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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+5.35%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$531M
AUM Growth
+$11.2M
Cap. Flow
-$11.3M
Cap. Flow %
-2.13%
Top 10 Hldgs %
33.37%
Holding
161
New
13
Increased
36
Reduced
86
Closed
16

Top Buys

Rank Stock Value
1
OGE icon
OGE Energy
OGE
+$2.24M
2
HAL icon
Halliburton
HAL
+$2.23M
3
CBI
Chicago Bridge & Iron Nv
CBI
+$2.21M
4
FCX icon
Freeport-McMoran
FCX
+$2.04M
5
BKNG icon
Booking.com
BKNG
+$1.78M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$3.77M
2
OVV icon
Ovintiv
OVV
+$3.58M
3
AAPL icon
Apple
AAPL
+$3.52M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$2.71M
5
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$2.41M

Sector Composition

Rank Sector Weight
1 Healthcare 25.33%
2 Industrials 20.74%
3 Technology 17.61%
4 Utilities 7.94%
5 Energy 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
101
PepsiCo
PEP
$191B
$1.05M 0.2%
11,096
+143
+1% +$13.7K
ROP icon
102
Roper Technologies
ROP
$38.5B
$955K 0.18%
6,109
-50
-0.8% -$7.67K
NXPI icon
103
NXP Semiconductors
NXPI
$61.8B
$856K 0.16%
+11,200
New +$794K
BNS icon
104
Scotiabank
BNS
$107B
$853K 0.16%
15,796
-1,008
-6% -$56.7K
ECNS icon
105
iShares MSCI China Small-Cap ETF
ECNS
$64.6M
$839K 0.16%
18,500
+100
+0.5% +$4.69K
TEL icon
106
TE Connectivity
TEL
$59.9B
$827K 0.16%
13,075
-400
-3% -$24.1K
AAPL icon
107
Apple
AAPL
$4.9T
$807K 0.15%
29,240
-129,264
-82% -$3.52M
AEGN
108
DELISTED
Aegion Corp
AEGN
$765K 0.14%
41,115
-21,385
-34% -$396K
QIHU
109
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$733K 0.14%
+12,800
New +$845K
GXC icon
110
State Street SPDR S&P China ETF
GXC
$460M
$693K 0.13%
8,700
-200
-2% -$15.7K
MOS icon
111
The Mosaic Company
MOS
$7.24B
$589K 0.11%
12,900
-700
-5% -$31K
CHMG icon
112
Chemung Financial Corp
CHMG
$391M
$568K 0.11%
20,546
+2,300
+13% +$64.7K
AVGO icon
113
Broadcom
AVGO
$1.85T
$563K 0.11%
+56,000
New +$500K
ENTG icon
114
Entegris
ENTG
$17.8B
$557K 0.1%
+42,200
New +$541K
VNM icon
115
VanEck Vietnam ETF
VNM
$502M
$538K 0.1%
28,000
-400
-1% -$8.25K
REGN icon
116
Regeneron Pharmaceuticals
REGN
$77.4B
$513K 0.1%
1,251
-14
-1% -$5.51K
LXFR icon
117
Luxfer Holdings
LXFR
$455M
$510K 0.1%
34,185
-80,200
-70% -$1.24M
CMC icon
118
Commercial Metals
CMC
$7.57B
$474K 0.09%
29,100
-46,450
-61% -$752K
CVD
119
DELISTED
COVANCE INC.
CVD
$404K 0.08%
3,890
-300
-7% -$28.1K
EWZ icon
120
iShares MSCI Brazil ETF
EWZ
$9.25B
$366K 0.07%
10,000
-37,935
-79% -$1.54M
IPHI
121
DELISTED
INPHI CORPORATION
IPHI
$338K 0.06%
+18,300
New +$268K
T icon
122
AT&T
T
$159B
$337K 0.06%
13,300
-434
-3% -$11.3K
PGEN icon
123
Precigen
PGEN
$2.12B
$329K 0.06%
12,518
– –
SWZ
124
Swiss Helvetia Fund
SWZ
$76.4M
$326K 0.06%
29,250
-2,400
-8% -$31.1K
KEG
125
DELISTED
KEY ENERGY SERVICES INC
KEG
$313K 0.06%
+187,200
New +$313K
3 4
5
6 7

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John G. Ullman & Associates's Q4 2014 Portfolio in Review

As of Q4 2014, John G. Ullman & Associates held 161 positions worth $531M, up 2.2% from $520M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

John G. Ullman & Associates's Q4 2014 filing shows 13 new, 36 increased, 86 reduced and 16 closed positions. Its largest new stake was Halliburton: 45,734 shares worth $1.8M. The largest sale was Procter & Gamble, an estimated $3.77M.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q4 2014 buy was Halliburton: 45,734 shares worth $1.8M.
  • John G. Ullman & Associates added most to OGE Energy in Q4 2014, an estimated $2.24M increase.
  • John G. Ullman & Associates's biggest Q4 2014 reduction was Apple, cutting an estimated $3.52M.
  • John G. Ullman & Associates fully exited Procter & Gamble in Q4 2014, selling an estimated $3.77M.
  • John G. Ullman & Associates's ten largest holdings make up 33% of its $531M portfolio in Q4 2014.
  • John G. Ullman & Associates opened 13 new positions and closed 16 in Q4 2014.
  • John G. Ullman & Associates's portfolio value rose 2.2% quarter-over-quarter to $531M.

Based on John G. Ullman & Associates's 13F filing for Q4 2014, filed 26 Jan 2015.