JGUA

John G. Ullman & Associates Portfolio holdings

AUM $674M
This Quarter Return
-8.14%
1 Year Return
+25.13%
3 Year Return
+60.41%
5 Year Return
+107.12%
10 Year Return
+200.76%
AUM
$421M
AUM Growth
+$421M
Cap. Flow
-$67.9M
Cap. Flow %
-16.11%
Top 10 Hldgs %
35.48%
Holding
151
New
7
Increased
29
Reduced
77
Closed
30

Top Buys

1
KRE icon
SPDR S&P Regional Banking ETF
KRE
$2.37M
2
MON
Monsanto Co
MON
$2.36M
3
AMAT icon
Applied Materials
AMAT
$2.15M
4
EMC
EMC CORPORATION
EMC
$2M
5
LNN icon
Lindsay Corp
LNN
$1.97M

Top Sells

1
PLL
PALL CORP
PLL
$10.3M
2
GE icon
GE Aerospace
GE
$8.06M
3
DRC
DRESSER-RAND GROUP INC
DRC
$5.17M
4
ALTR
ALTERA CORP
ALTR
$4.49M
5
LLY icon
Eli Lilly
LLY
$4.23M

Sector Composition

1 Healthcare 26.28%
2 Technology 20.38%
3 Industrials 17.76%
4 Utilities 7.29%
5 Energy 7.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LXFR icon
101
Luxfer Holdings
LXFR
$354M
$282K 0.07%
26,135
-2,600
-9% -$28.1K
ALTR
102
DELISTED
ALTERA CORP
ALTR
$255K 0.06%
5,100
-89,850
-95% -$4.49M
SWZ
103
Swiss Helvetia Fund
SWZ
$78.3M
$246K 0.06%
22,625
-2,850
-11% -$31K
TYC
104
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$236K 0.06%
7,050
-84,438
-92% -$2.83M
VZ icon
105
Verizon
VZ
$184B
$229K 0.05%
5,262
-932
-15% -$40.6K
ISCA
106
DELISTED
International Speedway Corp
ISCA
$225K 0.05%
7,079
+902
+15% +$28.7K
VOO icon
107
Vanguard S&P 500 ETF
VOO
$724B
$222K 0.05%
1,262
+120
+11% +$21.1K
CBU icon
108
Community Bank
CBU
$3.14B
$218K 0.05%
5,864
– –
SSSS icon
109
SuRo Capital
SSSS
$207M
$210K 0.05%
26,700
-183,900
-87% -$1.45M
CCC
110
DELISTED
Calgon Carbon Corp
CCC
$193K 0.05%
12,400
-128,500
-91% -$2M
PBW icon
111
Invesco WilderHill Clean Energy ETF
PBW
$347M
$161K 0.04%
39,200
-1,300
-3% -$5.34K
SVU
112
DELISTED
SUPERVALU Inc.
SVU
$72K 0.02%
10,000
– –
VIAV icon
113
Viavi Solutions
VIAV
$2.57B
$67K 0.02%
12,500
– -$50.8K
AMD icon
114
Advanced Micro Devices
AMD
$263B
$22K 0.01%
13,000
+3,000
+30% +$5.08K
PWE
115
DELISTED
Penn West Energy Petroleum Ltd
PWE
$7K ﹤0.01%
16,650
-500
-3% -$210
AVL
116
DELISTED
Avalon Rare Metals, Inc. Ordinary Shares (Canada)
AVL
$2K ﹤0.01%
18,750
– –
KEG
117
DELISTED
KEY ENERGY SERVICES INC
KEG
– –
-132,500
Closed -$238K
IPAS
118
DELISTED
Ipass Inc Common Stock
IPAS
– –
-14,800
Closed -$16K
CHL
119
DELISTED
China Mobile Limited
CHL
– –
-42,950
Closed -$2.75M
EAG
120
DELISTED
AMERICAN DEFENSE SYS INC COM STK (DE)
EAG
$0 ﹤0.01%
50,000
– –
DRC
121
DELISTED
DRESSER-RAND GROUP INC
DRC
– –
-60,719
Closed -$5.17M
PLL
122
DELISTED
PALL CORP
PLL
– –
-82,666
Closed -$10.3M
ADT
123
DELISTED
ADT CORP
ADT
– –
-69,687
Closed -$2.34M
YAO
124
DELISTED
Invesco China All-Cap ETF
YAO
– –
-98,844
Closed -$3.07M
VRSN icon
125
VeriSign
VRSN
$25.6B
– –
-3,500
Closed -$216K
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5
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