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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-8.14%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$421M
AUM Growth
-$110M
Cap. Flow
-$66.4M
Cap. Flow %
-15.76%
Top 10 Hldgs %
35.48%
Holding
151
New
7
Increased
29
Reduced
78
Closed
30

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$2.73M
2
AMAT icon
Applied Materials
AMAT
+$2.45M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2.44M
4
LNN icon
Lindsay Corp
LNN
+$2.31M
5
DGX icon
Quest Diagnostics
DGX
+$2.21M

Top Sells

Rank Stock Value
1
PLL
PALL CORP
PLL
+$10.3M
2
GE icon
GE Aerospace
GE
+$8.17M
3
DRC
DRESSER-RAND GROUP INC
DRC
+$5.17M
4
ALTR
Altera Corp
ALTR
+$4.47M
5
LLY icon
Eli Lilly
LLY
+$4.23M

Sector Composition

Rank Sector Weight
1 Healthcare 26.28%
2 Technology 19.9%
3 Industrials 17.08%
4 Utilities 8.46%
5 Energy 7.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LXFR icon
101
Luxfer Holdings
LXFR
$456M
$282K 0.07%
26,135
-2,600
-9% -$32.1K
ALTR
102
DELISTED
Altera Corp
ALTR
$255K 0.06%
5,100
-89,850
-95% -$4.47M
SWZ
103
Swiss Helvetia Fund
SWZ
$76.5M
$246K 0.06%
22,625
-2,850
-11% -$32.5K
TYC
104
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$236K 0.06%
6,733
-80,638
-92% -$3.11M
VZ icon
105
Verizon
VZ
$195B
$229K 0.05%
5,262
-932
-15% -$43K
ISCA
106
DELISTED
International Speedway Corp
ISCA
$225K 0.05%
7,079
+902
+15% +$30.1K
VOO icon
107
Vanguard S&P 500 ETF
VOO
$979B
$222K 0.05%
1,262
+120
+11% +$22.3K
CBU icon
108
Community Bank
CBU
$3.41B
$218K 0.05%
5,864
– –
NSLR
109
Neostellar Capital Corp
NSLR
$269M
$210K 0.05%
41,121
-283,223
-87% -$1.72M
CCC
110
DELISTED
Calgon Carbon Corp
CCC
$193K 0.05%
12,400
-128,500
-91% -$2.15M
PBW icon
111
Invesco WilderHill Clean Energy ETF
PBW
$407M
$161K 0.04%
7,840
-260
-3% -$6.04K
SVU
112
DELISTED
SUPERVALU Inc.
SVU
$72K 0.02%
1,429
– –
VIAV icon
113
Viavi Solutions
VIAV
$9.12B
$67K 0.02%
12,500
-9,475
-43% -$55.6K
AMD icon
114
Advanced Micro Devices
AMD
$776B
$22K 0.01%
13,000
+3,000
+30% +$5.64K
PWE
115
DELISTED
Penn West Energy Petroleum Ltd
PWE
$7K ﹤0.01%
16,650
-500
-3% -$489
AVL
116
DELISTED
Avalon Rare Metals, Inc. Ordinary Shares (Canada)
AVL
$2K ﹤0.01%
18,750
– –
CMC icon
117
Commercial Metals
CMC
$7.6B
– –
-157,200
Closed -$2.53M
COHU icon
118
Cohu
COHU
$2.26B
– –
-109,085
Closed -$1.44M
CVE icon
119
Cenovus Energy
CVE
$55.7B
– –
-10,166
Closed -$163K
CWB icon
120
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
– –
-5,062
Closed -$241K
DLB icon
121
Dolby
DLB
$5.51B
– –
-50,840
Closed -$2.02M
ECNS icon
122
iShares MSCI China Small-Cap ETF
ECNS
$64.9M
– –
-16,400
Closed -$949K
EEM icon
123
iShares MSCI Emerging Markets ETF
EEM
$28.8B
– –
-76,660
Closed -$3.04M
ELP
124
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
– –
-278,250
Closed -$1.22M
EPU icon
125
iShares MSCI Peru and Global Exposure ETF
EPU
$537M
– –
-41,790
Closed -$1.22M
2 3 4
5
6

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SF
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RMC
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BEC
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GFM
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TPW
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MWA
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John G. Ullman & Associates's Q3 2015 Portfolio in Review

As of Q3 2015, John G. Ullman & Associates held 151 positions worth $421M, down 21% from $531M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

John G. Ullman & Associates withdrew a net $66.4M in Q3 2015, closing 30 positions and reducing 78 holdings. Its most notable exit was PALL CORP, an estimated $10.3M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 24% a quarter earlier, followed by Technology and Industrials.

Against the trend, John G. Ullman & Associates opened a new position in State Street SPDR S&P Regional Banking ETF worth $2.37M.

  • John G. Ullman & Associates's largest Q3 2015 buy was State Street SPDR S&P Regional Banking ETF: 57,500 shares worth $2.37M.
  • John G. Ullman & Associates added most to Monsanto Co in Q3 2015, an estimated $2.73M increase.
  • John G. Ullman & Associates's biggest Q3 2015 reduction was GE Aerospace, cutting an estimated $8.17M.
  • John G. Ullman & Associates fully exited PALL CORP in Q3 2015, selling an estimated $10.3M.
  • John G. Ullman & Associates's ten largest holdings make up 35% of its $421M portfolio in Q3 2015.
  • John G. Ullman & Associates opened 7 new positions and closed 30 in Q3 2015.
  • John G. Ullman & Associates's portfolio value fell 21% quarter-over-quarter to $421M.

Based on John G. Ullman & Associates's 13F filing for Q3 2015, filed 21 Oct 2015.