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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+7.25%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$453M
AUM Growth
+$31.1M
Cap. Flow
+$3.31M
Cap. Flow %
0.73%
Top 10 Hldgs %
36.14%
Holding
130
New
9
Increased
29
Reduced
70
Closed
15

Top Buys

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$8.09M
2
ADM icon
Archer Daniels Midland
ADM
+$4.18M
3
IBM icon
IBM
IBM
+$2.67M
4
PEG icon
Public Service Enterprise Group
PEG
+$2.65M
5
AKAM icon
Akamai
AKAM
+$2.34M

Top Sells

Rank Stock Value
1
CYT
CYTEC INDS INC
CYT
+$5.48M
2
IXYS
IXYS Corp
IXYS
+$3.15M
3
SR icon
Spire
SR
+$2.24M
4
HPQ icon
HP
HPQ
+$1.91M
5
EWA icon
iShares MSCI Australia ETF
EWA
+$1.79M

Sector Composition

Rank Sector Weight
1 Healthcare 25.61%
2 Technology 19.34%
3 Industrials 17.97%
4 Utilities 8.34%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
101
Verizon
VZ
$195B
$238K 0.05%
5,157
-105
-2% -$4.77K
CBU icon
102
Community Bank
CBU
$3.41B
$234K 0.05%
5,864
– –
IXYS
103
DELISTED
IXYS Corp
IXYS
$234K 0.05%
18,500
-253,115
-93% -$3.15M
VOO icon
104
Vanguard S&P 500 ETF
VOO
$979B
$227K 0.05%
1,216
-46
-4% -$8.66K
PEP icon
105
PepsiCo
PEP
$190B
$207K 0.05%
+2,070
New +$207K
PAYX icon
106
Paychex
PAYX
$41.6B
$202K 0.04%
+3,825
New +$200K
VNM icon
107
VanEck Vietnam ETF
VNM
$491M
$192K 0.04%
13,000
-13,200
-50% -$214K
PBW icon
108
Invesco WilderHill Clean Energy ETF
PBW
$407M
$107K 0.02%
4,500
-3,340
-43% -$74.4K
SVU
109
DELISTED
SUPERVALU Inc.
SVU
$68K 0.02%
1,429
– –
AMD icon
110
Advanced Micro Devices
AMD
$776B
$29K 0.01%
10,000
-3,000
-23% -$6.72K
PWE
111
DELISTED
Penn West Energy Petroleum Ltd
PWE
$14K ﹤0.01%
16,150
-500
-3% -$530
AVL
112
DELISTED
Avalon Rare Metals, Inc. Ordinary Shares (Canada)
AVL
$2K ﹤0.01%
18,750
– –
HPQ icon
113
HP
HPQ
$24.9B
– –
-163,829
Closed -$1.91M
LXFR icon
114
Luxfer Holdings
LXFR
$456M
– –
-26,135
Closed -$282K
NXPI icon
115
NXP Semiconductors
NXPI
$57.8B
– –
-19,200
Closed -$1.67M
SR icon
116
Spire
SR
$4.72B
– –
-41,000
Closed -$2.24M
NSLR
117
Neostellar Capital Corp
NSLR
$269M
– –
-41,121
Closed -$210K
VIAV icon
118
Viavi Solutions
VIAV
$9.12B
– –
-12,500
Closed -$67K
CBI
119
DELISTED
Chicago Bridge & Iron Nv
CBI
– –
-32,350
Closed -$1.28M
CCC
120
DELISTED
Calgon Carbon Corp
CCC
– –
-12,400
Closed -$193K
ALTR
121
DELISTED
Altera Corp
ALTR
– –
-5,100
Closed -$255K
CYT
122
DELISTED
CYTEC INDS INC
CYT
– –
-74,200
Closed -$5.48M
SIAL
123
DELISTED
SIGMA - ALDRICH CORP
SIAL
– –
-3,100
Closed -$431K
EAG
124
DELISTED
AMERICAN DEFENSE SYS INC COM STK (DE)
EAG
$0 ﹤0.01%
50,000
– –
TYC
125
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
– –
-6,733
Closed -$236K
2 3 4
5
6

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FSCM
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SF
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RMC
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BEC
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GFM
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TPW
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MWA
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John G. Ullman & Associates's Q4 2015 Portfolio in Review

As of Q4 2015, John G. Ullman & Associates held 130 positions worth $453M, up 7.4% from $421M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

John G. Ullman & Associates's Q4 2015 filing shows 9 new, 29 increased, 70 reduced and 15 closed positions. Its largest new stake was Walmart Inc: 403,050 shares worth $8.24M. The largest sale was CYTEC INDS INC, an estimated $5.48M.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, down from 26% a quarter earlier, followed by Technology and Industrials.

  • John G. Ullman & Associates's largest Q4 2015 buy was Walmart Inc: 403,050 shares worth $8.24M.
  • John G. Ullman & Associates added most to IBM in Q4 2015, an estimated $2.67M increase.
  • John G. Ullman & Associates's biggest Q4 2015 reduction was IXYS Corp, cutting an estimated $3.15M.
  • John G. Ullman & Associates fully exited CYTEC INDS INC in Q4 2015, selling an estimated $5.48M.
  • John G. Ullman & Associates's ten largest holdings make up 36% of its $453M portfolio in Q4 2015.
  • John G. Ullman & Associates opened 9 new positions and closed 15 in Q4 2015.
  • John G. Ullman & Associates's portfolio value rose 7.4% quarter-over-quarter to $453M.

Based on John G. Ullman & Associates's 13F filing for Q4 2015, filed 11 Feb 2016.