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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+5.31%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$426M
AUM Growth
-$26.3M
Cap. Flow
-$45.8M
Cap. Flow %
-10.76%
Top 10 Hldgs %
37.3%
Holding
120
New
5
Increased
34
Reduced
59
Closed
15

Top Buys

Rank Stock Value
1
GM icon
General Motors
GM
+$2.96M
2
STJ
St Jude Medical
STJ
+$2.76M
3
WTS icon
Watts Water Technologies
WTS
+$2.4M
4
DST
DST Systems Inc.
DST
+$1.42M
5
AAPL icon
Apple
AAPL
+$1.29M

Top Sells

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$16.3M
2
CSCO icon
Cisco
CSCO
+$5.99M
3
GLW icon
Corning
GLW
+$4.35M
4
POR icon
Portland General Electric
POR
+$4.03M
5
IDA icon
Idacorp
IDA
+$3.22M

Sector Composition

Rank Sector Weight
1 Healthcare 27.11%
2 Industrials 19.25%
3 Technology 17.52%
4 Energy 8.24%
5 Utilities 8.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMD icon
101
Advanced Micro Devices
AMD
$791B
$28K 0.01%
10,000
– –
ADI icon
102
Analog Devices
ADI
$179B
– –
-36,266
Closed -$2.01M
AGX icon
103
Argan
AGX
$8.13B
– –
-42,250
Closed -$1.37M
AKAM icon
104
Akamai
AKAM
$16.5B
– –
-42,350
Closed -$2.23M
EME icon
105
Emcor
EME
$35.4B
– –
-21,300
Closed -$1.02M
FLS icon
106
Flowserve
FLS
$9.63B
– –
-54,750
Closed -$2.3M
KRE icon
107
State Street SPDR S&P Regional Banking ETF
KRE
$4.49B
– –
-56,050
Closed -$2.35M
MU icon
108
Micron Technology
MU
$988B
– –
-99,000
Closed -$1.4M
VNM icon
109
VanEck Vietnam ETF
VNM
$502M
– –
-13,000
Closed -$192K
VOO icon
110
Vanguard S&P 500 ETF
VOO
$972B
– –
-1,216
Closed -$227K
AEGN
111
DELISTED
Aegion Corp
AEGN
– –
-95,652
Closed -$1.85M
IPHI
112
DELISTED
INPHI CORPORATION
IPHI
– –
-14,500
Closed -$392K
ISCA
113
DELISTED
International Speedway Corp
ISCA
– –
-7,079
Closed -$239K
KS
114
DELISTED
KapStone Paper and Pack Corp.
KS
– –
-100,300
Closed -$2.27M
PWE
115
DELISTED
Penn West Energy Petroleum Ltd
PWE
– –
-16,150
Closed -$14K
AVL
116
DELISTED
Avalon Rare Metals, Inc. Ordinary Shares (Canada)
AVL
– –
-18,750
Closed -$2K
EAG
117
DELISTED
AMERICAN DEFENSE SYS INC COM STK (DE)
EAG
$0 ﹤0.01%
50,000
– –
1 2 3 4
5

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SF
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RMC
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BEC
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GFM
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TPW
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MWA
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John G. Ullman & Associates's Q1 2016 Portfolio in Review

As of Q1 2016, John G. Ullman & Associates held 120 positions worth $426M, down 5.8% from $453M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

John G. Ullman & Associates withdrew a net $45.8M in Q1 2016, closing 15 positions and reducing 59 holdings. Its most notable exit was State Street SPDR S&P Regional Banking ETF, an estimated $2.35M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 27% of assets, up from 26% a quarter earlier, followed by Industrials and Technology.

Against the trend, John G. Ullman & Associates opened a new position in DST Systems Inc. worth $1.5M.

  • John G. Ullman & Associates's largest Q1 2016 buy was DST Systems Inc.: 26,700 shares worth $1.5M.
  • John G. Ullman & Associates added most to General Motors in Q1 2016, an estimated $2.96M increase.
  • John G. Ullman & Associates's biggest Q1 2016 reduction was Coca-Cola, cutting an estimated $16.3M.
  • John G. Ullman & Associates fully exited State Street SPDR S&P Regional Banking ETF in Q1 2016, selling an estimated $2.35M.
  • John G. Ullman & Associates's ten largest holdings make up 37% of its $426M portfolio in Q1 2016.
  • John G. Ullman & Associates opened 5 new positions and closed 15 in Q1 2016.
  • John G. Ullman & Associates's portfolio value fell 5.8% quarter-over-quarter to $426M.

Based on John G. Ullman & Associates's 13F filing for Q1 2016, filed 27 Apr 2016.