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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+4.17%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$486M
AUM Growth
-$716K
Cap. Flow
-$16.7M
Cap. Flow %
-3.43%
Top 10 Hldgs %
33.74%
Holding
125
New
8
Increased
27
Reduced
71
Closed
9

Top Buys

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$5.37M
2
ABT icon
Abbott
ABT
+$2.03M
3
AGCO icon
AGCO
AGCO
+$1.91M
4
DUK icon
Duke Energy
DUK
+$1.79M
5
BNS icon
Scotiabank
BNS
+$1.47M

Top Sells

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$7.04M
2
AMAT icon
Applied Materials
AMAT
+$6.13M
3
EMC
EMC CORPORATION
EMC
+$4.68M
4
MDT icon
Medtronic
MDT
+$4.21M
5
GXP
Great Plains Energy Incorporated
GXP
+$3.26M

Sector Composition

Rank Sector Weight
1 Healthcare 25.61%
2 Industrials 20.14%
3 Technology 16.96%
4 Utilities 8.7%
5 Energy 8.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CI icon
101
Cigna
CI
$78.4B
$313K 0.06%
2,400
– –
KRE icon
102
State Street SPDR S&P Regional Banking ETF
KRE
$4.51B
$254K 0.05%
+6,000
New +$246K
CMC icon
103
Commercial Metals
CMC
$7.53B
$238K 0.05%
+14,700
New +$239K
PAYX icon
104
Paychex
PAYX
$43.4B
$221K 0.05%
3,825
– –
OCLR
105
DELISTED
Oclaro Inc.
OCLR
$211K 0.04%
+24,700
New +$172K
IXYS
106
DELISTED
IXYS Corp
IXYS
$141K 0.03%
11,700
-1,000
-8% -$11.4K
IAF
107
abrdn Australia Equity Fund
IAF
$121M
$131K 0.03%
+7,517
New +$131K
NSLR
108
Neostellar Capital Corp
NSLR
$258M
$115K 0.02%
28,948
+14,534
+101% +$63.3K
HL icon
109
Hecla Mining
HL
$9.49B
$78K 0.02%
13,639
+3,415
+33% +$20.9K
AMD icon
110
Advanced Micro Devices
AMD
$700B
$69K 0.01%
10,000
– –
SVU
111
DELISTED
SUPERVALU Inc.
SVU
$50K 0.01%
1,429
– –
EVRI
112
DELISTED
Everi Holdings
EVRI
$35K 0.01%
14,000
– –
CBU icon
113
Community Bank
CBU
$3.39B
– –
-5,864
Closed -$241K
DHR icon
114
Danaher
DHR
$138B
– –
-3,720
Closed -$252K
ENTG icon
115
Entegris
ENTG
$16.3B
– –
-119,594
Closed -$1.73M
NI icon
116
NiSource
NI
$21.5B
– –
-8,100
Closed -$215K
NWE icon
117
NorthWestern Energy
NWE
$4.34B
– –
-14,150
Closed -$892K
PEP icon
118
PepsiCo
PEP
$196B
– –
-2,070
Closed -$219K
TRP icon
119
TC Energy
TRP
$70.1B
– –
-62,450
Closed -$2.82M
VZ icon
120
Verizon
VZ
$197B
– –
-3,937
Closed -$220K
EMC
121
DELISTED
EMC CORPORATION
EMC
– –
-172,200
Closed -$4.68M
EAG
122
DELISTED
AMERICAN DEFENSE SYS INC COM STK (DE)
EAG
$0 ﹤0.01%
50,000
– –
1 2 3 4
5

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HCM
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FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
SF
Symphony Financial Houston, Texas $755M AUM 25.99% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

John G. Ullman & Associates's Q3 2016 Portfolio in Review

As of Q3 2016, John G. Ullman & Associates held 125 positions worth $486M, down 0.15% from $487M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

John G. Ullman & Associates withdrew a net $16.7M in Q3 2016, closing 9 positions and reducing 71 holdings. Its most notable exit was EMC CORPORATION, an estimated $4.68M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, down from 28% a quarter earlier, followed by Industrials and Technology.

Against the trend, John G. Ullman & Associates opened a new position in ConocoPhillips worth $5.62M.

  • John G. Ullman & Associates's largest Q3 2016 buy was ConocoPhillips: 129,235 shares worth $5.62M.
  • John G. Ullman & Associates added most to Abbott in Q3 2016, an estimated $2.03M increase.
  • John G. Ullman & Associates's biggest Q3 2016 reduction was Johnson & Johnson, cutting an estimated $7.04M.
  • John G. Ullman & Associates fully exited EMC CORPORATION in Q3 2016, selling an estimated $4.68M.
  • John G. Ullman & Associates's ten largest holdings make up 34% of its $486M portfolio in Q3 2016.
  • John G. Ullman & Associates opened 8 new positions and closed 9 in Q3 2016.
  • John G. Ullman & Associates's portfolio value fell 0.15% quarter-over-quarter to $486M.

Based on John G. Ullman & Associates's 13F filing for Q3 2016, filed 20 Oct 2016.