0.06%
+10,600
New +$319K
MDT icon
106
Medtronic
MDT
$112B
$268K 0.06%
3,756
-1,725
-31% -$136K
TMP icon
107
Tompkins Financial
TMP
$1.42B
$259K 0.05%
2,740
-4,000
-59% -$335K
AZO icon
108
AutoZone
AZO
$51.3B
$237K 0.05%
+300
New +$231K
PAYX icon
109
Paychex
PAYX
$43.4B
$233K 0.05%
3,825
– –
OCLR
110
DELISTED
Oclaro Inc.
OCLR
$221K 0.05%
24,700
– –
VZ icon
111
Verizon
VZ
$197B
$212K 0.04%
+3,967
New +$198K
PEP icon
112
PepsiCo
PEP
$196B
$210K 0.04%
+2,005
New +$210K
AMD icon
113
Advanced Micro Devices
AMD
$700B
$113K 0.02%
10,000
– –
NSLR
114
Neostellar Capital Corp
NSLR
$258M
$51K 0.01%
12,032
-16,916
-58% -$68.7K
SVU
115
DELISTED
SUPERVALU Inc.
SVU
$47K 0.01%
1,429
– –
EVRI
116
DELISTED
Everi Holdings
EVRI
$22K ﹤0.01%
10,000
-4,000
-29% -$9.28K
CMC icon
117
Commercial Metals
CMC
$7.53B
– –
-14,700
Closed -$238K
HL icon
118
Hecla Mining
HL
$9.49B
– –
-13,639
Closed -$78K
IAF
119
abrdn Australia Equity Fund
IAF
$121M
– –
-7,517
Closed -$131K
SCG
120
DELISTED
Scana
SCG
– –
-33,525
Closed -$2.43M
IXYS
121
DELISTED
IXYS Corp
IXYS
– –
-11,700
Closed -$141K
EAG
122
DELISTED
AMERICAN DEFENSE SYS INC COM STK (DE)
EAG
$0 ﹤0.01%
50,000
– –
1 2 3 4
5

Similar funds

HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
SF
Symphony Financial Houston, Texas $755M AUM 25.99% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

John G. Ullman & Associates's Q4 2016 Portfolio in Review

As of Q4 2016, John G. Ullman & Associates held 125 positions worth $477M, down 1.8% from $486M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

John G. Ullman & Associates withdrew a net $21.5M in Q4 2016, closing 5 positions and reducing 73 holdings. Its most notable exit was Scana, an estimated $2.43M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 26% a quarter earlier, followed by Industrials and Technology.

Against the trend, John G. Ullman & Associates opened a new position in CalAmp Corp. worth $2.62M.

  • John G. Ullman & Associates's largest Q4 2016 buy was CalAmp Corp.: 7,852 shares worth $2.62M.
  • John G. Ullman & Associates added most to Novartis in Q4 2016, an estimated $3.71M increase.
  • John G. Ullman & Associates's biggest Q4 2016 reduction was Otter Tail, cutting an estimated $5.75M.
  • John G. Ullman & Associates fully exited Scana in Q4 2016, selling an estimated $2.43M.
  • John G. Ullman & Associates's ten largest holdings make up 33% of its $477M portfolio in Q4 2016.
  • John G. Ullman & Associates opened 9 new positions and closed 5 in Q4 2016.
  • John G. Ullman & Associates's portfolio value fell 1.8% quarter-over-quarter to $477M.

Based on John G. Ullman & Associates's 13F filing for Q4 2016, filed 20 Jan 2017.